The Sacharow respondents filed a statement of claim with the National Association of Securities Dealers (NASD) seeking arbitration of various claims arising from investments made by the petitioner Smith Barney Shearson, Inc. (now known as Smith Barney, Inc.) in an IRA account maintained by respondents' father. In addition to seeking an accounting, the respondents claimed petitioner committed fraud, breached its fiduciary duties, was negligent and committed a breach of contract...
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