No. D058531.

204 Cal.App.4th 605 (2012)

139 Cal. Rptr. 3d 114

JOHN D. THOMAS, Plaintiff and Respondent, v. STEPHEN M. WESTLAKE et al., Defendants and Appellants.

Court of Appeals of California, Fourth District, Division One.

March 23, 2012.

Attorney(s) appearing for the Case

Edgerton & Weaver, Chad E. Weaver and Elizabeth M. Del Cid for Defendants and Appellants.

Law Offices of Timothy C. Karen and Timothy C. Karen for Plaintiff and Respondent.



An investment advisor and related defendants appeal the order denying their petition to compel an investor's successor in interest to arbitrate claims alleging the defendants mismanaged the investor's accounts. The trial court denied the petition on the grounds that the claims against two of the six defendants were not subject to arbitration because those defendants were not parties to any arbitration agreement, and...

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