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BARTKO v. S.E.C.

No. 14-1070.

845 F.3d 1217 (2017)

Gregory BARTKO, Petitioner v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, District of Columbia Circuit.

Decided January 17, 2017.

Attorney(s) appearing for the Case

Brian R. Matsui , Washington, DC, appointed by the court, argued the cause as the amicus curiae in support of the appellant. Bryan J. Leitch and Deanne E. Maynard , Washington, DC, were with him on brief.

Gregory Bartko, pro se, filed the briefs for the appellant.

Daniel Matro , Attorney, United States Securities and Exchange Commission, argued the cause for the respondent. John W. Avery , Deputy Solicitor, Dominick V. Freda , and Stephen G. Yoder , Senior Litigation Counsel were with him on brief.

Before: Henderson and Griffith, Circuit Judges, and Williams, Senior Circuit Judge.

Between 2004 and 2005, Gregory Bartko masterminded a wide-ranging scheme that sought to defraud investors through the sale of securities. Five years later, Bartko was convicted of conspiracy, selling unregistered securities and mail fraud. Shortly thereafter, the United States Securities and Exchange Commission...

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