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LADENBURG THALMANN & CO., INC. v. TIM'S AMUSEMENTS, INC.

275 A.D.2d 243 (2000)

712 N.Y.S.2d 526

LADENBURG THALMANN & CO., INC., Appellant, v. TIM'S AMUSEMENTS, INC., et al., Respondents.

Appellate Division of the Supreme Court of the State of New York, First Department.

Decided August 17, 2000.

The complaint alleges that in December 1995 Tim's Amusements (Tim's), at that time the second largest operator of video poker facilities in the State of South Carolina, and plaintiff Ladenburg Thalmann & Co. (Ladenburg) entered into an agreement pursuant to which Ladenburg was appointed Tim's placement agent for the sale of additional debt and equity and Tim's agreed to provide Ladenburg with warrants entitling Ladenburg to...

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