RUBIN v. GABAY

No. 4D06-5060.

979 So.2d 988 (2008)

Brian RUBIN, Appellant, v. Dr. Richard GABAY, Appellee.

District Court of Appeal of Florida, Fourth District.

February 13, 2008.


Attorney(s) appearing for the Case

Robert C. Stone of Law Office of Robert C. Stone, P.A., Boca Raton, for appellant.

Mark C. Perry of Law Offices of Mark C. Perry, P.A., Fort Lauderdale, for appellee.


WARNER, J.

Brian Rubin appeals a final judgment finding him liable for securities fraud as an agent under section 517.211, Florida Statutes, and awarding both compensatory and treble damages. Because there was no evidence to support liability under section 517.211, we reverse.

Appellee/plaintiff, Dr. Richard Gabay, expressed an interest to his stockbroker, appellant/defendant Rubin, in purchasing initial public offering securities ("IPOs"). Because Rubin's...

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