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U.S. v. GLUK

No. 14-51012.

811 F.3d 738 (2016)

UNITED STATES of America, Plaintiff-Appellee v. Michael GLUK; Michael Baker, Defendants-Appellants.

United States Court of Appeals, Fifth Circuit.

January 25, 2016.

Attorney(s) appearing for the Case

John Michael Pellettieri, Esq. (argued), Ellen R. Meltzer, Esq. , Special Counsel, U.S. Department of Justice, Washington, DC, Joseph H. Gay, Jr. , Assistant U.S. Attorney, U.S. Attorney's Office, San Antonio, TX, for Plaintiff-Appellee.

Elliot H. Scherker , General Attorney (argued), Brigid F. Cech Samole , Jay A. Yagoda , Greenberg Traurig, L.L.P., Miami, FL, David W. Klaudt , Jason Scott Lewis , Greenberg Traurig, L.L.P., Dallas, TX, Dennis P. Riordan (argued), Riordan & Horgan, San Francisco, CA, Martha Arm Boersch, Esq. , Oakland, CA, Theodore David Sampsell-Jones , William Mitchell College of Law, Minneapolis, MN, for Defendant-Appellant.

Before JOLLY and JONES, Circuit Judges, and MILLS, District Judge.

Michael Baker and Michael Gluk appeal their convictions for securities fraud. Because we agree with their evidentiary challenges, we vacate their convictions and remand for a new trial.2

I.

Michael Baker and Michael Gluk were, respectively...

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