ROSENBERG v. METLIFE, INC.

Docket No. 05-4363-cv.

493 F.3d 290 (2007)

Chaskie J. ROSENBERG, Plaintiff-Appellant, v. METLIFE, INC., Metropolitan Life Insurance Company, and Metlife Securities, Inc., Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided: June 14, 2007.


Attorney(s) appearing for the Case

Maurice W. Heller (Jacob W. Heller and Allen M. Eisenberg, on the brief), Heller Horowitz & Feit, P.C., New York, NY, for Plaintiff-Appellant.

Steven E. Obus (Steven Yarusinsky, on the brief), Proskauer Rose LLP, Newark, NJ, for Defendants-Appellees.

Before: JACOBS, Chief Judge, WALKER and WALLACE, Circuit Judges.


PER CURIAM:

The National Association of Securities Dealers ("NASD") requires its members to file a termination form ("Form U-5") whenever they terminate a registered employee. The form contains the employer's statement of the reasons for the termination, and the NASD provides the form to any member firm upon request. This case presents the question of whether an employee may base an action for libel on statements on a Form U-5.

In a July 19, 2005 judgment...

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