OPINION
The County of San Diego (San Diego County) and the County of Orange (Orange County)
Both the State and the Counties appeal the judgment. The State contends (1) the judgment and writ relief fashioned by the court violate the separation of powers doctrine; (2) the Counties' sole mechanism to obtain payment on their reimbursement claims is through article XIII B, section 6 and its implementing Government Code provisions; and (3) because the Government Code provides the Counties' exclusive remedy for determining the amounts they are owed on their reimbursement claims, there is no case in controversy and, therefore, the trial court abused its discretion in granting declaratory relief. In their cross-appeal, the Counties contend (1) the court imposed a greater burden of proof on them than is required by law; (2) the court erroneously concluded they had not adequately pled a cause of action for breach of implied contract; (3) the court erroneously applied Proposition 1A (a ballot initiative) and section 17617 retroactively to this case; and (4) the court erroneously denied the Counties prejudgment interest on their claims. We reverse the judgment and direct the trial court to vacate the writ of mandate.
BACKGROUND
Article XIII B, section 6(a), provides, in relevant part: "Whenever the Legislature or any state agency mandates a new program or higher level of service on any local government, the State shall provide a subvention of funds to reimburse that local government for the costs of the program or increased level of service . . . ."
After the adoption of article XIII B, the Legislature enacted a comprehensive statutory and administrative scheme for implementing article XIII A, section 6, and resolving claims and disputes arising out of its provisions. (§ 17500 et seq.; Kinlaw v. State of California (1991) 54 Cal.3d 326, 331-333 [285 Cal.Rptr. 66, 814 P.2d 1308] (Kinlaw).) Under section 17581, subdivision (a), the Legislature may identify a mandate in the state budget act as being one for which reimbursement will not be provided that fiscal year. If the Legislature does not provide funding for a reimbursable mandate in the budget act, local agencies are not required to provide the mandated program or services during that fiscal year. (§ 17581, subd. (a).)
The Counties' original complaints, filed in early 2004, alleged that the State had failed to promptly and fully reimburse the Counties for the costs of state-mandated programs and services for the 2001-2002 and 2002-2003 fiscal years and that the state budget for fiscal year 2003-2004 also failed to appropriate funding to reimburse the Counties for state-mandated programs and services. The Counties respectively alleged that by the end of fiscal year 2003-2004, the State would owe San Diego County more than $30 million and Orange County more than $110 million for the provision of state-mandated services and programs.
In August 2004 the Counties jointly moved for judgment on the pleadings as to the first causes of action for declaratory relief and their requests for a
At the hearing on the motion in October 2004, the State advised the court that Proposition 1A, a statewide initiative measure on the upcoming November 2, 2004, election ballot, would, if adopted, amend the California Constitution to allow the State to pay its mandate-reimbursement obligations over time. The State argued the passage of Proposition 1A would render the Counties' action moot. The court asked the parties to file letter briefs addressing how the adoption of Proposition 1A would affect the Counties' action.
After the parties filed their letter briefs, the court granted the motion for judgment on the pleadings as to the declaratory relief cause of action "inasmuch as [the Counties] seek a judicial declaration that [the State] failed to reimburse costs incurred in providing state-mandated services and programs for fiscal years 2002-2004 in violation of the State's constitutional and statutory obligations." The court denied judgment on the pleadings "as far as the request for a finding that the State had a contractual obligation for reimbursement." The court concluded the Counties had not pled "a right to declaratory relief pursuant to an implied contract." The court denied the Counties' request for a writ of mandate as to the second and third causes of action on the ground the separation of powers doctrine prohibited the court "from compelling payment where petitioner has not shown appropriate funds have been appropriated by the Legislature." The court noted the Counties had "not identified an existing, reasonably available appropriation from which this court could order payment." However, the denial was without prejudice to the Counties' right to "proceed with discovery to determine if there are sufficient specific budget allocations to fund the mandates at issue here." The court ruled that Proposition 1A, which the voters had adopted, and its companion
After the court ruled on the Counties' motion for judgment on the pleadings, the parties stipulated and the court ordered that the Counties' complaints be amended to include the Counties' reimbursement claims dating back to the 1994-1995 fiscal year, and the State filed answers to the complaints. In August 2005, the State filed a motion for summary judgment/adjudication.
One of the grounds on which the State sought summary judgment was that as a result of the passage of Proposition 1A, the State did not have a clear, present, ministerial duty to immediately reimburse the Counties and, therefore, the court lacked authority to issue a writ of mandate compelling immediate reimbursement. The court denied the State's motion, concluding, among other things, that Proposition 1A had no effect on the Counties' action because "nothing in Proposition 1A appears to preclude the Counties from seeking other remedies for earlier repayment of funds owed." The court further ruled: "Even if the constitutional and legislative scheme was meant to preclude any other method for reimbursement such that the Counties would not be entitled to immediate reimbursement as the State argues, [the] writ petition could continue. First, the Counties have not sought immediate reimbursement, but rather prompt reimbursement. Second, at the very least, they should be entitled to a declaration as to which programs should be reimbursed and the amount of such reimbursement. This determination was not affected by Proposition 1A. The Counties are also entitled to a determination of amounts due and payable under . . . [section] 17617."
The case was tried to the court, and in March 2006 the court filed a lengthy statement of decision, which began: "Declaratory Relief and Mandate Proceedings. Declaratory relief granted to Plaintiffs. Writ of Mandate granted to enforce the provisions of Government Code section 17617 and denied in all other respects." The court noted the Counties were seeking a judgment in the total amount of $114,408,951, consisting of $41,652,974 owed to San Diego County and $72,755,977 owed to Orange County, and that the State agreed it
The court summarized the State's defense as follows: "[The State] generally put on witnesses from various state agencies who testified the specific items in their budgets had historically never been used to fund local mandates. Rather, they were used to fund salaries, expenditures and programs of the state agency. Several of the agencies also could not guarantee funds would be available at the end of the fiscal year. They also indicated state law precluded agencies from functioning with a deficit." The court noted the parties had stipulated that the specific potential funding sources the Counties had identified through Hamm's testimony "`have historically not been used to provide reimbursement to local agencies for the State mandated costs at issue in this lawsuit . . . .'"
The court found a lack of general relationship between many of the mandates at issue and the funds targeted by the Counties for those mandates and, accordingly, denied the Counties' request for immediate reimbursement. The court also denied the Counties' request to find in their favor on an implied contract theory, noting it had ruled on their motion for judgment on the pleadings that they had not pled that theory. The court denied as untimely the Counties' request for leave to amend their complaints to conform to proof by adding a cause of action for breach of implied contract.
In the conclusion section of its statement of decision, the court ruled: "San Diego County is entitled to declaratory relief stating [it] is owed $41,652,974 by the State of California. Orange County is entitled to the same relief noting it is entitled to a sum of $72,755,977. These declarations are based on a prior declaratory relief order of this court, evidence at trial, and agreement by the State at trial that the sums are owed." The court ruled the Counties were the prevailing parties and were entitled to costs, but added that "ultimate enforcement and compliance with this order rests in reality with the Legislature." The court entered judgment in accordance with its statement of decision.
DISCUSSION
I. Writ of Mandate Issued by the Court
Code of Civil Procedure section 1085, subdivision (a), provides: "A writ of mandate may be issued by any court to any inferior tribunal, corporation, board, or person, to compel the performance of an act which the law specially enjoins, as a duty resulting from an office, trust, or station . . . ." A writ of mandate "will issue against a county, city or other public body . . . . [Citations.]" (Venice Town Council, Inc. v. City of Los Angeles (1996) 47 Cal.App.4th 1547, 1558 [55 Cal.Rptr.2d 465].)
To obtain writ relief under Code of Civil Procedure section 1085, the petitioner must show there is no other plain, speedy, and adequate remedy; the respondent has a clear, present, and ministerial duty to act in a particular way; and the petitioner has a clear, present and beneficial right to performance of that duty. (Morgan v. City of Los Angeles Bd. of Pension Comrs. (2000) 85 Cal.App.4th 836, 842 [102 Cal.Rptr.2d 468].) A ministerial duty is one that is required to be performed in a prescribed manner under the mandate of legal authority without the exercise of discretion or judgment. (Id. at p. 843; Unnamed Physician v. Board of Trustees (2001) 93 Cal.App.4th 607, 618 [113 Cal.Rptr.2d 309].)
Issuance of a writ of mandate "`"is not necessarily a matter of right, but lies rather in the discretion of the court, but where one has a substantial right to protect or enforce, and this may be accomplished by such a writ, and there is no other plain, speedy and adequate remedy in the ordinary course of law, [the petitioner] is entitled as a matter of right to the writ, or perhaps more correctly, in other words, it would be an abuse of discretion to refuse it."' [Citations.]" (Powers v. City of Richmond (1995) 10 Cal.4th 85, 114 [40 Cal.Rptr.2d 839, 893 P.2d 1160].) The State contends the court abused its discretion in issuing the writ of mandate because the relief the court ordered violates the separation of powers doctrine. We agree.
"[T]he California Constitution's separation of powers clause precludes any branch from usurping or improperly interfering with the essential
"Indeed, the broader rule is that mandamus will not lie to compel the Legislature to enact any legislation." (City of Sacramento v. California State Legislature (1986) 187 Cal.App.3d 393, 397 [231 Cal.Rptr. 686], italics added.) "A separation of powers does allow for some incidental overlap of function. [Citation.] But a judicially compelled enactment of legislation is not an incidental overlap; it is the very exercise of legislative power itself." (Id. at p. 399.)
The writ of mandate the court issued in this case violates the separation of powers doctrine because it effectively orders the Legislature to appropriate funds in future state budget acts. The writ, issued in May 2006, commanded the State to pay the judgment in favor of the Counties over a 15 year period in equal installments "beginning with the 2006-07 fiscal year and annually thereafter from each successive budget until the amounts owed with interest are paid in full." Under the separation of powers doctrine, the Legislature cannot be judicially compelled to appropriate sufficient funds to satisfy the State's subject reimbursement obligations through future legislation and to pay those funds to the Counties.
In support of the writ relief fashioned by the court, the Counties rely on the principle, articulated in Mandel, that "once funds have already been appropriated by legislative action, a court transgresses no constitutional principle when it orders the State Controller or other similar official to make appropriate expenditures from such funds. [Citations.]" (Mandel, supra, 29 Cal.3d at p. 540.) Mandel affirmed a trial court order directing the State Controller to pay the plaintiff $25,000 in attorney fees awarded in a judgment against
The Counties argue the writ relief the court issued does not require the Legislature to appropriate funds. The Counties note they asked the court to find there were appropriated but unencumbered funds in various departmental budgets that were generally related in purpose to the various mandated programs and services for which the Counties seek reimbursement, and they asked the court to order the named State officials to issue warrants to the Counties from such appropriations to satisfy their past due reimbursement claims.
The Counties' argument on this point is based on the relief they requested rather than the relief the court actually granted. The court did not make the "general relationship" findings the Counties requested; to the contrary, the court expressly found that "in many of the mandates, there is no general relationship between the mandate at issue and the funds sought." Nor did the court grant the Counties' request to order the named State officials to issue warrants for immediate reimbursement. The court found the Counties had "not established their entitlement to immediate reimbursement under Mandel . . . and its progeny," and, accordingly, denied the Counties' request for "a writ of mandate to order the immediate reimbursement of funds to [the Counties] from the specific budgets of several state agencies." Thus, the principle that a court may, under certain circumstances, order the State to pay already-appropriated funds has no bearing on the propriety of the writ relief the court actually granted in this case. The writ relief the court fashioned is improper because it commands the payment of funds not yet appropriated. (Long Beach, supra, 225 Cal.App.3d at p. 180.)
In addition to violating the separation of powers doctrine, the writ of mandate issued in this case is improper because it is unnecessary. "As a general proposition courts will not issue a writ of mandate to enforce an abstract right of no practical benefit to petitioner, or where to issue the writ
Here, the writ compelling the State to reimburse the Counties over a 15-year period is unnecessary and unavailing because section 17617 requires the State to accomplish that result independent of the writ. By essentially granting the Counties the same relief they receive under section 17617, the writ merely enforces the Counties' "abstract right" to payment without affording them any substantial benefit.
Moreover, the court tacitly recognized the writ is unenforceable and unavailing by expressly acknowledging that compliance with the judgment rests in the discretion of the Legislature.
The court largely based its decision to issue the writ on its view that section 17617 does not provide the Counties an adequate remedy because it does not guarantee the State would actually satisfy its reimbursement obligations to the Counties within the statutory 15-year period. The court noted: "[T]he Legislature could repeal [section 17617] at any time. Indeed, in the last year it changed the time for repayment from five years to fifteen years. . . . Nothing
The court's speculation that section 17617 might be amended or repealed in the future was not a proper basis for the issuance of a writ of mandate. "[A] court's authority to second-guess the legislative determinations of a legislative body is extremely limited. It is a `well-settled principle that the legislative branch is entitled to deference from the courts because of the constitutional separation of powers.' [Citation.] It also is hornbook law that courts are not authorized to second-guess the motives of a legislative body and that, if reasonable, legislation will not be disturbed. [Citation.]" (Connecticut Indemnity Co. v. Superior Court (2000) 23 Cal.4th 807, 814 [98 Cal.Rptr.2d 221, 3 P.3d 868].) A court's "judicial task is to decide what the Legislature has done, not what it should have done." (Crowl v. Commission on Professional Competence (1990) 225 Cal.App.3d 334, 351 [275 Cal.Rptr. 86].) Along the same line, a court's judicial task is to decide and rule in accordance with what the Legislature has done, rather than what it might do in the future. "As long as that body does not exceed its powers, and its judgment is not influenced by corruption, a court cannot substitute its judgment for that of the Legislature. [Citation.]" (Topanga Assn. for a Scenic Community v. County of Los Angeles (1989) 214 Cal.App.3d 1348, 1365 [263 Cal.Rptr. 214].)
Accordingly, a court must follow reasonable legislation applicable to the matter before it. Here, the court was not authorized to second-guess the Legislature's motive in amending section 17617 to increase the time for reimbursement under article XIII B, section 6, from five to 15 years, and the court could not properly base the issuance of a writ of mandate on speculation that the Legislature might amend the statute in the future to further increase the reimbursement period, or repeal the statute. The court was constrained to give effect to section 17617 as it existed at the time the court rendered its decision.
For the reasons discussed above, we conclude the writ relief fashioned by the court cannot stand.
II. Mandamus Relief Sought by the Counties
We next consider whether the court erred in denying the relief the Counties actually sought—i.e., immediate or prompt reimbursement of the undisputed costs they incurred in complying with the numerous state mandates at issue in this case. In their cross-appeal, the Counties contend the court imposed a greater burden of proof on them than is required by law with respect to their request for a writ of mandate compelling prompt reimbursement from the
As noted, Mandel upheld a trial court order directing the State Controller to pay court awarded attorney fees from a state budget appropriation that was generally or reasonably available for that purpose. (Mandel, supra, 29 Cal.3d at pp. 542-545.) Relying primarily on Mandel, the Court of Appeal in Carmel Valley Fire Protection Dist. v. State of California (1987) 190 Cal.App.3d 521 [234 Cal.Rptr. 795] (Carmel Valley) upheld the issuance of a writ of mandate requiring the State Controller to draw warrants against certain funds appropriated to the Department of Industrial Relations in the 1984-1985 state budget to reimburse the plaintiff counties (and other local governmental entities) for state mandated costs of providing protective clothing and equipment to fire fighters. (Carmel Valley, supra, 190 Cal.App.3d at pp. 530-533.) Carmel Valley concluded "these funds, although not specifically appropriated for the reimbursement in question, were generally related to the nature of costs incurred by [the plaintiffs] and . . . therefore reasonably available for reimbursement." (Id. at p. 541.)
In Long Beach, the Court of Appeal distilled these principles from Mandel and Carmel Valley as follows: "A court cannot compel the Legislature either to appropriate funds or to pay funds not yet appropriated. [Citations.] However, no violation of the separation of powers doctrine occurs when a court orders appropriate expenditures from already existing funds. [Citations.] The test is whether such funds are `reasonably available for the expenditures in question . . . .' [Citations.] Funds are `reasonably available' for reimbursement when the purposes for which those funds were appropriated are `generally related to the nature of costs incurred . . . .' [Citation.] There is no requirement that the appropriation specifically refer to the particular expenditure [citations], nor must past administrative practice sanction coverage from a particular fund [citation]." (Long Beach, supra, 225 Cal.App.3d at pp. 180-181.)
In Butt the California Supreme Court reversed the portion of a remedial order (issued in connection with a preliminary injunction) approving funding of an emergency loan to the Richmond Unified School District from an unused special appropriation to the Oakland Unified School District and an unused appropriation to the State Department of Education earmarked for its Greater Avenues for Independence program. (Butt, supra, 4 Cal.4th at pp. 697,
Although, as we noted above, it generally is an abuse of discretion to deny writ relief where the petitioner has shown a substantial right to enforce or protect and there is no other plain, speedy and adequate remedy in the ordinary course of law (Powers v. City of Richmond, supra, 10 Cal.4th at p. 114), "`"cases may . . . arise where the applicant for relief has an undoubted legal right, for which mandamus is the appropriate remedy, but where the court may, in the exercise of a wise discretion, still refuse the relief."'" (Fawkes v. City of Burbank (1922) 188 Cal. 399, 402 [205 P. 675].) Considering the unique circumstances surrounding the Counties' petition for writ of mandate in this case, we conclude the court acted well within the bounds of judicial discretion in denying the relief the Counties sought.
In its statement of decision, the court noted that Butt seems to limit Mandel and other earlier cases that addressed the issue of judicial authority over state budget appropriations and that "Butt and the other cases require a showing the funds are actually available to support the incursion into the budget." The court further noted that previous cases authorizing an "incursion into the state budget involve one mandate and generally involve amounts that are far less than those at issue here."
In contrast to those cases, the Counties here asked the court to order payment to them from the budgets of numerous state agencies, including the State Controller, the State Treasurer, the Secretary of State, the Department
The court gave examples of the Counties' targeting the budgets of certain agencies for multiple mandates, stating: "[T]he Department of Justice budget and the budget of the Department of Corrections and Rehabilitation, according to [the Counties], each may be the subject of approximately 6-8 mandates. The Department of Mental Health budget is also subject to scrutiny for more than eight mandates. Moreover, under mandates 29 and 30 alone, the Department of Mental Health budget could be subject to an assessment in the neighborhood of $80 million dollars." The court did not believe case law countenances "the wholesale dismemberment of agency budgets" sought by the Counties. The court expressed concern that if it authorized "such an assault on these budgets, other counties might try the same approach" with the result that "the budgets of the state agencies would be in shambles."
The court also concluded the Counties' evidence was insufficient to justify "the incursion," finding the Counties had not met their burden of proving the money they sought was available. Specifically, the court noted the Counties' expert, Hamm, "had an idea of what was in an agency budget for October 31, 2005, but did not really know what funds would be available on later dates." Comparing the evidence on both sides of the availability issue, the court noted: "[Hamm] generally speculated the money might be available because most agencies spent their money in equal parts over the 12 months so it could be estimated what was available. However, he was unable to provide specific assurances for each of the many agencies that money would be available on a date certain. [¶] By contrast the State presented evidence from various agencies that some were running deficits and would very likely have no funds as the end of the fiscal year approached. Some of the representatives [who testified] noted by law they were not allowed to run a deficit. Mr. Hamm's lack of specificity might not be a problem in the other cases with smaller amounts at issue. However, here with over $114 million at issue, there is a reasonable likelihood that some or all of the funds sought may not be available."
The court found that although the Counties' expert witness Hamm indicated Mandate 1 for grand jury proceedings could be funded from the budget items of the Department of Justice relating to criminal law, most of the criminal law budget goes to support the criminal division that represents the State in the Courts of Appeal and the Supreme Court on appeals and writs and has nothing to do with grand jury proceedings. The court also found that six other mandates for which the Counties sought funding from the Department of Justice were not related to the primary law enforcement and criminal function of the Department of Justice at the state level.
The Counties sought reimbursement from the office of the Secretary of State for Mandates 8 through 12 concerning absentee ballots and county election functions. However, a representative from the Secretary of State's office testified that the office had no involvement with absentee ballots or the county election process and did not have a budget for specific programs. The court noted that the Treasurer and Controller have similar funding. Consequently, the court found that the money the Counties sought would have to come from the general funding of those agencies for salary and equipment and, therefore, "a lien against funds of these agencies could affect their ability to pay salaries and operate efficiently."
Noting the Counties' case also implicated the Treasurer in Mandates 13 (County Treasury Oversight) and 14 (Investment Reports—local agencies), the court accepted testimony by a witness from the Treasurer's office that the Treasurer historically had no oversight responsibilities for local agencies. The court similarly found "the Controller historically has no local oversight responsibilities for local agencies. Thus, there is no reason to conclude that Mandates 42 (Redevelopment Agencies) and 43 (Senior Citizens Property Tax Deferral) are generally related to the budget of the Controller."
The Counties sought funding from the Department of Corrections and Rehabilitation and the State Department of Mental Health for a number of mandates involving commitment of sex offenders, juveniles, and violent offenders by county prosecutors or agencies (e.g., Mandates 26-28, 31, 36). However, the court found these mandates were not related to the "housing of inmates by the Department of Corrections and Rehabilitation or maintenance of state hospitals and facilities by the State Department of Mental Health."
The court found many of the mandates at issue concerning the funding of local programs relating to child care, AIDS, peace officer rights, crime victims and other local social programs "have nothing to do with the facilities, salary costs, and program costs of the state agencies at issue. Moreover, budget line items for community programs in the agency budgets represent community services provided on a statewide basis for these agencies. This line item is not designed to fund local activities of county government." The court found that "historically all of these budget items related to operations of state agencies at the state level and their locally monitored or sponsored programs. These mandates historically were not used to fund county programs." Noting the Counties had not presented any credible evidence to compel a contrary conclusion, the court found "it is a stretch to say that any of the budget items discussed here are generally related to the local mandates."
Finally, the court noted the "broad brush of [the Counties'] position" was shown by their allegation that "the budgets of
As noted, to obtain writ relief under Code of Civil Procedure section 1085, the petitioner must show the respondent has a clear, present, and ministerial duty to act in a particular way; and the petitioner has a clear, present and
III. The Counties' Implied Contract Claim
The Counties contend article XIII B, section 6 and its implementing statutes create an implied contract between them and the State, under which the State is obligated to pay their reimbursement claims. The Counties further contend section 17617 impairs their contractual right to reimbursement and thus violates the constitutional prohibition against impairment of contracts.
In Cory the state appropriated less money than required by statute to a public teachers' retirement fund. Cory noted: "The subject of the legislation, pension rights, has long been characterized as within the domain of contract. [Citation.] A statute offering pension rights in return for employee services expresses an element of exchange and thereby implies these rights will be private rights in the nature of contract." (Cory, supra, 155 Cal.App.3d at pp. 505-506.) Noting the statutory obligation to fund the teachers' retirement fund reflected a "commitment to permanency of funding," Cory implied "a promise of funding in exchange for the valuable services rendered by the state's teachers." (Id. at p. 506.)
Gage is also inapposite. Gage involved a statutory enactment by which the state effectively promised each county that if the county provided maintenance and support for orphans and abandoned children, the state would appropriate funds in specified amounts for each child. Gage held: "This was the equivalent of an offer upon condition, and upon the performance of the condition by any county the offer became a promise, and binding as such upon the state.... It is analogous to the case where a natural person offers a reward for the performance of some particular act, as the recovery of property or the apprehension of a criminal. The offer is made to no person in particular; but when the act upon which it depends is performed, the offer and the act combined make a complete contract between the person making the offer and the person who performs the act, and this may be the subject of an action, and a recovery may be had thereon against the person making the offer, for the amount of the reward. [Citations.]" (Gage, supra, 139 Cal. at p. 407.) Gage noted that although some obligations arising by operation of law are not contractual in nature, the state's obligation in question was "in substance and effect" contractual because the statutory scheme and "the
The critical distinction between Gage and the present case is that in Gage, the state offered compensation for performance (supporting orphaned and abandoned children) that the counties were not obligated to undertake—i.e., the counties could choose not to perform or choose to accept the state's offer by performing, thereby forming a binding contract. Thus, as in Cory, there was an unambiguous element of exchange of consideration by a party for consideration offered by the state. Article XIII B, section 6, and its implementing statutes do not involve a Legislative offer to pay in exchange for the performance of certain acts; they involve a constitutional requirement to reimburse the costs local agencies incur in providing services and programs mandated by the state.
The Counties' reimbursement rights at issue in this case are constitutional and statutory, not contractual. Accordingly, to the extent the court erred by ruling the Counties did not plead a cause of action for breach of implied contract or by denying the Counties leave to amend their complaints to conform to proof to plead that cause of action, the error was harmless.
IV. Entry of a Money Judgment in the Amount of the Counties' Reimbursement Claims
We asked for supplemental briefing on whether the court erred in reducing the reimbursement amounts sought by the Counties to a money judgment. We conclude the monetary award in the judgment must be reversed because it was not properly awarded as either declaratory relief or damages.
A. Money Judgment As Declaratory Relief
The record shows the court awarded monetary relief in the judgment under the Counties' causes of action for declaratory relief. As noted, in ruling on the State's summary judgment motion, the court stated that "at the very least, [the Counties] should be entitled to a declaration as to which programs should be reimbursed and the amount of such reimbursement." In its statement of decision after trial, the court ruled: "Declaratory relief granted to Plaintiffs." Later in the statement of decision the court stated: "[T]here is no dispute the State owes [the Counties] the amounts sought to reimburse [the Counties] for the mandates at issue here pursuant to [article XIIIB, section 6]. Thus San Diego County is entitled to a judgment declaring it is owed $41,652,974. Orange County is entitled to a judgment declaring it is owed $72,755,977." In the conclusion section of the statement of decision, the
In their causes of action for declaratory relief, the Counties did not seek a declaration of the amounts the State was obligated to pay them on their reimbursement claims; they sought a declaration that the state was constitutionally and statutorily required to promptly and fully pay them those amounts.
We agree with the State that it was an idle and superfluous act for the court here to issue a declaratory judgment that merely states the State's undisputed obligation to pay the Counties' subject reimbursement claims and the undisputed amounts of those claims, which information presumably has been reported to the Legislature as required by the statutory scheme implementing article XIII B, section 6.
B. Money Judgment As Damages
We next consider whether the Counties' reimbursement claims were properly reduced to a money judgment under the Counties' second cause of action for damages, entitled "Failure to Reimburse Mandated Costs."
The Counties' second cause of action also alleges the State's reimbursement obligations are "constitutional and statutory." Thus, we address whether the monetary award in the judgment can be sustained as damages for the State's violation of article XIII B, section 6, or its implementing statutes.
However, the nature and purpose of article XIII B, section 6, militates against recognizing a "constitutional tort" for its violation. An implied right of action for violation of a constitutional provision typically is possessed by private persons who are harmed by state action that violates some individual constitutional right or freedom. (See, e.g., Gay Law Students Assn. v. Pacific Tel. & Tel. Co. (1979) 24 Cal.3d 458, 475 [156 Cal.Rptr. 14, 595 P.2d 592] [right of equal protection]; Porten v. University of San Francisco (1976) 64 Cal.App.3d 825, 829-830 [134 Cal.Rptr. 839] [right of privacy].) Article XIII B, section 6, concerns the State's obligation to reimburse the costs local agencies incur in providing state-mandated programs and services; it does not define or protect individual rights or freedoms, the infringement of which can cause harm of a tortious nature to private individuals or business entities. We have found no authority supporting an implied right of action on the part of a local governmental entity against the state government for violation of a constitutional provision concerning financial rights and obligations between the state and the local entity.
Section 17500 strongly evidences legislative judgment that there not be a private right of action on the part of local agencies against the State for the State's failure to comply with its reimbursement obligations under article XIII B, section 6, and we defer to the Legislature's judgment. (Katzberg, supra, 29 Cal.4th at p. 329 and cases cited in fn. 31.) Section 17500 notes that the prior statutory reimbursement scheme "led to an increasing reliance by local agencies and school districts on the judiciary...." Therefore, the Legislature enacted the present scheme "to relieve unnecessary congestion of the judicial system" and created the Commission on State Mandates "as a quasi-judicial body [to] act in a deliberative manner in accordance with the requirements of [article XIII B, section 6]." (§ 17500.)
Section 17612, subdivision (c), provides a remedy for the Legislature's failure to appropriate reimbursement funding for a state mandate, stating: "If the Legislature deletes from the annual Budget Act funding for a mandate, the local agency or school district may file in the Superior Court of the County of Sacramento an action in declaratory relief to declare the mandate unenforceable and enjoin its enforcement for that fiscal year." Generally, when a new right is created by statute, a party aggrieved by violation of the statute is
In their supplemental letter brief, the Counties argue that Carmel Valley and Long Beach establish precedent entitling them to a money judgment in this case. In both cases the State Board of Control (the predecessor agency to the Commission on State Mandates) determined certain programs and services were reimbursable state mandates, but the Legislature disagreed and deleted appropriations to reimburse the costs the plaintiffs incurred in providing those programs and services. (Carmel Valley, supra, 190 Cal.App.3d at p. 531; Long Beach, supra, 225 Cal.App.3d at pp. 166-167.) In both cases, the plaintiffs filed a petition for writ of mandate and complaint for declaratory relief seeking reimbursement, and the trial court entered a judgment that provided for a peremptory writ of mandate ordering the state defendants to pay the reimbursement claims, stated the amounts to be reimbursed, and awarded interest at the legal rate on those amounts. (Carmel Valley, supra, 190 Cal.App.3d at p. 532, fn. 7; Long Beach, supra, 225 Cal.App.3d at pp. 188-189, appen.)
Carmel Valley and Long Beach are distinguishable because the mandate-reimbursement claims at issue in those cases were disputed, and it was therefore necessary and proper for the court to adjudicate the issue of whether
In summary, because there was no controversy as to the State's reimbursement obligations to the Counties for the subject state mandates or the amount of those obligations, the court did not properly award the monetary relief in the judgment as declaratory relief or relief incidental to declaratory relief, and the monetary award cannot be sustained as damages for violations of article XIII B, section 6, and its implementing statutes or as relief incidental to mandamus relief.
CONCLUSION
In this case, we must trust to the integrity of the Legislature to comply with its constitutional and statutory obligations and must therefore presume the Counties will be fully reimbursed on their subject claims within the time allotted under article XIII B, section 6, subdivision (b)(2), and section 17617.
DISPOSITION
The judgment is reversed with directions to the superior court to vacate the peremptory writ of mandate issued on May 12, 2006, and enter a judgment denying the petition for writ of mandate. The State is entitled to recover costs on appeal.
McConnell, P. J., and McIntyre, J., concurred.
FootNotes
As discussed post, Mandel affirmed a court order directing an appropriate state official to pay, from already appropriated funds, an attorney fee award in a judgment against certain state defendants. The trial court here presumably intended to cite Mandel's discussion that begins with the statement: "We emphasize that our decision in this case in no way deprives the Legislature of its broad authority to control the state's fiscal affairs or to adopt appropriate measures to limit governmental expenditures." (Mandel, supra, 29 Cal.3d at pp. 550.) Mandel follows that statement with a discussion of various ways the Legislature could "restrict potential costs" in the form of attorney fee awards. (Id. at pp. 550-551.)
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