CHAO v. HALL HOLDING CO., INC.

Nos. 99-4142, 00-3041.

285 F.3d 415 (2002)

Elaine L. CHAO, Secretary of the United States Department of Labor, Plaintiff-Appellee, v. HALL HOLDING COMPANY, INC., David L. Goldman, Kathleen A. Keating, George A. Ahearn, Michael F. Shields, and Goldman Financial Group, Inc., Defendants-Appellants.

United States Court of Appeals, Sixth Circuit.

Decided and Filed: April 3, 2002.


Attorney(s) appearing for the Case

Allen H. Feldman, Edward D. Sieger (argued and briefed), Nathaniel I. Spiller (briefed), U.S. Dept. of Labor, Office of the Solicitor, Washington, DC, for Plaintiff-Appellee.

Katherine S. Kamen (briefed), LeBoeuf, Lamb, Greene & MacRae, Edward A. Scallet (argued and briefed), Groom Law Group, Washington, DC, Michael J. Frantz (briefed), Frantz Ward LLP, Cleveland, OH, for Defendants-Appellants.

Before: NORRIS and DAUGHTREY, Circuit Judges; ZATKOFF, Chief District Judge.


OPINION

LAWRENCE P. ZATKOFF, Chief District Judge.

Plaintiff Appellee Elaine L. Chao,1 Secretary of the United States Department of Labor, brought this action against Defendants Appellants, Hall Holding Company, Inc., David L. Goldman, Kathleen A. Keating, George A. Ahearn, Michael F. Shields, and Goldman Financial Group, Inc. In her complaint, the Secretary alleged that various components of an employee stock ownership plan...

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