1. Home
  2. Browse Decisions
  3. F.3d
  4. 516 F.3d
  5. 516 F.3d 75 (2008)
 

RICH v. SPARTIS

Docket Nos. 06-1723-cv (L), 06-1814-cv (XAP).

516 F.3d 75 (2008)

Elizabeth H. RICH and Donald Rich, Plaintiff-Appellants, v. Phillip L. SPARTIS and Amy Jean Elias, Defendants-Appellees-Cross-Appellants, Salomon Smith Barney, Inc., Formerly Known as Citigroup Global Markets, Inc., Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided: February 8, 2008.

Attorney(s) appearing for the Case

Culver V. Halliday (Kathryn V. Eberle, on the brief), Stoll, Keenon, & Ogden PL LC, Louisville, KY, for Appellants.

Susanna Buergel (Eric S. Goldstein, on the brief), Paul, Weiss, Rifkind, Wharton & Garrison, New York, NY, for Appellees.

David I. Greenberger, Liddle & Robinson, New York, NY, for Appellees-Cross-Appellants.

Before: MINER, CABRANES, and STRAUB, Circuit Judges.

Judge STRAUB concurs in a separate opinion.

MINER, Circuit Judge:

Plaintiffs-appellants, Elizabeth H. Rich and her husband, Donald Rich (the "Riches"), appeal from a judgment entered in the United States District Court for the Southern District of New York (Cote J.) vacating an award made in their favor by an arbitration panel established under rules adopted by the National Association of Securities Dealers ("NASD"). See In re Worldcorn Sec. Litig.,

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases