OPINION
N.R. SMITH, Circuit Judge:
Assuming that unlawful aliens in this country hold some degree of rights under the Second Amendment, a statute prohibiting the possession of firearms by an alien unlawfully present in the United States withstands constitutional scrutiny and is a valid exercise of Congress's authority.
I. BACKGROUND
Defendant Victor Manuel Torres appeals his conviction for possessing a firearm while "being an alien ... illegally or unlawfully in the United States," in violation of 18 U.S.C. § 922(g)(5)(A).
In March 2014, a citizen reported to the Los Gatos Police Department that there was a suspicious pickup truck in a nearby parking lot and that its driver might be attempting to sell a stolen bicycle. When officers arrived, the driver's side door of the suspicious pickup was open. The officers found Torres working on something on the bed of the vehicle. Through the open driver's side door, officers saw a backpack and what appeared to be counterfeit license plates. The bed of the pickup contained "a newer looking Trek road bike." Torres told the officers that he owned the bicycle and that he had received it as a gift in December 2013. However, by reporting the bicycle's serial number to dispatch, officers confirmed that it had been reported stolen two days earlier. When later confronted with this information, Torres admitted he knew the bicycle was stolen. Officers requested that Torres provide identification. Torres responded that it was in his vehicle. When Torres began to reach into the pickup to allegedly retrieve his identification, the officers stopped him out of concern for safety. An officer then looked into the vehicle and did not see any identification, but the officer asked if he could look inside Torres's backpack. Torres consented. Inside the backpack, the officer found a loaded .22 caliber revolver, bolt cutters, and what appeared to be two homemade silencers for the firearm.
Upon this discovery, officers placed Torres under arrest. In addition to the contents of Torres's backpack, the subsequent search of his vehicle revealed a small amount of methamphetamine and a glass pipe. Officers transported Torres to a holding facility where they explained his Miranda rights to him before conducting an interview. In response to questions about two of his tattoos that indicated a gang affiliation, Torres admitted to being an active member of Sur Santos Pride. According to Torres, the stolen bicycle and the backpack containing the firearm had been placed in his vehicle by a friend (a fellow gang member), whose identity Torres refused to reveal.
Subsequently, Torres was federally indicted in the Northern District of California for one count of being an unlawful alien in possession of a firearm, in violation of 18 U.S.C. § 922(g)(5)(A).
II. STANDARD OF REVIEW
We consider challenges to the constitutionality of a statute de novo. United States v. Garcia, 768 F.3d 822, 827 (9th Cir.2014).
III. DISCUSSION
The Second Amendment to the United States Constitution guarantees that "the right of the people to keep and bear Arms, shall not be infringed." U.S. Const. amend. II. We must answer, as an issue of first impression in our circuit, whether this right is violated by a federal criminal statute prohibiting the possession of a firearm by an alien unlawfully in this country. The Second Amendment's application to unlawful aliens has been widely debated among courts and scholars in recent years, with analytical divisions even among those agreeing in result. We proceed to address this issue, first, by outlining the general framework to analyze challenges under the Second Amendment. We then review the approach of other circuits to Second Amendment challenges to the specific statute at issue. Finally turning to the parties' arguments, we assume (without deciding) that the Second Amendment extends to unlawful aliens, and we conclude that § 922(g)(5) is constitutional under intermediate scrutiny.
Central to the rights guaranteed by the Second Amendment is "the inherent right of self-defense." District of Columbia v. Heller, 554 U.S. 570, 628, 128 S.Ct. 2783, 171 L.Ed.2d 637 (2008). However, while the Second Amendment "guarantee[s] the individual right to possess and carry weapons in case of confrontation," the right "is not unlimited." Id. at 592, 626, 128 S.Ct. 2783. Congress may place certain limits on where the right is exercised, how the right is exercised, and who may exercise the right. See id. at 626-27, 128 S.Ct. 2783; United States v. Carpio-Leon, 701 F.3d 974, 977 (4th Cir.2012) ("[T]he Second Amendment does not guarantee the right to possess for every purpose, to possess every type of weapon, to possess at every place, or to possess by every person."); United States v. Huitron-Guizar, 678 F.3d 1164, 1166 (10th Cir.2012) ("The right to bear arms, however venerable, is qualified by what one might call the `who,' `what,' `where,' `when,' and `why.'"). In fact, Congress has determined that certain groups should be prohibited altogether from possessing firearms. See 18 U.S.C. § 922(g). This case concerns such a limitation. Under § 922(g)(5), it is unlawful for an alien "illegally or unlawfully in the United States ... to ... possess in or affecting commerce, any firearm." Torres challenges this prohibition.
A. Does § 922(g)(5) burden conduct protected by the Second Amendment?
Under the first Chovan step, we cannot "apply the Second Amendment to protect a right that does not exist under the Amendment." Peruta v. Cty. of San Diego, 824 F.3d 919, 942 (9th Cir.2016) (en banc), cert. denied sub nom. Peruta v. California, ___ U.S. ___, 137 S.Ct. 1995, 198 L.Ed.2d 746 (2017). Therefore, the first step of our analysis requires us to explore the amendment's reach "based on a `historical understanding of the scope of the [Second Amendment] right.'" Jackson v. City & Cty. of San Francisco, 746 F.3d 953, 960 (9th Cir.2014) (quoting Heller, 554 U.S. at 625, 128 S.Ct. 2783). A law does not burden Second Amendment rights, if it either falls within "one of the `presumptively lawful regulatory measures' identified in Heller" or regulates conduct that historically has fallen outside the scope of the Second Amendment. Id.
The non-exhaustive examples of presumptively lawful regulations include "longstanding prohibitions on the possession of firearms by felons and the mentally ill, or laws forbidding the carrying of firearms in sensitive places such as schools and government buildings, or laws imposing conditions and qualifications on the commercial sale of arms." Heller, 554 U.S. at 626-27 & n.26, 128 S.Ct. 2783; see also United States v. Vongxay, 594 F.3d 1111, 1115 (9th Cir.2010). "These measures comport with the Second Amendment because they affect individuals or conduct unprotected by the right to keep and bear arms." Binderup v. Attorney Gen. U.S., 836 F.3d 336, 343 (3d Cir.2016) (en banc), cert. denied sub nom. Sessions v. Binderup, ___ U.S. ___, 137 S.Ct. 2323, 198 L.Ed.2d 746 (2017), and cert. denied sub nom. Binderup v. Sessions, ___ U.S. ___, 137 S.Ct. 2323, 198 L.Ed.2d 746 (2017). However, the government does not argue that § 922(g)(5) is a presumptively lawful regulation, so that question is not before us. Therefore, we focus our inquiry on whether possession of firearms by unlawful aliens falls within the "historical understanding of the scope of the [Second Amendment] right." Heller, 554 U.S. at 625, 128 S.Ct. 2783; see also id. at 626-28, 128 S.Ct. 2783 (outlining some of the historical limits on the scope of the Second Amendment right).
In this case, the question of whether possession of firearms by unlawful aliens has historically fallen outside the Second Amendment requires an examination of whether unlawful aliens are included within the term "the people." The text of the Second Amendment plainly states that the right "to keep and bear Arms" is reserved only to "the people." Far from plain, however, is the scope of those who fall within "the people." On this question, there are two Supreme Court cases that provide some guidance: United States v. Verdugo-Urquidez, 494 U.S. 259, 110 S.Ct. 1056, 108 L.Ed.2d 222 (1990), and Heller.
In Verdugo-Urquidez, the Supreme Court held that a person who "was a citizen and resident of Mexico with no voluntary attachment to the United States, and the place searched was located in Mexico," was not within "the people" protected by the Fourth Amendment. 494 U.S. at 274-75, 110 S.Ct. 1056. The Court explained,
Id. (citing United States ex rel. Turner v. Williams, 194 U.S. 279, 292, 24 S.Ct. 719, 48 S.Ct. 979 (1904)).
In Heller, the Supreme Court conducted its "first in-depth examination of the Second Amendment." 554 U.S. at 635, 128 S.Ct. 2783. Heller addressed a Second Amendment challenge to "a District of Columbia prohibition on the possession of usable handguns in the home." Id. at 573, 128 S.Ct. 2783. The Court engaged in textual and historical analyses, holding that the Second Amendment protects an "individual right," unrelated to service in a militia, and that the District of Columbia's prohibition of usable handguns in the home was unconstitutional. Id. at 592-94, 635, 128 S.Ct. 2783. Throughout its opinion, the Court described the Second Amendment as "protect[ing] the right of citizens" and "belong[ing] to all Americans." Id. at 581, 595, 128 S.Ct. 2783 (emphasis added). The Court also wrote that the amendment "surely elevates above all other interests the right of law-abiding, responsible citizens to use arms in defense of hearth and home." Id. at 635, 128 S.Ct. 2783 (emphasis added).
However, the Heller decision did not resolve who had the Second Amendment right; Heller resolved if there were an individual right per se under the Second Amendment. Id. at 595, 128 S.Ct. 2783 ("There seems to us no doubt, on the basis of both text and history, that the Second Amendment conferred an individual right to keep and bear arms."); see also Kachalsky v. Cty. of Westchester, 701 F.3d 81, 88-89 (2d Cir.2012) (explaining that, after the Court concluded the Second Amendment was meant to protect individual rights, "[t]here was no need in Heller to further define [its] scope ...."). And, the Heller Court also stated that "the people," as a term, "unambiguously refers to all members of the political community, not an unspecified subset" and block-quoted the definition of "the people" as quoted supra from Verdugo-Urquidez. Heller, 554 U.S. at 580, 128 S.Ct. 2783.
Using these two guiding cases, five of our sister circuits have addressed the question of § 922(g)(5)'s constitutionality; however, the inconsistency in reasoning among these courts — though unanimous in ultimate outcome — demonstrates that Heller and Verdugo-Urquidez do not provide us a definitive outcome.
In 2011, the Fifth Circuit addressed this question in United States v. Portillo-Munoz, 643 F.3d 437 (5th Cir.2011). The defendant in Portillo-Munoz, an unlawful alien, argued that under Verdugo-Urquidez's construction of "the people," he should be considered as within the scope of the phrase because he had "developed sufficient connection[s]" to the United States. Id. at 440. The Fifth Circuit concluded that, "[w]hatever else the term means or includes, the phrase `the people' in the Second Amendment of the Constitution does not include aliens illegally in the United States." Id. at 442. To reach its holding, the Portillo-Munoz court relied
Similarly, the Fourth Circuit in Carpio-Leon held that "illegal aliens do not belong to the class of law-abiding members of the political community to whom the protection of the Second Amendment is given." 701 F.3d at 981. To reach this conclusion, the court acknowledged that Heller held "the people" is a "term of art" and cited to Verdugo-Urquidez to define who is included in that term. Id. at 978. However, the Fourth Circuit concluded that Heller's specific use of the phrases "law-abiding," "Americans," and "citizenship" meant the "Supreme Court's precedent is therefore not clear on whether `the people' includes illegal aliens." Id. at 978-81. It then reasoned that the Heller Court's holding that the "core" of the Second Amendment right "is the right of self-defense by `law-abiding, responsible citizens'" was a "distinct analysis." Id. at 978-79 (emphasis in original) (quoting Heller, 554 U.S. at 635, 128 S.Ct. 2783). The Fourth Circuit then concluded that "[t]he Heller court reached the Second Amendment's connection to law-abiding citizens through a historical analysis, independent of its discussion about who constitutes `the people.'" Id. at 979. It then conducted a historical inquiry as to whether or not unlawful aliens were included in the definition of "law-abiding," and concluded that "Carpio-Leon's historical evidence does not controvert the historical evidence supporting the notion that the government could disarm individuals who are not law-abiding members of the political community." Id. at 979-81.
Unlike the Fourth, Fifth, and Eighth Circuits, when confronted with the instant question, the Seventh Circuit held, in United States v. Meza-Rodriguez, 798 F.3d 664 (7th Cir.2015), that Heller's notation that the Second, First, and Fourth Amendments all use the phrase "the people," and its citation to Verdugo-Urquidez was sufficient to overcome the Supreme Court's "passing references" to "law-abiding citizens" and "members of the political community," which did not define "people." Id. at 669-70. The Seventh Circuit reasoned that "[a]n interpretation of the Second Amendment as consistent with the other amendments passed as part of the Bill of Rights has the advantage of treating identical phrasing in the same way and respecting the fact that the first ten amendments were adopted as a package." Id. at 670. Accordingly, the Meza-Rodriguez court found the Verdugo-Urquidez test was the appropriate mechanism to determine if an unlawful alien fell within the scope of the Second Amendment right. Id.
Finally, in Huitron-Guizar, the Tenth Circuit, like the Seventh Circuit, refused to find that Heller's use of "citizen" was a conclusive determination that unlawful aliens are not within the scope of the Second Amendment right, but, instead, assumed for the purposes of the analysis that (at least some) unlawful aliens fall within the scope and concluded the statute passed intermediate scrutiny. 678 F.3d at 1168-70. The Tenth Circuit's conclusion was grounded in the fact that the Heller decision did not purport to decide the scope of the phrase "the people" in the Second Amendment, but, rather, "the question in Heller was the amendment's raison d'être — does it protect an individual or collective right? — and aliens were not part of that calculus." Id. at 1168. Further, the Tenth Circuit was concerned with finding that Heller's decision excluded unlawful aliens because it could not conclude "the word `citizen' was used deliberately to settle the question, not least because doing so would conflict with Verdugo-Urquidez, a case Heller relied on." Id. As such, because of the "large and complicated" question of whether unlawful aliens were included in the scope of the Second Amendment, the Tenth Circuit concluded the prudent course of action was to assume so and, ultimately, concluded § 922(g)(5) passed intermediate scrutiny. Id. at 1169-70.
Here, the Government primarily focuses its argument on the approaches of the Fourth, Fifth, and Eighth Circuits by arguing that unlawful aliens are not included in "the people." First, the government, relying on language from Heller, argues that historical evidence supports the conclusion that unlawful aliens "are not law-abiding, responsible citizens," because "the government traditionally had the authority to disarm people who were not part of the political community, as well as people who were perceived as potentially disloyal or dangerous." Second, the Government argues that post-Heller, the Second Amendment right is "connected to citizenship or membership in the national political community," and unlawful aliens are not in those categories.
However, we agree with the Tenth Circuit's approach, because we believe the state of the law precludes us from reaching a definite answer on whether unlawful aliens are included in the scope of the Second Amendment right. The Tenth Circuit correctly held that this question is "large and complicated." Id. at 1169. Therefore, on this record, we find it imprudent to examine whether Torres (as an unlawful alien) falls within the scope of the Second Amendment right. As such, we assume (without deciding) that unlawful aliens, such as Torres, fall within the scope of the Second Amendment right as articulated under Heller and Vergudo-Urquidez and proceed to the appropriate scrutiny we should give to § 922(g)(5). Silvester v. Harris, 843 F.3d 816, 826-27 (9th Cir.2016) ("We assume, without deciding, that the regulation [imposing a waiting period between purchase and delivery of a firearm] is within the scope of the Amendment and is not the type of regulation that must be considered presumptively valid."); Chovan, 735 F.3d at 1137 (assuming existence of Second Amendment rights where record was insufficient to show domestic violence misdemeanants were historically excluded from the scope of the Second Amendment);
B. Does § 922(g)(5) impose a permissible restriction on the Second Amendment right of an unlawful alien?
Before we can conclude whether § 922(g)(5) imposes a permissible restriction on the Second Amendment rights of aliens unlawfully present in the United States, we must first determine the appropriate level of scrutiny to apply.
1. Level of scrutiny
Although Torres argues that we should apply strict scrutiny, he acknowledges that the relevant case law has not made clear what standard is appropriate.
In considering the first question to determine the appropriate level of scrutiny — the proximity of the challenged law to "the core of the Second Amendment right" — "Heller tells us that the core of the Second Amendment is the right of law-abiding, responsible citizens to use arms in defense of hearth and home.'" Chovan, 735 F.3d at 1138 (emphasis added) (quoting Heller, 554 U.S. at 635, 128 S.Ct. 2783). Under a different subdivision of § 922(g), which prohibits firearm possession for domestic violence misdemeanants, we held in Chovan that "Section 922(g)(9) does not implicate this core Second Amendment right because it regulates firearm possession for individuals with
Under the second question for determining the level of scrutiny to apply — "the severity of the law's burden on the right" at issue — we found in Chovan a "quite substantial" burden on Second Amendment rights from a statute imposing a lifelong "`total prohibition' on firearm possession for a class of individuals." Chovan, 735 F.3d at 1138 (analyzing § 922(g)(9)). We found this burden tempered, however, by exemptions from the lifetime ban for persons whose conviction "has been expunged or set aside" or who have "been pardoned or ... had [their] civil rights restored." Id. at 1130, 1138; 18 U.S.C. § 921(a)(33)(B)(ii). Thus, "we applied `intermediate' rather than `strict' judicial scrutiny in part because section 922(g)(9)'s `burden' on Second Amendment rights was `lightened' by those mechanisms." Fisher v. Kealoha, 855 F.3d 1067, 1071 n.2 (9th Cir.2017) (citing Chovan, 735 F.3d at 1138). The burden found in § 922(g)(5) is similarly tempered, because there is nothing indicating that the prohibition on firearm possession extends beyond the time that an alien's presence in the United States is unlawful. The factual condition triggering the prohibition in § 922(g)(9) — that a person "has been convicted" of a domestic violence misdemeanor — is phrased in the past tense, indicating that (once that event occurs) the ban continues for life, unless one of the enumerated exceptions applies. Conversely, the factual condition triggering the prohibition in § 922(g)(5) — that a person "is illegally or unlawfully in the United States" — is phrased in the present tense, indicating that the person affected by that provision may remove himself from the prohibition by acquiring lawful immigration status. The burden imposed by § 922(g)(5) is, therefore, tempered.
Because § 922(g)(5) does not implicate the core Second Amendment right, and because its burden is tempered, we proceed to apply intermediate scrutiny. See Fyock v. Sunnyvale, 779 F.3d 991, 998-99 (9th Cir.2015) ("Intermediate scrutiny is appropriate if the regulation at issue does not implicate the core Second Amendment right or does not place a substantial burden on that right."); Chovan, 735 F.3d at 1138.
2. Application of intermediate scrutiny
For a challenged statute to survive intermediate scrutiny, it must have (1) a "significant, substantial, or important" government objective; and (2) a reasonable fit between that objective and the conduct regulated. Chovan, 735 F.3d at 1139. A statute need not utilize "the least restrictive means of achieving its interest" in order to withstand intermediate scrutiny. Fyock, 779 F.3d at 1000. Instead, the statute simply needs to "promote[ ] a `substantial government interest that would be achieved less effectively absent the regulation.'" Id. (quoting Colacurcio v. City of Kent, 163 F.3d 545, 553 (9th Cir.1998)).
The government argues that it has important "interests in crime control and public safety." We agree. "The [government] has the important government interest of ensuring the safety of both the public and its police officers." Mahoney, 871 F.3d at 882 (citing United States v.
Further, "[unlawful aliens] often live `largely outside the formal system of registration, employment, and identification, [and] are harder to trace and more likely to assume a false identity.'" Meza-Rodriguez, 798 F.3d at 673 (quoting Huitron-Guizar, 678 F.3d at 1170). Therefore, "the ban on the possession of firearms by [unlawful aliens] is substantially related to the statute's general objectives because such persons are able purposefully to evade detection by law enforcement." Id.
Finally, "the government has a[ ] strong interest in preventing people who already have disrespected the law (including, in addition to aliens unlawfully in the country, felons, § 922(g)(1), fugitives, § 922(g)(2), and those convicted of misdemeanor crimes of domestic violence, § 922(g)(9)) from possessing guns." Id. Section 922(g)(5) and other concurrent additions to § 922(g) "reflect[ ] Congress's judgment that persons within these categories `may not be trusted to possess a firearm without becoming a threat to society.'" Binderup, 836 F.3d at 390 & n.98 (Fuentes, J., concurring in part and dissenting in part) (quoting Scarborough v. United States, 431 U.S. 563, 572, 97 S.Ct. 1963, 52 L.Ed.2d 582 (1977)). "[T]hese restrictions ... disarm groups whose members Congress believes are unable or unwilling to conduct themselves in conformity with the responsibilities of citizenship." Id. at 390-91.
In sum, the government's interests in controlling crime and ensuring public safety are promoted by keeping firearms out of the hands of unlawful aliens — who are subject to removal, are difficult to monitor due to an inherent incentive to falsify information and evade law enforcement, and have already shown they are unable or unwilling to conform their conduct to the laws of this country. These important government interests "would be achieved less effectively" were it not for § 922(g)(5). Fyock, 779 F.3d at 1000.
IV. CONCLUSION
The present state of the law leaves us unable to conclude with certainty whether aliens unlawfully present in the United
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