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S.E.C. v. JONES

No. 05 Civ. 7044RCC.

476 F.Supp.2d 374 (2007)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Thomas W. JONES and Lewis E. Daidone, Defendants.

United States District Court, S.D. New York.

February 26, 2007.

OPINION MEMORANDUM & ORDER

CASEY, District Judge.

Plaintiff Securities and Exchange Commission (the "Commission") commenced this action against defendants Thomas W. Jones and Lewis E. Daidone (together "Defendants") alleging aiding and abetting violations of the Investment Advisers Act of 1940 § 206 ("Advisers Act"), 15 U.S.C. §§ 80b-6(1) and 80b-6(2). Defendants now move for summary...

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