H.A.L. NY HOLDINGS, LLC v. GUINAN

No. 19-1942.

958 F.3d 627 (2020)

H.A.L. NY HOLDINGS, LLC, Plaintiff-Appellant, v. Joseph Michael GUINAN, Jr., Defendant-Appellee.

United States Court of Appeals, Seventh Circuit.

Decided May 5, 2020.


Attorney(s) appearing for the Case

Leslie A. Blau , Attorney, Blau & Malmfeldt, Chicago, IL, for Plaintiff-Appellant.

Shannon Gross , Attorney, Brian J. Poronsky , Attorney, Sheehan H. Band , Katten Muchin Rosenman LLP, Chicago, IL, for Defendant-Appellee.

Before Rovner, Hamilton, and Scudder, Circuit Judges.


Plaintiff H.A.L. NY Holdings, LLC is in the business of trading securities. It set up a brokerage account with Advantage Futures, LLC in Chicago. H.A.L.'s trading losses led Advantage to issue margin calls, which H.A.L. failed to meet. Advantage then liquidated H.A.L.'s account, leaving a negative balance of more than $75...

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