On Certification from the Utah Court of Appeals
DURRANT, Associate Chief Justice:
INTRODUCTION
¶1 Steven Arthur Briggs was convicted for failure to register as a sex offender in violation of Utah Code section 77-27-21.5 ("registration statute" or "statute").
BACKGROUND
¶2 In 1986, Briggs was convicted of sexual abuse of a child and served fifteen years in prison. A few days prior to Briggs's release from prison in 2002, a DOC officer presented him with a form that included Briggs's physical description, previous address, information on his conviction, and scheduled release date. The form that Briggs was presented with provides, in large print at its center,
¶3 The DOC officer requested that Briggs sign the form, but Briggs refused. An investigator with the DOC, Agent Pepper, then met with Briggs to read and explain the form to him. Agent Pepper explained to Briggs that he needed to sign the form and that it was against the law to refuse to sign it. Briggs replied, "You'll have to file charges against me if you can find me." After steadfastly refusing to sign the form, Briggs was sent back to his housing unit. Agent Pepper noted on the registration form "Refused to sign @ 0820 hrs."
¶4 At the time of his scheduled release, Briggs was again given an opportunity to sign the form, but he again refused. Agent Pepper filed a case against Briggs, charging him with failure to register as a sex offender, and Briggs was taken from the prison directly to Salt Lake County Jail. The charge was dismissed on motion of the district attorney, who reasoned that signing the sex offender registration form is not a requirement of the registration statute or an element of failure to register as a sex offender. Briggs was released.
¶5 After his release, Briggs moved to a Salt Lake City hostel and then, a month later, moved to a second Salt Lake City address where he has lived since. There is no indication that Briggs was hiding his whereabouts from the DOC; in fact, he included his first address in a letter he sent to the DOC Department of Adult Probation and Parole to inquire about property he lost when he was first incarcerated. Additionally, Briggs spoke with and gave his name to a DOC officer who contacted him at his residence and to police officers who visited him
¶6 In May 2005, Briggs came to the attention of an FBI agent, who, after an investigation, determined that Briggs was not registered as required by the statute. The FBI agent contacted the DOC and verified that, although Briggs was supposed to register, he was not registered at that time. The agent located Briggs at his residence using a subscription database and arrested him for failure to register as a sex offender.
¶7 At the bench trial, Briggs moved the court to declare the registration statute unconstitutional. He asserted that the statute is unconstitutional because it violates the non-delegation doctrine of the Utah Constitution, violates his right to procedural due process, and is an ex post facto law.
¶8 The trial court denied the motion in a memorandum decision. As for Briggs's non-delegation claim, the court ruled that the DOC
The trial court, therefore, held that the registration statute does not violate the non-delegation doctrine of the Utah Constitution.
¶9 As to Briggs's procedural due process claim, the trial court held that the United States Supreme Court's decision in Connecticut Department of Public Safety v. Doe "already ruled that Utah's and other similar states' sex offender registration requirements do not violate federal due process requirements."
¶10 At the close of argument, Briggs moved for a directed verdict, alleging that the prosecution had presented insufficient evidence to support a finding that Briggs had "knowingly" failed to register. The trial court denied the motion and found Briggs guilty of failing to register as a sex offender. Briggs appeals his conviction, and we have jurisdiction pursuant to Utah Code section 78A-3-102(3)(j) (Supp.2008).
STANDARD OF REVIEW
¶11 A challenge to the constitutionality of a statute presents a question of law, which we review for correctness.
ANALYSIS
¶12 We will first discuss Briggs's argument that the registration statute violates the non-delegation doctrine inherent in article V, section 1 of the Utah Constitution, the separation of powers clause, by impermissibly delegating legislative authority to the DOC. Then we will discuss his claim that the State failed to produce sufficient evidence to
I. THE REGISTRATION STATUTE DOES NOT VIOLATE THE NON-DELEGATION DOCTRINE
¶13 Briggs challenges the constitutionality of the registration statute, arguing that it impermissibly delegates legislative power to the DOC. This, he claims, violates the non-delegation doctrine inherent in article V, section 1 of the Utah Constitution, the separation of powers clause, which provides,
¶14 We have held that the Utah Constitution "restrict[s] the ability of the legislature to delegate legislative functions to administrative agencies."
¶15 Briggs asserts that the registration statute violates the non-delegation doctrine because the DOC defines what constitutes "failure to register." In support, Briggs points out that the statute merely provides that "`[r]egister' means to comply with the rules of the department made under this section."
¶16 Briggs is incorrect. Every element of failing to register is defined by the legislature in the statute. The legislature defined "failure to register" as failing to "comply with the rules of the department made under this section," meaning section 77-27-21.5.
¶ 17 Briggs points out that he was, in fact, arrested for failing to sign the form, and he notes that the statute does not contain any requirement that he sign the form.
¶ 18 But Briggs was not convicted for failure to sign the form. In fact, the first case against Briggs was dismissed after the district attorney noted that signing a form was not a requirement of the statute. Briggs became "unregistered" only after he moved to Salt Lake City and failed to provide his address to the DOC within ten days. After moving a second time, he again failed to provide the DOC with his updated address. If Briggs had met all of the statutory registration requirements but merely failed to sign the form, he would not be unregistered, and the State has not claimed otherwise. Although the form prescribed by the DOC in Utah Administrative code rule 251-110-3(2) provides a convenient way for sex offenders to comply with the registration law, failure to use or sign the form is not a crime. Thus, the statute does not give the DOC authority to define any element of the crime, and the DOC, by using the form, has not exceeded its authority in that respect. Therefore, we affirm the trial court's holding that the registration statute does not violate the non-delegation doctrine of the Utah Constitution.
¶ 19 We now turn to Briggs's claim that the evidence presented against him at trial was insufficient to support his conviction for failure to register as a sex offender.
II. INSUFFICIENT EVIDENCE
¶ 20 Briggs argues that the trial court erred by convicting him because there was insufficient evidence to show that he "knowingly" failed to register under the registration statute. He argues that certain facts demonstrate that, subsequent to leaving prison, he believed that he was in fact registered. For example, he sent correspondence to the DOC, which included his first Salt Lake City address, to request information about property he lost when he was first incarcerated. He received repeated visits from law enforcement officers at his residence, and he gave them his name. During a visit with his attorney, his attorney showed him the registry, including Briggs's photo and profile.
¶ 21 But the record clearly shows that Briggs was informed of his duty to provide the DOC with up-to-date address information and that he failed to do so. The form that Agent Pepper read aloud to Briggs before his release clearly notified him of his responsibility to send his updated address and other information to the DOC annually and every time he changed addresses. Agent Pepper explained that Briggs needed to sign the form and that it was against the law to refuse to do so. Briggs replied, "You'll have to file charges against me if you can find me." Even if Briggs's refusal is viewed in the best possible light—meaning that he only refused to sign but not to complete the statutory requirements of registration—he was clearly informed that failure to update the DOC with his address every time he moved would be a chargeable offense. He expressed his indifference that his failure to comply could result in charges being filed against him. And although he lived in two different residences following his release from prison, Briggs never provided an updated address to the registry.
¶ 22 In light of the undisputed record, it is clear that Briggs knowingly refused to comply with his responsibility to register. Briggs's assertion that he did not want or need to sign the form or that he believed he was registered after leaving the prison, does not outweigh the testimony of Agent Pepper, who explained the requirements to him. The verdict, therefore, was not "against the clear weight of the evidence." Having addressed Briggs's separation of powers argument and
III. PROCEDURAL DUE PROCESS
¶ 23 Briggs argues that the registration statute violates his right to procedural due process because it labels him as "currently dangerous" without providing a hearing to determine whether he is, in fact, currently dangerous. We hold that the provisions of the registration statute that require him to register and that require the DOC to publish information related to his prior convictions, current address, appearance, and other similar information do not violate his right to procedural due process. But to the extent that the registry implies that Briggs is currently dangerous without affording him a hearing on the accuracy of that designation, his right to procedural due process is violated.
A. Resolving Constitutional Issues With Reference to the Federal Constitution and the Utah Constitution
¶ 24 Both the federal Constitution and the Utah Constitution contain provisions safeguarding an individual's right to due process of law. The Utah Constitution provides that "[n]o person shall be deprived of life, liberty or property, without due process of law."
¶ 25 The order in which we address textually similar constitutional provisions—state before federal or vice versa—depends upon several factors and requires a case-by-case resolution. Often the parties will frame their arguments entirely in terms of either the Utah Constitution or the federal Constitution.
¶ 26 Nevertheless, the protections in the federal Constitution provide a constitutional floor, which, if Utah's Constitution or laws provide a lesser level of protection, renders interpretation of Utah's Constitution unnecessary.
¶ 27 Such is the case here. Briggs argues that we should examine the registration statute
B. Deprivation of a Protected Liberty Interest
¶ 28 Under the Due Process Clause of the federal Constitution, the government may not deprive individuals of their liberty interest in reputation without due process of law.
1. Damage to Reputation, When Accompanied by a Change in Legal Status, Constitutes a Deprivation of an Individual's Liberty Interest
¶ 29 In Wisconsin v. Constantineau, the United States Supreme Court held that "[w]here a person's good name, reputation, honor, or integrity is at stake because of what the government is doing to him, notice and an opportunity to be heard are essential."
¶ 30 In Paul v. Davis, the Court clarified that damage to reputation alone is insufficient for a procedural due process claim without some further showing that the state action has "deprived the individual of a right previously held under state law."
2. Briggs Argues That the Registration Statute Damages His Reputation and Changes His Legal Status, and that He Is, Therefore, Deprived of a Liberty Interest
¶ 31 Briggs asserts that the registration and notification provisions of the statute violate his procedural due process rights because he is listed on the registry without a hearing on whether he is currently dangerous. He argues that the registration and publication of his information label him as a current danger to the community who is likely to reoffend. This official designation potentially exposes him to vigilantism, police surveillance, ostracism, physical violence, and discrimination in housing and employment. Briggs argues that for these reasons, he is entitled to a hearing to determine whether he is currently dangerous.
¶ 32 Briggs does not carefully differentiate between those provisions of the registration statute implying current dangerousness and those that only enumerate his past convictions, current address, appearance, and other similar information.
3. The Registration Statute Deprives Briggs of a Liberty Interest in Reputation
¶ 33 The Utah registration statute requires the DOC to publish two distinct types of information—information that implies that listed offenders are currently dangerous and information that does not. Most of the information published on the registry, including the offender's prior convictions, current address, appearance, and other similar information relates to the offender's prior convictions or simply lists vital information, and does not impermissibly opine on the offender's present likelihood of committing a crime. The DOC's publication of information related to appearance, address, and other similar information, standing alone, does not imply that the listed offender is currently dangerous.
¶ 34 But one section of Utah's registration statute does require the DOC to publish information implying that the listed offender is currently dangerous. Section 77-27-21.5(13)(a)(ii) requires the DOC to publish information related to the offender's "primary and secondary targets."
¶ 35 In addition to primary target information, the Utah registration statute requires the DOC to publish information on the offender's secondary targets. While primary targets is troubling because it implies future dangerousness, the undefined nature of the term "secondary targets" raises even more concerns. We presume that the offender's primary targets are derived from a description of the victim of the offender's past offense, but we are unable to discern how the DOC identifies the offender's secondary targets. This lack of structure for identifying secondary targets raises additional due process concerns because the offender does not even know what facts are relevant for determining secondary targets.
¶ 36 By including information implying that the offender is currently dangerous, Utah's registry damages the offender's reputation and changes his legal status, depriving him of a protected liberty interest in reputation. Like the list of those who drank excessively in Constantineau, the statutorily mandated designation of "currently dangerous" changes the legal status of listed offenders. The registry attaches a "badge of infamy," officially designating listed offenders as prone to future criminality.
C. Constitutionally Adequate Process
¶ 37 The State first argues that offenders are not entitled to a hearing on current dangerousness because, whether currently dangerous or not, they are still required to register if they have been convicted of one of the offenses enumerated in Utah Code subsections 77-27-21.5(1)(f), (10)(c)(ii). Second, the State argues that offenders received all the process that is due when they are convicted of one of the enumerated offenses at a full and fair trial.
1. The State Argues That Current Dangerousness Is Irrelevant to Whether Briggs Must Register Because the Registration Statute Requires All Sex Offenders to Register Without Regard to Current Dangerousness
¶ 38 The State argues that Briggs is not entitled to a hearing because the fact he seeks to establish in that hearing—that he is not currently dangerous—is irrelevant to whether he must register under the statute. In fact, the registration statute requires offenders to register solely on the basis of their conviction of one or more of the enumerated offenses.
¶ 39 The State relies on Connecticut Department of Public Safety v. Doe in which the United States Supreme Court rejected a similar challenge to Connecticut's sex offender registration law.
¶ 40 The State argues that under Connecticut Department of Public Safety, Briggs is not entitled to a hearing on his current dangerousness because current dangerousness is not a statutorily enumerated criterion of registration. According to the State, under Utah's registration statute, the only criterion that need be met in order for registration to be required is that an individual has been convicted of one of the offenses enumerated in subsections 77-27-21.5(1)(f) or (10)(c)(ii), and, therefore, as in Connecticut Department of Public Safety, an inquiry into current dangerousness would be irrelevant. Therefore, the State argues, the content or message of the registry on which the individual's name will be listed is irrelevant.
2. The State Argues That Even If the Registration Statute Deprives Offenders of a Liberty Interest in Reputation, They Have Received Constitutionally Adequate Procedure at a Full and Fair Trial
¶ 41 The State argues that, to the extent the registry deprives offenders of their liberty interest in reputation, the trial at which they are convicted of the underlying offense is constitutionally adequate process. The Court in Connecticut Department of Public Safety held that a hearing on whether the plaintiff in that case was currently dangerous was unnecessary because the registration requirements under Connecticut's statute "turn on an offender's conviction alone—a fact that a convicted offender has already had a procedurally safeguarded opportunity to contest."
3. Under Connecticut Department of Public Safety, Briggs Is Not Entitled to Additional Procedure Before the DOC Publishes Information Related to His Past Convictions, but He Is Entitled to Additional Procedure Before the DOC Publishes Information Implying That he Is Currently Dangerous
¶ 42 We agree, in part, with the State's arguments. We agree that Connecticut Department of Public Safety is applicable to this case, and that, under that case, the registration and notification provisions requiring publication of offenders' prior convictions, current address, appearance, and other similar information are constitutional. Listed offenders have already had a procedurally safeguarded opportunity to contest their conviction at trial, and no more procedure is required before the DOC may publish that information. The DOC's publication of information related to appearance, address, and other similar information, standing alone, does not imply that any listed offender is currently dangerous. Both the Utah statute and the Connecticut statute list this type of information. But Utah's registration statute is different from the statute in Connecticut Department of Public Safety in one key respect—Utah's statute requires the DOC to publish information implying that the listed offender is currently dangerous. Yet the offenders have not had an opportunity to be heard on the validity of that designation.
¶ 43 In Connecticut Department of Public Safety, the Supreme Court held that "[p]laintiffs who assert a right to a hearing under the Due Process Clause must show that the facts they seek to establish in that hearing are relevant to the statutory scheme."
¶ 44 Such is the case here. As noted above, section 77-27-21.5(13)(a)(ii) of Utah's registration statute implies that listed individuals are currently dangerous by requiring the DOC to publish offenders' "primary and secondary targets."
¶ 45 Like the registry in Connecticut Department of Public Safety, Utah's registry also contains a disclaimer, but Utah's disclaimer does not effectively dispel the implication of current dangerousness. The Utah registry's disclaimer provides that "[t]he information contained on this site does not imply listed individuals will commit a specific type of crime in the future, nor does it imply that if a future crime is committed by a listed individual what the nature of that crime may be."
¶ 46 Thus the question of current dangerousness is highly relevant to the content or message of the registry and thus relevant to Utah's statutory scheme. And the trial at
¶ 47 When ruling on the constitutionality of a statute, "`the general rule is that statutes, where possible, are to be construed so as to sustain their constitutionality. Accordingly, if a portion of the statute might be saved by severing the part that is unconstitutional, such should be done.'"
CONCLUSION
¶ 48 We hold that Briggs's sufficiency of the evidence and non-delegation claims are without merit. We further hold that the provisions of the registration statute that, without providing Briggs a hearing, require him to register and that require the DOC to publish information relating to his prior convictions, current address, appearance, and other similar information do not violate his right to procedural due process. Accordingly, we affirm his conviction for failure to register as a sex offender. However, we hold that section 77-27-21.5(13)(a)(ii) of the registration statute, requiring the DOC to publish Briggs's primary and secondary targets and thereby implying that he is currently dangerous violates his right to procedural due process unless he is given a hearing as to whether he is currently dangerous. Accordingly, we affirm Briggs's conviction but reverse the trial court's ruling as to the constitutionality of those portions of the registration statute requiring the DOC to publish, without according him a hearing, information implying that he is currently dangerous. We remand for proceedings consistent with this opinion.
¶ 49 Justice WILKINS and Justice NEHRING concur in Associate Chief Justice DURRANT'S opinion.
DURHAM, Chief Justice, concurring:
¶ 50 I concur in the result of the majority opinion, and have no quarrel with its analysis of the federal due process question. I believe, however, that in addressing the federal constitutional challenge before the state constitutional challenge, the opinion overlooks the proper order of analysis. See, e.g., West v. Thomson Newspapers, 872 P.2d 999, 1006 (Utah 1994).
¶ 51 Conceptually, there will be no claim of a violation of federal rights requiring redress if state law prohibits the challenged action. See, Hans Linde, E Pluribus—Constitutional Theory and State Courts, 18 Ga. L.Rev. 165, 178 (1984). Thus, if a state statute, common law rule, or constitutional provision is dispositive of a claim before us, federal analysis need not be undertaken as part of a "dual sovereignty" approach. Cf., Robert Utter, Swimming in the Jaws of the Crocodile: State Court Comment on Federal Constitutional Issues when Disposing of Cases on State Constitutional Grounds, 63 Tex. L.Rev. 1025, 1047 (1985) ("[W]hen the state court finds that the state constitutional provision condemns the challenged conduct ... the state constitution will have resolved the
¶ 52 The failure to undertake independent state analysis in cases where state law is argued contributes to a paucity of precedent and the absence of an independent and adequate state ground for our holding. This result is occasionally thrust upon us by parties who fail to raise state constitutional questions, see Brigham City v. Stuart, 2005 UT 13, ¶¶ 12-14, 122 P.3d 506, rev'd., 547 U.S. 398, 126 S.Ct. 1943, 164 L.Ed.2d 650 (2006), but I think it is unfortunate when we embrace it ourselves.
¶ 53 Justice PARRISH concurs in Chief Justice DURHAM's opinion.
FootNotes
Bailey v. Bayles, 2002 UT 58, ¶ 11 n. 2, 52 P.3d 1158 (citations and internal quotation marks omitted).
Utah Code Ann. § 77-27-21.5(22).
The website, however, contains the following additional disclaimers:
Utah Department of Corrections—SONAR—Sex Offender Notification and Registration, http:// corrections.utah.gov/asp-bin/sonar.asp.
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