OPINION
SMITH, Circuit Judge.
Christian DeJohn sued Temple University, its former president, David Adamany, and two of his former graduate school professors, Richard H. Immerman and Gregory J.W. Urwin (hereinafter collectively referred to as "Temple" or "the University") in an eight-count complaint for violations of, inter alia, First Amendment freedom of speech and expression stemming from the University's Policy on Sexual Harassment.
I.
Christian DeJohn served in the Pennsylvania Army National Guard. In January 2002, he enrolled in Temple University to pursue a master's degree in Military and American History. To obtain a master's degree in history at Temple, a student must first successfully complete his course work. The student then has the option of either taking a comprehensive exam or completing a master's thesis. The parties agree that all course work and other requirements
DeJohn took four classes in his first semester as a graduate student. Following that semester, DeJohn was called to active military duty and was deployed to Bosnia. He earned graduate level credit while deployed through a correspondence course related to the Vietnam War. By the end of the following fall 2003 semester, DeJohn had completed all of the required course work for his advanced degree. In January 2004, he chose to draft a master's thesis in lieu of taking a comprehensive examination, and Dr. Jay Lockenour, a tenured associate professor of history, agreed to serve as his thesis advisor. Dr. Lockenour received DeJohn's completed draft of his thesis on March 16, 2005. By March 27, 2005, Dr. Lockenour had read the entire thesis and e-mailed DeJohn with further, specific critiques. DeJohn met with Dr. Lockenour on April 18, 2005, to discuss necessary revisions, and the revisions continued. On July 21, 2005, Dr. Lockenour approached Dr. Gregory J.W. Urwin, a professor of history, at DeJohn's request and asked him to serve as DeJohn's secondary reader; Dr. Urwin agreed. On August 20, 2005, DeJohn delivered a revised draft of his thesis to Dr. Urwin, who reviewed it. In March 2006, DeJohn produced his most recent thesis draft to Dr. Andrew Isenberg, the Chair of the History Department. Dr. Isenberg forwarded the draft to Dr. Lockenour for his review as DeJohn's primary reader. The record indicates that DeJohn is not currently registered as a student at Temple and has not been registered since the 2006 spring semester.
DeJohn filed the instant action on February 22, 2006. Only two of the original counts are at issue in this appeal. These remaining counts embody DeJohn's challenge of Temple University's Student Code of Conduct and related polices, in particular as they address sexual harassment. The Temple policy challenged here reads, in relevant part:
DeJohn claims that this policy is facially overbroad. Specifically, because of the sexual harassment policy, he felt inhibited in expressing his opinions in class concerning women in combat and women in the military. As a history graduate student, DeJohn found himself engaged in conversations and class discussions regarding issues he believed were implicated by the policy. That, in turn, caused him to be concerned that discussing his social, cultural, political, and/or religious views regarding these issues might be sanctionable by the University. Thus, DeJohn contends that the policy had a chilling effect on his ability to exercise his constitutionally protected rights.
On May 22, 2006, Temple filed a motion to dismiss DeJohn's Complaint. On September 11, 2006, the District Court granted in part Temple's motion to dismiss with respect to counts three through six. The
On January 15, 2007, less than three weeks before the deadline for filing dispositive motions in the case, Temple modified its sexual harassment policy. Temple then filed a motion for a protective order and a motion to quash duces tecum — arguing that because there were no longer issues in the case due to the policy modification, DeJohn was not entitled to a Rule 30(b)(6) deposition on the sexual harassment policy or duces tecum discovery of records of past harassment complaints. The District Court denied this motion, concluding in part that there was nothing to prevent Temple from restoring the policy as soon as counts seven and eight of the Complaint were resolved.
After discovery, DeJohn moved for summary judgment on counts seven and eight and Temple moved for summary judgment on all remaining claims. On March 21, 2007, the District Court granted DeJohn's motion, declared the Temple University Policy on Sexual Harassment (as enacted before January 15, 2007) facially unconstitutional and enjoined Temple from reimplementing or enforcing the sexual harassment policy that existed before the changes implemented on January 15, 2007. The District Court granted in part and denied in part Temple's motion for summary judgment on the remaining claims in the case. Temple appealed the partial grant of summary judgment.
After trial, the District Court entered Final Judgment in favor of DeJohn on counts seven and eight, permanently enjoined Temple from reimplementing or enforcing its previous policy, and awarded $1.00 in nominal damages in favor of DeJohn and against Temple University. The Court entered judgment in Temple's favor as to counts one and two.
II.
Before we address the merits of Temple's appeal, we must determine the scope of our jurisdiction. Temple argues that we have jurisdiction over the District Court's grant of an injunction, as well as the District Court's award of damages. Temple argues that while the District Court did not award damages to DeJohn until April 26, 2007, its act of awarding damages was "purely ministerial or mechanical," and as such, the March 21 Order was a final order disposing of all of the claims. We cannot agree.
Temple argues that the March 21 Order ended the litigation related to counts seven and eight on the merits and left nothing else for the District Court to do but execute the judgment. That is, Temple argues that this Court has appellate jurisdiction over this appeal pursuant to 28 U.S.C. § 1291. Federal Rule of Civil Procedure 54(b) directs otherwise. It provides that:
FED.R.CIV.P. 54(b) (emphasis added). The March 21 Order left a First Amendment retaliation claim and a § 1983 claim for money damages unresolved, and as such, the order was not final within the meaning of Rule 54(b). Rule 54(b) "expressly provides that an order adjudicating less than all claims in an action with multiple claims is not final unless the district court makes an express determination that there is no just reason for delay ... on express direction for the entry of judgment." Ortiz v. Eichler, 794 F.2d 889, 891 (3d Cir.1986) (internal quotation marks omitted). A district court may direct the entry of a final judgment pursuant to Rule 54(b) only when a distinct claim is fully adjudicated. Neither party suggests that Temple University moved for certification pursuant to Rule 54(b) on counts seven and eight of the Complaint. Even had it done so, those counts had not been fully adjudicated as of March 21 because DeJohn's request for damages had yet to be determined. The quantification of damages, contrary to the University's argument, was more than a ministerial act to be performed by the clerk of the court and routinely executed by the judge. Indeed, it was a contested issue held for trial that required adjudication by a finder of fact and was not resolved by the March 21 Order. We have previously recognized that, "[i]t is a well-established rule of appellate jurisdiction... that where liability has been decided but the extent of damage remains undetermined, there is no final order." Apex Fountain Sales, Inc. v. Kleinfeld, 27 F.3d 931, 934-35 (3d Cir.1994) (quoting Sun Shipbuilding & Dry Dock Co. v. Benefits Review Bd., 535 F.2d 758, 760 (3d Cir. 1976)) (per curiam) (collecting cases). See also, e.g., Republic Natural Gas Co. v. Oklahoma, 334 U.S. 62, 68, 68 S.Ct. 972, 92 L.Ed. 1212 (1948) ("[T]he requirement of finality has not been met merely because the major issues in a case have been decided and only a few loose ends remain to be tied up — for example, where liability has been determined and all that needs to be adjudicated is the amount of damages."); Cohen v. Bd. of Tr. of the Univ. of Med. & Dentistry of N.J., 867 F.2d 1455, 1465 n. 8 (3d Cir.1989) (en banc) (explaining that the plaintiff's claim had not been fully adjudicated because her request for damages had not been determined); EEOC v. Del. Dep't of Health & Soc. Servs., 865 F.2d 1408, 1413 (3d Cir.1989) ("An order which establishes liability without fixing the amount of recovery is generally not final."); Weiss v. York Hosp., 745 F.2d 786, 802 (3d Cir.1984) ("because ... additional proceedings, including the determination of certain defenses and of damages, are yet to take place, most of these `judgments'... are not final within the meaning of 28 U.S.C. § 1291"), cert. denied, 470 U.S. 1060, 105 S.Ct. 1777, 84 L.Ed.2d 836 (1985); In re Jack Raley, 17 F.3d 291 (9th Cir.1995) (holding that the premature notice of appeal was not valid because the matter of prejudgment interest was not decided until long after the notice of appeal had been filed). Thus, the March 21 Order, though appealable under § 1292(a)(1), is not appealable under 28 U.S.C. § 1291.
III.
Temple University argues that the District Court lacked jurisdiction to declare its former sexual harassment policy unconstitutional and to issue an injunction relating to that policy because 1) the constitutionality of the former policy was rendered moot after Temple voluntarily revised the policy on January 15, 2007, and/or 2) DeJohn left the University. We have explained that:
We will first examine Temple's argument that DeJohn's claims for equitable relief in counts seven and eight became moot with the school's voluntary amendment of the contested policy. In doing so, we heed the Supreme Court's instruction that
Los Angeles County v. Davis, 440 U.S. 625, 631, 99 S.Ct. 1379, 59 L.Ed.2d 642 (1979) (internal citations omitted). The Supreme Court noted that, "[t]he burden of demonstrating mootness `is a heavy one.'" Id. (citation omitted). Our Court has articulated the burden for the party alleging mootness as "`heavy,' even `formidable.'" United States v. Gov't of Virgin Islands, 363 F.3d 276, 285 (3d Cir.2004). We conclude that Temple has not met this burden.
Given the posture of this case, and the briefing on appeal, we are left with no assurance that Temple will not reimplement its pre-January 15 sexual harassment policy, absent an injunction, after this litigation has concluded. See Davis, 440 U.S. at 631, 99 S.Ct. 1379 (holding that only if there is no reasonable expectation that the alleged violation will recur can the voluntary cessation of a challenged practice render a case moot). Temple did not change its sexual harassment policy for more than a year after the commencement of litigation and then only near the end of discovery, less than three weeks before the dispositive motions deadline in the case. More importantly, Temple defended and continues to defend not only the constitutionality of its prior sexual harassment policy, but also the need for the former policy. We consider these two factors significant in evaluating whether there is a "reasonable expectation" that Temple will reimplement its previous sexual harassment policy. See id.
The Supreme Court considered mootness and the voluntary cessation of a policy in Parents Involved in Community Schools v. Seattle School District No. 1, ___ U.S. ___, 127 S.Ct. 2738, 2751, 168 L.Ed.2d 508 (2007). There, the Supreme Court considered whether a student assignment plan that relied on racial classification to allocate slots in oversubscribed high schools was constitutional. Parents Involved in Cmty Schs., 127 S.Ct. at 2749. The plaintiff's son, Joshua, was assigned to Young Elementary, a school approximately ten miles away from their house. The mother attempted to have him transferred to a school one-mile away that had openings. Her request was denied because, "[t]he transfer would have an adverse effect on desegregation compliance" of Young. The mother then brought suit, alleging violations of the Equal Protection Clause. In challenging the petitioner's standing, the School District noted that it had ceased using the racial tiebreaker pending the outcome of the litigation. Id. at 2751. The Court noted that, despite this suspension, the School District vigorously
We came to a similar conclusion in United States v. Government of Virgin Islands, 363 F.3d 276 (3d Cir.2004). There, the United States brought a Clean Water Act enforcement action against the U.S. Virgin Islands. 363 F.3d at 279. The Virgin Islands then entered into a negotiated contract with Global Resources Management ("GRM"), a company that was to provide the services necessary to achieve compliance. Id. The United States filed a motion to show cause as to why performance of the GRM contract should not be enjoined because it was likely tainted by political corruption, and that GRM itself was a start-up company with no equipment, assets, or experience in construction. Id. The District Court entered an order in March 2003 enjoining the Virgin Islands from proceeding with or reviving the GRM contract. Id. The Virgin Islands argued on appeal that the District Court lacked jurisdiction — on mootness grounds — to enjoin the contract between the Virgin Islands and GRM because the Virgin Islands had voluntarily terminated the contract two days before the hearing on the motion. Id. This Court determined that the Virgin Islands "failed to meet its heavy burden of demonstrating that there is no reasonable expectation that it would again enter into a contract similar to the one at issue." Id. at 285. We reasoned, in part, that:
Id. at 285-86. Like the timing of the contract termination and the Virgin Islands' continued defense of its contract, here Temple's timing of the policy change, as well as its continued defense of its former policy, do not meet the "formidable" burden of demonstrating that there is no reasonable expectation that it would reimplement its former policy. See id. at 285.
Temple urges us to consider the Eleventh Circuit opinion in Jews for Jesus, Inc. v. Hillsborough County Aviation Authority, 162 F.3d 627 (11th Cir.1998), as support for its position that this issue is moot. In Jews for Jesus, the plaintiff brought a lawsuit in August 1995 against Tampa International Airport seeking injunctive and declaratory relief that would permit the organization to distribute literature at the airport.
Thus, DeJohn's claims for equitable relief did not become moot with Temple's voluntary revision of its policy.
We now consider Temple's argument that DeJohn is no longer a student at the University, and that his claim for injunctive relief is moot for that reason. Temple would have us resolve this issue based on whether DeJohn is currently a student. The circumstances of this case reveal, however, that whether DeJohn qualifies as a "student" — one who attends a school or one who studies
There is no dispute between the parties that in the master's degree program at Temple University all course work and other requirements must be completed within three years from the date of admission unless a student successfully secures a leave of absence.
Temple argues that the reason DeJohn is not registered as a student, and why he cannot be a student at Temple, is because the time period for his matriculation, three years enrolled and one year on military leave, expired in December 2006
IV.
Our appellate review properly extends to matters inextricably bound up with the injunction decision. WRIGHT & MILLER, FEDERAL PRACTICE AND PROCEDURE § 3921.1. While the scope of appellate review under § 1292(a)(1) is confined to the issues necessary to determine the propriety of the interlocutory order itself, interlocutory orders with respect to permanent injunctions provide frequent occasion for review of the merits. Id. Here, in order for us to determine the propriety of the injunction, we must review the District Court's determination that Temple University's Policy on Sexual Harassment is facially unconstitutional.
A.
We begin our analysis by noting that the overbreadth doctrine may be appropriately utilized in the school setting.
Saxe v. State Coll. Area Sch. Dist., 240 F.3d 200, 209 (3d Cir.2001) (quoting Texas v. Johnson, 491 U.S. 397, 414, 109 S.Ct. 2533, 105 L.Ed.2d 342 (1989)). Because overbroad harassment policies can suppress or even chill core protected speech, and are susceptible to selective application amounting to content-based or viewpoint discrimination, the overbreadth doctrine may be invoked in student free speech cases.
B.
In reviewing a facial challenge to a racial harassment policy, we have explained:
Sypniewski v. Warren Hills Reg'l Bd. of Educ., 307 F.3d 243, 258-59 (3d Cir.2002) (internal citations omitted). In addition to the general considerations inherent in reviewing facial challenges to speech regulations, in the present facial challenge we are guided by our decision in Saxe.
Saxe, however, involved a public elementary and high school district. Before we employ the overbreadth analysis as used in Saxe, we must point out that there is a difference between the extent that a school may regulate student speech in a public university setting as opposed to that of a public elementary or high school.
It is well recognized that "[t]he college classroom with its surrounding environs is peculiarly the `marketplace of ideas[,]'" Healy, 408 U.S. at 180, 92 S.Ct. 2338, and "[t]he First Amendment guarantees wide freedom in matters of adult public discourse[,]" Fraser, 478 U.S. at 682, 106 S.Ct. 3159. Discussion by adult students in a college classroom should not be restricted. Certain speech, however, which cannot be prohibited to adults may be prohibited to public elementary and high school students. See Fraser, 478 U.S. at 682, 106 S.Ct. 3159 ("It does not follow, however, that simply because the use of an offensive form of expression may not be prohibited to adults making what the speaker considers a political point, the same latitude must be permitted to children in a public school."). This is particularly true when considering that public elementary and high school administrators have the unique responsibility to act in loco parentis. See id. at 684, 106 S.Ct. 3159.
In Sypniewski, we noted the difference in regulating student speech in public elementary and high schools as compared to public universities. 307 F.3d at 260. There, we stressed that, in the context of a public elementary or high school, the "special
In Saxe, we noted that there is no "harassment exception" to the First Amendment's Free Speech Clause; that is, "we have found no categorical rule that divests `harassing' speech as defined by federal anti-discrimination statutes, of First Amendment protection."
Recognizing, then, that some "harassing" speech may be worthy of First Amendment protection, we look to see whether Temple's Policy on Sexual Harassment reaches too much expression that is constitutionally protected. See Sypniewski, 307 F.3d at 258. The relevant portion of Temple's challenged sexual harassment policy reads:
Saxe specifically criticized some of this language, and the criticism is apropos. Initially, the policy's focus upon the motives of the speaker is rightly criticized. Under the Supreme Court's rule in Tinker, a school must show that speech will cause actual, material disruption before prohibiting it.
Further, the policy's use of "hostile," "offensive," and "gender-motivated" is, on its face, sufficiently broad and subjective that they "could conceivably be applied to cover any speech" of a "gender-motivated" nature "the content of which offends someone." See Saxe, 240 F.3d at 217. This could include "core" political and religious speech, such as gender politics and sexual morality.
C.
Before declaring whether this or any policy is unconstitutional, we must determine whether it is susceptible to a reasonable limiting construction. Saxe, 240 F.3d at 215 (citing Stretton v. Disciplinary Bd. of the Supreme Court of Pennsylvania, 944 F.2d 137, 144 (3d Cir.1991) (citations omitted); Hoffman Estates v. Flipside, Hoffman Estates, 455 U.S. 489, 494 n. 4, 102 S.Ct. 1186, 71 L.Ed.2d 362 (1982) ("In evaluating a facial challenge to a state law, a federal court must, of course, consider any limiting construction."); Broadrick, 413 U.S. at 617 n. 16, 93 S.Ct. 2908 ("a federal court must determine what a state statute means before it can judge its facial unconstitutionality")). Under the Temple Policy the following elements, if present, constitute sexual harassment: (1) expressive, visual or physical conduct (2) of a sexual or gender-motivated nature and which (3) has the purpose or effect of either (3a) unreasonably interfering with an individual's work, educational performance, or status, or (3b) creating an intimidating, hostile, or offensive environment. If we juxtapose this definition of harassment with the limiting construction that this Court placed on the policy at issue in Saxe, we find that they are very similar.
First, harassment is defined in the policy as including expressive conduct of a "gender-motivated nature." This phrase gives rise to a number of issues. "Gender-motivated" necessarily requires an inquiry into the motivation of the speaker. Whose gender must serve as the motivation, the speaker's or the listener's? And does it matter? Additionally, we must be aware that "gender," to some people, is a fluid concept.
Second, as in Saxe, Temple's Policy reaches any speech that interferes or is intended to interfere with educational performance or that creates or is intended to create a hostile environment. See Saxe, 240 F.3d at 216. Thus, "the Policy punishes not only speech that actually causes disruption, but also speech that merely intends to do so: by its terms, it covers speech `which has the purpose or effect of' interfering with educational performance or creating a hostile environment. This ignores Tinker's requirement that a school must reasonably believe that speech will cause actual, material disruption before prohibiting it." Id. at 216-17.
Even if we ignore the "purpose" component, the Policy's prong that deals with conduct that "unreasonably interfere[s] with an individual's work" probably falls short of satisfying the Tinker standard. If we were to construe "unreasonable" as encompassing a subjective and objective component, it still does not necessarily follow that speech which effects an unreasonable interference with an individual's work justifies restricting another's First Amendment freedoms. Under Tinker, students may express their opinions, even on controversial subjects, so long as they do so "without colliding with the rights of others." Tinker, 393 U.S. at 512, 89 S.Ct. 733. As we observed in Saxe, while the precise scope of this language is unclear, Saxe, 240 F.3d at 217, we do believe that a school has a compelling interest in preventing
For similar reasons, some speech that creates a "hostile or offensive environment" may be protected speech under the First Amendment. It is difficult to cabin this phrase, which could encompass any speech that might simply be offensive to a listener, or a group of listeners, believing that they are being subjected to or surrounded by hostility. See id. Certainly speech amounting to "fighting words" would not be protected, Chaplinsky v. New Hampshire, 315 U.S. 568, 572-73, 62 S.Ct. 766, 86 L.Ed. 1031 (1942), but the policy covers much more speech than could be prohibited under Tinker's substantial disruption test as well as speech that does not rise to the level of "fighting words."
V.
Because our review of the District Court's grant of injunctive relief required us to evaluate the constitutionality of Temple's Policy on Sexual Harassment, and because we now conclude that the Policy is facially overbroad, we will affirm the District Court's March 21 Order granting injunctive relief in favor of DeJohn.
FootNotes
In a multiple claims action, an order/judgment disposing of less than all of the claims is not literally a decision that would be appealable if immediately followed by the entry of judgment because Rule 54(b) certification would have had to take place first. As previously stated, however, neither party suggests that Temple University moved for certification pursuant to 54(b); and importantly, even if the University had, the issue of damages still remained. See Cohen, 867 F.2d at 1465 n. 8 (explaining that the plaintiff's claims had not been fully adjudicated because her request for damages had not been determined); see also In re Jack Raley, 17 F.3d 291 (9th Cir.1995) (holding that the premature notice of appeal was not valid because the matter of prejudgment interest was not decided until long after the notice of appeal had been filed). Thus, even if 54(b) certification were appropriate, it would not have converted the judgment into a wholly appealable one without modifying or enlarging that decision in any way. Thus, Rule 4(a)(2) provides no assistance to Temple University.
Id. at 202-03, 218-23 (emphasis added). After the Anti-Harassment Policy was adopted, Saxe filed suit in federal court alleging that the Policy was facially unconstitutional under the First Amendment's Free Speech Clause. Id. at 203. The District Court found that Saxe had standing to mount a facial challenge but granted SCASD's motion to dismiss, holding that the policy was facially constitutional. Id. at 204. We reversed. Id. at 202, 218.
240 F.3d at 216.
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