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CHARLES SCHWAB & CO. INC. v. FINRA

No. C-12-518 EDL.

861 F.Supp.2d 1063 (2012)

CHARLES SCHWAB & CO. INC., Plaintiff, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY INC., Defendant.

United States District Court, N.D. California.

May 11, 2012.

Attorney(s) appearing for the Case

Gilbert Ross Serota , Deborah Splansky Schlosberg , Arnold & Porter LLP, Lowell Harry Haky , Charles Schwab & Co., Inc., Simona Alessandra Agnolucci, Keker & Van Nest LLP, San Francisco, CA, for Plaintiff.

Ethan D. Dettmer , Gibson, Dunn & Crutcher LLP, San Francisco, CA, for Defendant.

ORDER GRANTING DEFENDANT'S MOTION TO DISMISS

ELIZABETH D. LAPORTE, United States Magistrate Judge.

Plaintiff Charles Schwab & Co. seeks a declaratory judgment that Defendant Financial Industry Regulatory Authority ("FINRA") may not enforce FINRA Rules regulating broker-dealers to bar a new provision in Plaintiff's customer account agreements that waives any right to participation in class action litigation and requires individual arbitration of claims...

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