GROSS v. WEINGARTEN

Nos. 98-2000, 98-2393, 98-2405.

217 F.3d 208 (2000)

Alfred W. GROSS, Commissioner of Insurance, State Corporation Commission, as deputy receiver of Fidelity Bankers Life Insurance Company, Plaintiff-Appellant, v. Robert WEINGARTEN; Gerry R. Ginsberg; Leonard Gubar; Shearson Lehman Brothers Holdings, Incorporated, Defendants-Appellees. Alfred W. GROSS, Commissioner of Insurance, State Corporation Commission, as deputy receiver of Fidelity Bankers Life Insurance Company, Plaintiff-Appellee, v. Shearson Lehman Brothers Holdings, Incorporated, Defendant-Appellant, and Robert Weingarten; Gerry R. Ginsberg; Leonard Gubar, Defendants. Alfred W. Gross, Commissioner of Insurance, State Corporation Commission, as deputy receiver of Fidelity Bankers Life Insurance Company, Plaintiff-Appellee, v. Robert Weingarten; Gerry R. Ginsberg; Leonard Gubar, Defendants-Appellants, and Shearson Lehman Brothers Holdings, Incorporated, Defendant.

United States Court of Appeals, Fourth Circuit.

Decided: June 30, 2000


Attorney(s) appearing for the Case

ARGUED: Robert Dean Perrow, Williams, Mullen, Clark & Dobbins, Richmond, Virginia, for Appellant. Eric Neil Landau, Christensen, Miller, Fink, Jacobs, Glaser, Weil & Shapiro, Los Angeles, California, for Appellees Weingarten, Ginsberg and Gubar; Helen Lalich Duncan, Leboeuf, Lamb, Greene & MacRae, L.L.P., Los Angeles, California, for Appellee Shearson Lehman. ON BRIEF: Howard W. Dobbins, Elizabeth Mason Hurley, Williams, Mullen, Clark & Dobbins, Richmond, Virginia; Patrick H. Cantilo, Cantilo, Bennett & Wisener, L.L.P., Austin, Texas, for Appellant. Terry Christensen, Christensen, Miller, Fink, Jacobs, Glaser, Weil & Shapiro, Los Angeles, California; W. Davis Paxton, Gentry, Locke, Rakes & Moore, Roanoke, Virginia, for Appellees Weingarten, Ginsberg and Gubar; Allyson S. Taketa, Leboeuf, Lamb, Greene & MacRae, L.L.P., Los Angeles, California; Douglas M. Palais, Dana J. Finberg, Mezzullo & McCandlish, Richmond, Virginia, for Appellee Shearson Lehman.

Before WILKINSON, Chief Judge, and MICHAEL and TRAXLER, Circuit Judges.


Affirmed in part, reversed in part, and remanded by published opinion. Judge MICHAEL wrote the opinion, in which Chief Judge WILKINSON and Judge TRAXLER joined.

OPINION

MICHAEL, Circuit Judge:

Steven T. Foster, in his capacity as the deputy receiver for Fidelity Bankers Life Insurance Company (Fidelity Bankers), brought this lawsuit in federal court against Robert Weingarten, Gerry R. Ginsberg, Leonard Gubar, and Shearson Lehman Brothers Holdings...

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