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ROMBACH v. CHANG

Docket Nos. 02-7907(L), 02-7933(XAP).

355 F.3d 164 (2004)

Myrna ROMBACH, on behalf of herself and all others similarly situated, Kevin Burdick, Jay Brosz, Eugene Bell, Dennis Bryan, Kenneth Hall, and Golfway Developments (Thunder Bay) Inc., on behalf of themselves and all others similarly situated, Plaintiffs-Appellants-Cross-Appellees, v. Dominic CHANG, Krishnan P. Thampi, Jeffrey C. Key, and Prudential Securities, Inc., Defendants-Appellees, Jeffries & Co., Defendant-Appellee-Cross-Appellant.

United States Court of Appeals, Second Circuit.

Decided: January 20, 2004.

Attorney(s) appearing for the Case

Ralph M. Stone, Shalov Stone & Bonner LLP, New York, NY (John F. Carroll, Jr., on brief), for Plaintiffs-Appellants-Cross-Appellees.

Clifford Thau, Vinson & Elkins, LLP, New York, NY, for Defendants-Appellees.

Lisa Klein Wager, Morgan, Lewis & Bockius LLP, New York, NY (Adrienne M. Ward, on brief), for Defendant-Appellee-Cross-Appellant.

Before: JACOBS, CALABRESI, SOTOMAYOR, Circuit Judges.

JACOBS, Circuit Judge.

This putative securities class action is brought by investors who purchased stock in Family Golf Centers, Inc. ("Family Golf"), a now-bankrupt company that was in the business of acquiring and operating golf courses. Defendants were certain officers of the company and the underwriters of a secondary offering that was used in part to finance the acquisitions. Plaintiffs appeal from a judgment entered in the United Stated District Court for the...

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