ANDREWS v. PRUDENTIAL SECURITIES, INC.

No. 97-1746.

160 F.3d 304 (1998)

Kyle ANDREWS, John Meehan, and J. Stephen Stout, Plaintiffs-Appellants, v. PRUDENTIAL SECURITIES, INCORPORATED, Defendant-Appellee.

United States Court of Appeals, Sixth Circuit.

Decided November 2, 1998.


Attorney(s) appearing for the Case

Kyle Andrews, Flint, MI, pro se.

David M. Deutsch (argued), Dayton, OH, for Plaintiffs-Appellants.

John Meehan, Flint, MI, pro se.

J. Stephen Stout (briefed), Flint, MI, pro se.

Jack J. Mazzara (argued and briefed), Dennis K. Egan (briefed), Egan & Mazzara, Detroit, MI, for Defendant-Appellee.

Before: KENNEDY, WELLFORD, and BOGGS, Circuit Judges.


OPINION

KENNEDY, Circuit Judge.

Plaintiffs, Kyle Andrews, John Meehan, and J. Stephen Stout, appeal the District Court's order granting summary judgment on behalf of the defendant, Prudential Securities, in this diversity action alleging that defendant filed false Uniform Termination Notice of Securities Industry Registration forms ("U-5 forms") with the National Association of Securities Dealers. For the reasons that follow, we AFFIRM the judgment...

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