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ANDERSON v. EDWARD D. JONES & CO., L.P.

No. 19-17520.

990 F.3d 692 (2021)

Edward ANDERSON; Coleen Worthington; Janet Goral, Plaintiffs-Appellants, v. EDWARD D. JONES & CO., L.P.; The Jones Financial Companies, LLLP; EDJ Holding Company, Inc.; James D. Weddle; Vincent J. Ferrari, Defendants-Appellees.

United States Court of Appeals, Ninth Circuit.

Filed March 4, 2021.

Attorney(s) appearing for the Case

Michael Anthony Brown (argued), Spertus Landes & Umhofer LLP, Los Angeles, California; John R. Garner , Garner & Associates, Willows, California; Michael D. Murphy , Franklin D. Azar & Associates P.C., Aurora, Colorado; for Plaintiffs-Appellants.

Mark A. Perry (argued), Gibson Dunn & Crutcher LLP, Washington, D.C.; Alexander K. Mircheff and Meryl L. Young , Gibson Dunn & Crutcher LLP, Los Angeles, California; Samuel A. Keesal Jr. , Keesal Young & Logan, Long Beach, California; Julie L. Taylor , Keesal Young & Logan, San Francisco, California; for Defendants-Appellees.

Before: DANNY J. BOGGS, MILAN D. SMITH, JR., and MARK J. BENNETT, Circuit Judges.

OPINION

Plaintiff-Appellant Edward Anderson and others (collectively, Plaintiffs) are the Lead Plaintiffs in a class action brought against Defendant-Appellee Edward D. Jones & Co., L.P., and other associated entities and individuals (collectively, Edward Jones). Plaintiffs alleged that Edward Jones breached...

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