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DECKER v. MERRILL LYNCH, PIERCE, FENNER & SMITH

Nos. 98-1658, 99-1558.

205 F.3d 906 (2000)

Emily DECKER, Plaintiff-Appellant, v. MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC., Defendant-Appellee.

United States Court of Appeals, Sixth Circuit.

Decided and Filed: March 6, 2000

Attorney(s) appearing for the Case

Joseph H. Spiegel (argued and briefed), Southfield, MI, for Plaintiff-Appellant.

Thomas R. Cox (argued and briefed), Clarence L. Pozza, Jr. (briefed), Miller, Canfield, Paddock & Stone, Detroit, MI, for Defendant-Appellee.

Before: MERRITT and MOORE, Circuit Judges; BELL, District Judge.

OPINION

MOORE, Circuit Judge.

This appeal is a consolidation of two related appeals before this court involving the same parties and the same underlying dispute. Emily Decker and Merrill Lynch engaged in a National Association of Securities Dealers ("NASD") arbitration hearing to resolve a dispute regarding Merrill Lynch's management of Decker's securities investment. After receiving an arbitration award, Decker filed a lawsuit against Merrill Lynch claiming...

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