Nos. 13-1837-cr (L), 13-1917-cr (con).

773 F.3d 438 (2014)

UNITED STATES of America, Appellee, v. Todd NEWMAN, Anthony Chiasson, Defendants-Appellants, Jon Horvath, Danny Kuo, Hyung G. Lim, Michael Steinberg, Defendants.

United States Court of Appeals, Second Circuit.

Decided: December 10, 2014.

Attorney(s) appearing for the Case

Stephen Fishbein ( John A. Nathanson , Jason M. Swergold , on the brief), Shearman & Sterling LLP, New York, NY, for Defendant-Appellant Todd Newman.

Mark F. Pomerantz ( Matthew J. Carhart ; Alexandra A.E. Shapiro , Daniel J. O'Neill , Jeremy Licht , Shapiro, Arato & Isserles LLP, New York, NY; Gregory R. Morvillo , Morvillo LLP, New York, N.Y. on the brief), Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York, NY, for Defendant-Appellant Anthony Chiasson.

Antonia M. Apps ( Richard C. Tarlowe , Micah W.J. Smith , Brent S. Wible , on the brief), Assistant United States Attorneys for Preet Bharara, United States Attorney, Southern District of New York, New York, NY, for Appellee.

Ira M. Feinberg , Jordan L. Estes , Hagan Scotten , Hogan Lovells U.S. LLP, New York, NY; Joshua L. Dratel , Law Offices of Joshua L. Dratel, P.C., New York, NY, for Amicus Curiae National Association of Criminal Defense Lawyers.

Defendants-appellants Todd Newman and Anthony Chiasson appeal from judgments of conviction entered on May 9, 2013, and May 14, 2013, respectively in the United States District Court for the Southern District of New York (Richard J. Sullivan, J.) following a six-week jury trial on charges of securities...


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