FUND DEMOCRACY, LLC v. S.E.C.

No. 01-1367.

278 F.3d 21 (2002)

FUND DEMOCRACY, LLC, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, District of Columbia Circuit.

Decided February 1, 2002.


Opinion for the Court filed by Circuit Judge SENTELLE.

Opinion concurring in part and dissenting in part filed by Circuit Judge EDWARDS.

SENTELLE, Circuit Judge:

Fund Democracy ("petitioner") petitions for review of an order of the Securities and Exchange Commission ("SEC" or "the Commission") denying petitioner's request for a hearing and granting to an investment company and its investment advisors an exemption from certain provisions of the Investment...

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