MATTER OF SOMA PARTNERS, LLC v. NORTHWEST BIOTHERAPEUTICS, INC.


41 A.D.3d 257 (2007)

838 N.Y.S.2d 519

In the Matter of SOMA PARTNERS, LLC, Appellant, v. NORTHWEST BIOTHERAPEUTICS, INC., Respondent.

Appellate Division of the Supreme Court of the State of New York, First Department.

Decided June 19, 2007.


At issue in the underlying arbitration was whether, and to what extent, petitioner is entitled to contractual finder's fees from respondent as a result of an investment made by nonparty Toucan Capital Corp. (Toucan), a Maryland-based venture capital firm. Petitioner contends that the investment was due to its efforts, while respondent asserts that it independently reached the deal with Toucan, largely through direct discussions with Toucan's managing director, Linda Powers...

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