No. 01 CIV. 3872(JGK).

253 F.Supp.2d 720 (2003)

SECURITIES AND EXCHANGE COMMISSION Plaintiff, v. Jorge Eduardo BALLESTEROS FRANCO, Juan Pablo Ballesteros Gutierrez Cardinal Trust, Sagitton Limited, Gianni Trust, Gianni Enterprises Limited, and Casford Limited Defendants.

United States District Court, S.D. New York.

March 28, 2003.

Attorney(s) appearing for the Case

Paul R. Berger, Kenneth L. Miller, Nancy J. Grunberg, Glenn S. Genty, Richard

W. Grime, Securities and Exchange Commission, Washington, DC, for S.E.C.

Theodore V. Wells, Jr., Paul, Weiss, Rifkin, Wharton & Garrison, Alex Young K OH, Paul Weiss Rifkind Wharton & Garrison, New York, NY, for Jorge Eduardo Ballestros Franco.

Robert M. Romano, Latham & Watkins, New York, NY, for Jorge Eduardo Ballestros Franco, Sagitton Ltd., Cardinal Trust.

Paul A. Leder, Richards, Spears, Kibbe & Orbe, Washington, DC, for Jose Luis Franco.

Andrew J. Levander, Swidler, Berlin, Shereff, Friedman, LLP, New York, NY, for Jose Luis Ballesteros Gutierrez, Interconsulting Ltd.

Michael J. Grudberg, Paul Shechtman, Stillman & Freidman, PC, New York, NY, for Juan Pablo Ballesteros Gutierrez, Casford Ltd.

Lewis J. Liman, David R. Lurie, Wilmer, Cutler & Pickering, New York, NY, for Alejandro Ballesteros Gutierrez.

Laura H. Stasior, John Sand Siffert, Lankier, Siffert & Wohl, LLP, New York, NY, for Ricardo Ballesteros Gutierrez.

J. Bradly Bennett, Baker, Botts, LLP, Washington, DC, for Eugenio Minvielle Zamudio, Carlos Minvielle Lagos.

Colleen P. Mahoney, Skaden, Arps, Slate, Meagher & Flom, LLP, Washington, DC, for Gianni Enterprises Ltd., Gianni Trust.


KOELTL, District Judge.

This is an action brought by the plaintiff, the Securities and Exchange Commission ("SEC") alleging violations of the federal securities laws arising out of the purchase of Nalco Chemical Company ("Nalco") common stock by several individuals and entities associated with Jose Luis Ballesteros Franco ("Jose Ballesteros"), a now deceased member of Nalco's Board...

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