AMERICAN CHEM. & EQUIP. v. PRINCIPAL MANAGEMENT

No. 16-1576, No. 16-1580, No. 16-1712.

864 F.3d 859 (2017)

AMERICAN CHEMICALS & EQUIPMENT INC. 401 (K) RETIREMENT PLAN, Plaintiff-Appellant/Cross Appellee v. PRINCIPAL MANAGEMENT CORPORATION, Defendant-Appellee/Cross Appellant.

United States Court of Appeals, Eighth Circuit.

Filed: July 24, 2017.


Attorney(s) appearing for the Case

Laura S. Dunning , Peter Mougey , Levin & Papantonio, Pensacola, FL, John Barton Goplerud , Assistant Chief Counsel, Brian Marty , Hudson & Mallaney, Michael P. Mallaney , Shindler & Anderson, West Des Moines, IA, Mark T. Johnson , Jason J. Kane , Todd M. Schneider , Kyle G. Bates , Schneider & Wallace, Emeryville, CA, Michael C. McKay , Garrett W. Wotkyns , Schneider & Wallace, Scottsdale, AZ, for Plaintiff-Appellant.

Mark Bruce Blocker , Robert N. Hochman , Lisa Erin Schwartz , Sidley & Austin, Chicago, IL, Alex J. Kaplan , Sidley & Austin, New York, NY, Angel A. West , Matthew Roger Eslick , Nyemaster & Goode, Des Moines, IA, Kevin H. Collins , Nyemaster & Goode, Cedar Rapids, IA, for Defendants-Appellees.

Before RILEY, Chief Judge, LOKEN and BENTON, Circuit Judges.


Section 36(b) of the Investment Company Act (ICA) of 1940, 15 U.S.C. § 80a-35(b), provides that an action may be brought "by a security holder of [a] registered investment company on behalf of such company, against [its] investment adviser... for breach of fiduciary duty in respect...

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