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S.E.C. v. SIEBEL SYSTEMS, INC.

No. 04 CV 5130(GBD).

384 F.Supp.2d 694 (2005)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. SIEBEL SYSTEMS, INC., Kenneth A. Goldman and Mark D. Hanson, Defendants.

United States District Court, S.D. New York.

September 1, 2005.

Attorney(s) appearing for the Case

James Andrew Meyers, Scott W. Friestad, Treasure R. Johnson, Washington, DC, for Plaintiff.

Steven Mark Schatz, Douglas John Clark, Wilson Sonsini Goodrich & Rosati, John Charles Dwyer, Cooley Godward LLP, Palo Alto, CA, for Defendants.

MEMORANDUM DECISION AND ORDER

DANIELS, District Judge.

Plaintiff, the Securities and Exchange Commission ("SEC"), commenced this action, against Siebel Systems, Inc. ("Siebel Systems"), Siebel Systems's Chief Financial Officer, Kenneth Goldman, and one of Siebel Systems's Senior Vice Presidents, Mark Hanson. The SEC charges the defendants with, inter alia, violations of, or aiding and abetting in the violation of, Regulation FD ("Fair Disclosure...

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