SELYA, Circuit Judge.
This appeal presents a medley of constitutional questions driven by the passage of a municipal bylaw that effectively prohibits the exhibition of motion pictures at the town's only theater between the hours of 1:00 a.m.
Plaintiff-appellant, National Amusements, Inc., owns and operates Showcase Cinemas (Showcase), a complex containing 12 theaters located on Route 1 in Dedham, Massachusetts. In 1978, appellant began exhibiting "midnight movies" on Friday and Saturday nights. These performances started between 11:30 p.m. and 12:30 a.m., and ended between 1:00 a.m. and 2:30 a.m.
On January 12, 1989, at a meeting of the Board of Selectmen (Dedham's governing body), Selectman Kehoe raised the issue of secondary effects, expressing particular concern over purported traffic and security problems associated with Showcase's operation of its business. At a selectmen's meeting the following week, after another selectman reported that he had received complaints about disruptions connected with appellant's exhibition of midnight movies, the Board placed a proposed by-law amendment on the warrant for the forthcoming annual Town Meeting.
The Board also sent a letter to William Towey, appellant's senior vice-president, memorializing its "concern about the problems generating from the Showcase Cinemas after the weekend late shows," and indicating that the Board "would like to discuss this situation...." On February 2, Towey and approximately 30 interested residents met with the selectmen and discussed matters related to the exhibition of midnight movies.
In response to the residents' articulated concerns, Towey conferred with various townsfolk, including the police chief. Thereafter, appellant agreed to undertake, at its expense, a variety of measures designed to enhance security, reduce noise levels, control traffic, and ameliorate the problem of litter. Despite these concessions, the voters approved Article 40 at a Town Meeting held on April 10, 1989 (first amending it to exempt ballroom dancing and to change the closing time to 12:30 a.m.).
Under the Massachusetts scheme, municipal by-laws cannot take effect without the imprimatur of the Attorney General of the Commonwealth of Massachusetts. See Mass. Gen.L. ch. 40, § 32. The Attorney General refused to sanction Article 40 on the ground that the proposed amendment, by distinguishing ballroom dancing from other forms of dance, was not content-neutral and was, therefore, unconstitutional.
Undaunted, the Board of Selectmen proposed a neoteric amendment, Article 4, for inclusion on the next Town Meeting warrant. Article 4 provided in pertinent part:
The voters adopted Article 4 at a special Town Meeting held on November 6, 1989. The Attorney General approved it on February 8, 1990. On the day that Article 4 took effect, appellant sued, charging that the bylaw violated its rights under both the federal and state constitutions.
II. THE SUMMARY JUDGMENT STANDARD
A federal court may grant summary judgment in a civil action "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." Fed.R.Civ.P. 56(c). The Supreme Court fleshed out this rule in a trilogy of cases decided in the 1985-86 term. See Celotex Corp. v. Catrett, 477 U.S. 317, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986); Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). In general, these cases require that a party seeking summary judgment make a preliminary showing that no genuine issue of material fact exists. Once the movant has made this showing, the nonmovant must contradict the showing by pointing to specific facts demonstrating that there is, indeed, a trialworthy issue. See Celotex, 477 U.S. at 324, 106 S.Ct. at 2553.
To satisfy the criterion of trialworthiness, and thereby forestall summary judgment, an issue must be "genuine," that is, the evidence relevant to the issue, viewed in the light most flattering to the party opposing the motion, see Mack v. Great Atl. & Pac. Tea Co., 871 F.2d 179, 181 (1st Cir.1989), must be sufficiently open-ended to permit a rational factfinder to resolve the issue in favor of either side. See Liberty Lobby, 477 U.S. at 250, 106 S.Ct. at 2511; Hahn v. Sargent, 523 F.2d 461, 464 (1st Cir.1975), cert. denied, 425 U.S. 904, 96 S.Ct. 1495, 47 L.Ed.2d 754 (1976). Trialworthiness necessitates "more than simply show[ing] that there is some metaphysical doubt as to the material facts." Matsushita, 475 U.S. at 586, 106 S.Ct. at 1356. As we have stated, "[t]he evidence illustrating the factual controversy cannot be conjectural or problematic; it must have substance in the sense that it limns differing versions of the truth which a factfinder must resolve...." Mack, 871 F.2d at 181.
Trialworthiness requires not only a "genuine" issue but also an issue that involves a "material" fact. See Liberty Lobby, 477 U.S. at 248, 106 S.Ct. at 2510. In this context, the term "material" means that a fact has the capacity to sway the outcome of the litigation under the applicable law. See id.; see also United States v. One Parcel of Real Property, Etc. (Great Harbor Neck, New Shoreham, R.I.), 960 F.2d 200, 204 (1st Cir.1992). If the facts on which the nonmovant relies are not material, or if its evidence "is not significantly probative," Liberty Lobby, 477 U.S. at 249-50, 106 S.Ct. at 2511 (citations omitted), brevis disposition becomes appropriate.
An order granting summary judgment engenders plenary review. See Pagano v. Frank, 983 F.2d 343, 347 (1st Cir.1993). In conducting such review, we examine the summary judgment record in the light most friendly to the summary judgment loser, and we indulge all reasonable inferences in that party's favor. See id. Withal, we need not credit purely conclusory allegations, indulge in rank speculation, or draw improbable inferences. See Medina-Munoz v. R.J. Reynolds Tobacco Co., 896 F.2d 5, 8 (1st Cir.1990).
III. THE FIRST AMENDMENT CLAIM
The heart of appellant's case is its multifaceted claim that the municipal by-law violates the First Amendment. We turn directly to that claim (relegating appellant's related overbreadth challenge to Part IV(C), infra).
Putting First Things First.
In the context of First Amendment challenges to government regulations that burden speech, the Supreme Court has identified two differing modes of analysis, or levels of scrutiny, that may come into play. Since entertainment constitutes a form of speech, fully protected by the First Amendment, see Schad v. Borough of Mt. Ephraim, 452 U.S. 61, 65, 101 S.Ct. 2176, 2180, 68 L.Ed.2d 671 (1981), our initial task is to determine the appropriate level of judicial scrutiny that attaches to an analysis of Article 4. We begin this endeavor by mapping the choices and putting them into workable perspective.
Freedom of speech is among the most precious of our constitutional rights. Thus, courts have long recognized that, when governmental action places speech in special jeopardy, special protections must apply. For this reason, a court embarking on an inquiry into the constitutionality of governmental action will devote "the most exacting scrutiny to regulations that suppress, disadvantage, or impose differential burdens on speech because of its content." Turner Broadcasting Sys., Inc. v. FCC, ___ U.S. ___, ___, 114 S.Ct. 2445, 2459, 129 L.Ed.2d 497 (1994); accord Simon & Schuster, Inc. v. Members of N.Y. State Crime Victims Bd., 502 U.S. 105, ___, 112 S.Ct. 501, 508, 116 L.Ed.2d 476 (1991); Widmar v. Vincent, 454 U.S. 263, 276, 102 S.Ct. 269, 277, 70 L.Ed.2d 440 (1981). Strict scrutiny is desirable in these circumstances because such laws "pose the inherent risk that the Government seeks not to advance a legitimate regulatory goal, but to suppress unpopular ideas or information or manipulate the public debate through coercion rather than persuasion." Turner Broadcasting, ___ U.S. at ___, 114 S.Ct. at 2458. Courts therefore treat content-based regulations as "presumptively invalid" under the First Amendment. R.A.V. v. City of St. Paul, ___ U.S. ___, ___, 112 S.Ct. 2538, 2542, 120 L.Ed.2d 305 (1992).
In contrast, regulations that burden speech, but that are unrelated to the speaker's viewpoint or to the content of the proscribed speech, are subject to a less taxing (but nonetheless meaningful) level of judicial scrutiny. This disparate treatment is justified because, on the whole, non-content-based regulations pose "a less substantial risk of excising certain ideas or viewpoints from the public dialogue." Turner Broadcasting, ___ U.S. at ___, 114 S.Ct. at 2459. Phrased another way, since regulations that are not content-based portend less jeopardy for freedom of speech, the special prophylaxis that strict scrutiny ensures is less necessary.
This dichotomy has important practical ramifications for constitutional analysis as the applicable indices of constitutionality vary according to the level of scrutiny that attaches. Strict judicial scrutiny makes it less likely that any given regulation will clear the constitutional hurdle for, in its domain, the operative test is whether a regulation "is necessary to serve a compelling state interest and is narrowly drawn to achieve that end." Arkansas Writers' Project, Inc. v. Ragland, 481 U.S. 221, 231, 107 S.Ct. 1722, 1729, 95 L.Ed.2d 209 (1987). Under ordinary First Amendment scrutiny—sometimes called "intermediate" scrutiny in recognition of the fact that all First Amendment scrutiny is more demanding than the "rational basis" standard that is often used to gauge the constitutionality of economic regulations, see Turner Broadcasting, ___ U.S. at ___, 114 S.Ct. at 2458; see also Madsen v. Women's Health Ctr., Inc., ___ U.S. ___, ___, 114 S.Ct. 2516, 2537, 129 L.Ed.2d 593 (1994) (Scalia, J., concurring in part and dissenting in part)—the test is less exacting in both the "ends" and "means" segments of the equation. Thus, where intermediate scrutiny pertains, restrictions on the time, place, or manner of protected expression "are valid provided that they are justified without reference to the content of the regulated speech, that they are narrowly tailored to serve a significant governmental interest, and that they
Identifying the Level of Scrutiny.
In light of these differing analytic modalities, it is unsurprising that many First Amendment battles over the constitutionality of government regulations start with a debate about what level of scrutiny is appropriate. The instant case is no exception. Here, appellant advances two main theses in support of its exhortation that Dedham's by-law must be subjected to strict scrutiny. First, it maintains that Article 4 is content-based. Second, it maintains that Article 4 impermissibly singles out, and thus targets, Showcase's exhibition of midnight movies. Neither thesis merits a passing grade.
The concept of what constitutes a content-based as opposed to a content-neutral regulation has proven protean in practice. The Court's cases teach that the "principal inquiry in determining content neutrality, in speech cases generally and in time, place, or manner cases in particular, is whether the government has adopted a regulation of speech because of disagreement with the message it conveys." Ward v. Rock Against Racism, 491 U.S. 781, 791, 109 S.Ct. 2746, 2754, 105 L.Ed.2d 661 (1989) (citation omitted). Even a regulation that does not choose sides or otherwise convey disapproval of a particular message can run afoul of this dictate because the "First Amendment's hostility to content-based regulation extends ... to prohibition of public discussion of an entire topic." Consolidated Edison Co. v. Public Serv. Comm'n, 447 U.S. 530, 537, 100 S.Ct. 2326, 2333, 65 L.Ed.2d 319 (1980); accord Simon & Schuster, 502 U.S. at ___, 112 S.Ct. at 509. This does not mean, however, that the sovereign must steer away from content at all costs, or else risk strict scrutiny. "A regulation that serves purposes unrelated to the content of expression is deemed neutral, even if it has an incidental effect on some speakers or messages but not others." Ward, 491 U.S. at 791, 109 S.Ct. at 2754; see also City of Renton v. Playtime Theatres, Inc., 475 U.S. 41, 47-48, 106 S.Ct. 925, 928-29, 89 L.Ed.2d 29 (1986).
The subject of our inquiry here seems at first blush to be the very model of a contentneutral regulation. Article 4, by its terms, does not demand reference to the content of the affected speech in order to determine if the ordinance applies; the only requisite reference is to an external characteristic: whether the activity is licensed under one of several particular sections of state law. Furthermore, nothing in the record suggests that Article 4 arose out of an effort to suppress some particular message communicated through Showcase's selection of motion pictures. In all events, any such forensic fizgig would be easily defused, because the midnight movies comprise exactly the same fare that appellant displays during the hours when the theater's operation is totally unaffected by Article 4.
Faced with so formidable a set of barriers, appellant hems and haws. In the end, it theorizes that Article 4 is content-based because, while banning licensed activity in the early morning hours, the by-law leaves untouched other forms of expression, say, unlicensed entertainment, street demonstrations, public speeches, and candlelight vigils. In appellant's view, this distinction is driven by a value judgment—the town's conscious decision to place less worth on licensed entertainment than on unlicensed entertainment—and thus constitutes "irrational discrimination between the secondary effects of prohibited and permitted forms of expression based solely on the charge of an admission fee." Appellant's Brief at 26.
As authority for this bold proposition, appellant cites City of Cincinnati v. Discovery Network, Inc., ___ U.S. ___, 113 S.Ct. 1505, 123 L.Ed.2d 99 (1993). We do not believe
Appellant's reliance on Discovery Network is mislaid. Whether Cincinnati's regulation applied to a particular newsrack was determined by necessary reference to the subject matter of the specific publications contained therein—a telltale harbinger of content-based regulation. Dedham's regulation is not of this ilk; Article 4 applies without reference to either the content of the entertainment or the communicative impact of any speech. Unlike in Discovery Network, the applicability determination is based solely on an external, content-neutral characteristic—the existence of an admission fee.
To rub salt in an open wound, appellant not only misapprehends the import of Discovery Network, but also overreads the Court's opinion. The case does not stand for the sweeping proposition that any differential treatment of speakers renders a regulation content-based. Instead, the Court's holding pivots on the conclusion that, though the city's underlying purpose in enacting the ordinance was proper, the differential treatment of speakers had no relationship to that underlying purpose.
Here, Dedham's stated interest in enacting Article 4 is, and has been, to reduce the number of sources of potential noise and disturbance.
We answered the same question in a slightly different setting in Fantasy Book
Fantasy Book Shop, 652 F.2d at 1121 n. 6 (offering examples).
In the case at bar, we think it self-evident that a legislative body might reasonably conclude that the frequency and regularity of activity inherent in an ongoing commercial venture heighten the probability of late-night disruptions and boost the number of likely participants. The profit motive itself, which encourages marketing and promotion aimed at increased consumption, is the surest indicator that, where commercial amusements operate, crowds will probably gather. Hence, the distinction drawn by Dedham between licensed and unlicensed entertainment bears a rational relationship to the specific interests cited by it in enacting Article 4. It follows inexorably that, notwithstanding the differential treatment that the by-law gives to unlicensed as opposed to licensed entertainment, it cannot successfully be condemned as content-based.
In mounting its "targeting" offensive, appellant relies primarily on Minneapolis Star & Tribune Co. v. Minnesota Comm'r of Revenue, 460 U.S. 575, 103 S.Ct. 1365, 75 L.Ed.2d 295 (1983). In Minneapolis Star, the Court struck down a state use tax on newsprint and ink, ruling that the tax violated the First Amendment both because it "singled out the press for special treatment" by taxing newspapers in a manner "without parallel in the State's tax scheme," id. at 582, 103 S.Ct. at 1370, and because it impermissibly "target[ed] a small group of newspapers" within the press as a whole, id. at 591, 103 S.Ct. at 1375.
Id. at 585, 103 S.Ct. at 1372. The Court added that "differential treatment, unless justified by some special characteristic of the press, suggests that the goal of the regulation is not unrelated to suppression of expression, and such a goal is presumptively unconstitutional." Id.
Before attempting to transplant the teachings of Minneapolis Star, it is important to recall that, in a later case, the Court revisited the matter of differential taxation. See Leathers v. Medlock, 499 U.S. 439, 111 S.Ct. 1438, 113 L.Ed.2d 494 (1991). There, the Court ruled that Arkansas could extend its generally applicable sales tax to cable television and satellite services, while exempting print media, without offending the First Amendment. The Court refined the analysis it had crafted in Minneapolis Star, explaining that targeting engenders strict scrutiny only when regulations (1) single out the press, (2) take aim at a small group of speakers,
It is incumbent upon us to inspect this case through the precedential prism of Minneapolis Star and Leathers. Reduced to bare essence, appellant's argument for strict scrutiny based on targeting necessarily rises or falls on the second of the three criteria identified by the Leathers Court. We believe it falls, for Article 4 does not target Showcase either as a speaker or as a business.
By its terms, Article 4's proscription on activity between 1:00 a.m. and 6:00 a.m. applies to a myriad of other First Amendment speakers, such as persons who from time to time may hold licenses for concerts, dances, or plays. And, moreover, First Amendment speakers are not the only businesses prohibited from late-night operation in Dedham; there is substantial evidence in the record to support the town's contention that the disputed by-law is simply the latest in a progression of by-laws designed to ensure that commercial activities do not impinge unduly on private, residential life.
To cinch matters, appellant's targeting argument also flies in the teeth of the secondary effects doctrine. Under appellant's formulation, any regulation that has an effect on fewer than all First Amendment speakers or messages could be deemed to be a form of targeting and thus subjected to strict scrutiny. Yet the Supreme Court has recognized that a municipality lawfully may enact a regulation that "serves purposes unrelated to the content of expression ... even if it has an incidental effect on some speakers or messages but not others." Ward, 491 U.S. at 791, 109 S.Ct. at 2754.
Even appellant's most vaunted precedent does not support its targeting argument. In Minneapolis Star, the Court did not condemn all regulations that single out First Amendment speakers for differential treatment; rather, the Court acknowledged that certain forms of differential treatment may be "justified by some special characteristic" of the regulated speaker. 460 U.S. at 585, 103 S.Ct. at 1372. Secondary effects can comprise a special characteristic of a particular speaker or group of speakers. Accordingly, the language we have quoted from Minneapolis Star comfortably accommodates an exception to the prohibition on differential treatment for regulations aimed at secondary effects, so long as the disparity is reasonably related to a legitimate governmental interest.
In sum, appellant's targeting argument, like its argument about content quality, fails to furnish a cognizable basis for invoking strict scrutiny. We, therefore, apply an intermediate
Applying Intermediate Scrutiny.
Strict scrutiny aside, restrictions on the time, place, and manner of protected expression—and Article 4 plainly qualifies as such a restriction—should be upheld so long as they are content neutral, closely tailored to serve a significant governmental interest, and allow for reasonable alternative channels of communication. See Renton, 475 U.S. at 50, 106 S.Ct. at 930; Clark, 468 U.S. at 293, 104 S.Ct. at 3068. Appellant says that Article 4 fails to satisfy any of these three criteria. We do not agree.
Appellant concedes the theoretical validity of the town's interest in preserving peace and tranquility, but insists that the record evinces a genuine question as to whether Dedham's articulated concerns, such as noise, crime, and litter, are founded in fact. Going a step further, appellant also contends that Dedham's asserted interest is pretextual, and that a race-based animus, instead of a desire to promote serenity, motivated the adoption of the by-law. The record fails to bear out either of these claims.
As an initial matter, appellant asserts that Dedham's professed governmental interest is not substantial because exhibiting midnight movies did not adversely affect the peacefulness of the community, and, therefore, the secondary effects at which Article 4 is aimed are illusory. We agree with appellant's premise: a governmental interest woven exclusively out of the gossamer threads of speculation and surmise cannot be termed substantial. However, we disavow appellant's conclusion: the record before us consists of sturdier stuff and tells a story that strongly supports Dedham's stated purpose. We canvass certain key pieces of evidence.
Before Article 4 was more than a gleam in its sponsors' eyes, numerous citizens had complained about vandalism, trespassing, noise, and late-night traffic through residential neighborhoods (with accompanying disruption from headlight glare). On January 19, 1989, Selectman Hoell emphasized at a selectmen's meeting "his concern and the concern of the neighbors in the area of the Cinema regarding incidents at the Cinema during and after the late showings on weekends." At the same meeting, Selectman Kehoe noted that she had "received calls from residents" complaining about "many incidents" at the site, and the police chief, Dennis Teehan, reported to the selectmen that "[t]here have been numerous incidents happening in the area ... after the midnight shows let out." At the February 2 selectmen's meeting, several residents, including John Birda, Bob Zieman, and John Howard, complained that appellant's late-night operations resulted in disruptions, such as noise in the vicinity of a nearby bus stop. Additionally, appellant acknowledged in the district court that, between February 2 and April 6, its representatives "met with ... Dedham residents on five separate occasions," and that, during these meetings, it "proposed and developed plans to alleviate any articulated concerns pertaining to traffic, noise and security at or around the Showcase Cinemas complex." Appellant's Complaint, ¶ 10. Appellant then put these plans (including, for example, a beefed-up police presence, added patrols, and a litter-removal program) into effect at its expense—thus lending a patina of plausibility to the complaints. Robert Cedrone, chairman of the Poor Farm Committee, a neighborhood alliance, capsulized the situation, describing it in the following terms at the April 24 Town Meeting:
Appellant attempts to brush aside these remonstrances. Based on information developed through an in-depth investigation conducted in the course of litigation (and, therefore, well after the fact), it argues that the residents' complaints proved to be phantoms, and that, therefore, Dedham failed to carry its burden of establishing that Article 4 actually serves a substantial governmental interest. In advancing this proposition, appellant in effect argues that a municipality cannot credit complaints and other evidence related to past problems with a particular activity or enterprise unless and until it conducts an independent investigation and corroborates each incident. We do not believe that local legislatures are so constrained.
A legislative body can act without first acquiring irrefutable proof. In other words, lawmakers need not bury each piece of described trash before acting to combat litter, or confirm each honking horn before acting to abate noise levels. Instead, a legislative body, acting in furtherance of the public interest, is entitled to rely on whatever evidence it "reasonably believe[s] to be relevant to the problem" at hand. Renton, 475 U.S. at 51-52, 106 S.Ct. at 930-31.
In addition to attacking the credibility of the town's anecdotal evidence, appellant asserts that Article 4's "ulterior purpose is to keep African Americans out of Dedham...." Appellant's Brief at 39. This is a serious charge—and we treat it as such. Having scoured the record, we agree with the district court that the allegation stands unproven.
In support of the accusation, appellant relies principally upon a survey purporting to demonstrate that the audience composition for Showcase's midnight movies is approximately 80% African-American as contrasted with an audience composition of approximately 30% African-American for other screenings.
Even accepting appellant's assertion as to the racial composition of the midnight movie audiences, appellant has not linked that fact to the municipal decisionmaking process. That is to say, appellant cites no evidence that any person involved in the passage of Article 4 was aware at that time of the racial composition of Showcase's audiences. This omission is fatal to a claim of intentional racial discrimination. See Washington v. Davis, 426 U.S. 229, 240, 96 S.Ct. 2040, 2047, 48 L.Ed.2d 597 (1976) (elucidating "the basic equal protection principle that the invidious quality of a law claimed to be racially discriminatory must ultimately be traced to a racially discriminatory purpose"); Village of Arlington Heights v. Metropolitan Housing Dev. Corp., 429 U.S. 252, 265, 97 S.Ct. 555, 563, 50 L.Ed.2d 450 (1977) (similar; rejecting claim that municipality's zoning decision was racially discriminatory); cf. Personnel Adm'r v. Feeney, 442 U.S. 256, 279, 99 S.Ct. 2282, 2296, 60 L.Ed.2d 870 (1979) (explaining that the requirement of discriminatory purpose "implies that the decisionmaker ... selected or reaffirmed a particular course of action at least in part `because of,' not merely `in spite of,' its adverse effects upon on an identifiable group").
Appellant labors valiantly to fill this void, citing statements from various selectmen and town meeting members that are, to appellant's way of thinking, code words demonstrating "institutional racism." Appellant's Brief at 41. Typical of these comments are Selectman Kehoe's reference to "these young kids, who don't even live in Dedham," and Selectman Hoell's references to "nice little out-of-towners" and "the undesirable element that's attracted by [Showcase's] activity." But these statements, if viewed in the most cynical light, are at worst ambiguous. Standing alone, they are insufficient to raise an inference of racial animus. The record chronicles the lengthy series of events incident to the town's consideration of Article 4, and does not contain the slightest indication that the race of theatergoers was an issue. To the contrary, all the evidence supports Dedham's assertion that Article 4 was aimed principally at curbing late-night disruptions. Against this backdrop, the snippets that appellant has extracted from the record with near-surgical precision simply do not support an inference of racism on the part of the legislative body.
While the summary judgment mantra requires us to draw every reasonable inference in favor of the nonmoving party, inferences, to qualify, must flow rationally from the underlying facts; that is, a suggested inference must ascend to what common sense and human experience indicates is an acceptable level of probability. Cf. Dartmouth Review v. Dartmouth Coll., 889 F.2d 13, 16 (1st Cir.1989). This means, of course, that a court pondering a Rule 56 motion need not embrace inferences that are wildly improbable or that rely on "tenuous insinuation." Mesnick v. General Elec. Co., 950 F.2d 816, 826 (1st Cir.1991), cert. denied, ___ U.S. ___, 112 S.Ct. 2965, 119 L.Ed.2d 586 (1992).
This principle is dispositive of appellant's claim of racial discrimination. While ambiguous remarks may, under some circumstances, help to illuminate the summary judgment record, such remarks rarely will suffice to conceive an issue of material fact
Because courts occupy a special place in our democracy, they must be especially careful not to succumb to the merchants of conjecture. Consequently, they must deal in facts as opposed to suspicions, and in plausible inferences as opposed to speculative suppositions. Fidelity to this ideal constrains us to rebuff appellant's postulatory claim that racial animosity paved the way for Article 4's passage. The record reflects no trialworthy dispute on this issue.
In Ward, the Court explained that the narrow tailoring requirement does not mandate a least restrictive means analysis; "[r]ather, the requirement of narrow tailoring is satisfied so long as the ... regulation promotes a substantial government interest that would be achieved less effectively absent the regulation." Ward, 491 U.S. at 799, 109 S.Ct. at 2758 (internal quotation omitted). Article 4 meets that test: it promotes the substantial government interest of preserving tranquility—an interest that, as Dedham's past experience demonstrates, would not be achieved as effectively absent the regulation. Nor is the regulation rendered infirm by its general applicability to all licensed entertainment. It is within a legislature's legitimate purview to conclude that such secondary effects as late-night noise and traffic are likely to adhere to all commercial entertainment. Indeed, the very existence of a licensing scheme, with its built-in emphasis on commercial amusements, supports Dedham's decision to enact a generally applicable regulation. See, e.g., Fantasy Book Shop, 652 F.2d at 1121 n. 6 (explaining that a legislature may regulate licensed entertainment
Appellant readily acknowledges the frequency of its exhibitions, but nonetheless argues that the ban on midnight movies forecloses the opportunity to communicate its message to a distinct segment of the moviegoing public. To bolster this argument, it again retreats to its survey. The survey results indicate that, out of a random sampling of midnight moviegoers, 14% said that they attended late shows because they "had to work late, and could only come to a late show," and 11% "felt that the midnight show was the only entertainment option open to him/her." From these somewhat inscrutable results, appellant's market research firm concluded that:
There are a slew of problems with appellant's analysis. First, the survey is not particularly informative because it focuses on the patrons' options on one particular night.
Second, it is reasonable to assume that midnight movies are commercially successful because some people prefer to attend them. Yet, thwarting such an idiosyncratic preference cannot be equated with a denial of adequate avenues of communication. Although Article 4 diminishes the total quantity of appellant's speech in some measure, and simultaneously curtails its opportunity to communicate with some patrons, those are necessary side effects of almost any restriction on speech. As long as restrictions are content-neutral, some diminution in the overall quantity of speech will be tolerated. See, e.g., City Council of Los Angeles v. Taxpayers for Vincent, 466 U.S. 789, 803, 812, 104 S.Ct. 2118, 2127, 2132, 80 L.Ed.2d 772 (1984) (finding ample alternative avenues of communication despite assumption that the ordinance "diminishe[d] the total quantity" of appellees' speech).
In short, the lens of inquiry must focus not on whether a degree of curtailment exists, but on whether the remaining communicative avenues are adequate. As the Court phrased it: "That the city's limitations on volume may reduce to some degree the potential audience for respondent's speech is of no consequence, for there has been no showing that the remaining avenues of communication are inadequate." Ward, 491 U.S. at 802, 109 S.Ct. at 2760. Given 19 hours a day within which to exhibit movies, with no special limitations on content, appellant's evidence does not call into legitimate question the adequacy of the alternate routes for communication.
To recapitulate, Dedham has demonstrated, in conformity with the protocol of Rule 56, that Article 4 escapes strict scrutiny. Dedham has also demonstrated that Article 4 survives the lesser degree of scrutiny that obtains here. The municipal by-law is designed to serve a substantial governmental interest, it is narrowly tailored in the service of that interest, and it leaves open ample avenues of communication. Therefore, the district court did not err in granting brevis disposition on appellant's ingenious collection of First Amendment initiatives.
IV. MISCELLANEOUS CLAIMS
Appellant makes several additional claims, one under the Due Process Clause of the United States Constitution, one intimating, albeit somewhat obliquely, that Article 4 places an unconstitutional condition on appellant's entertainment license, one involving overbreadth, and the last under Article 16 of the Declaration of Rights contained in the Massachusetts Constitution. These claims lack force.
The Due Process Claim.
Appellant maintains that Dedham did not afford it procedural due process in adopting Article 4. Its rhetoric rings hollow.
As an initial matter, we doubt that the concept of procedural due process is applicable in respect to the legislative enactment of a generally applicable statute or ordinance. After all, procedural due process is a doctrine most closely associated with assuring fairness in regard to the enforcement of laws or the administration of programs. In general, then, the doctrine bears no relation to the initial enactment of a law. See Laurence H. Tribe, American Constitutional Law 664 (2d ed. 1988). Indeed, the prospect of a legislative body being required to afford a panoply of protections for all persons who might arguably be affected by a forthcoming statute or ordinance would seem to be a prescription for parliamentary paralysis.
In reaching this conclusion, we follow guideposts erected by the Supreme Court. We find particularly instructive the Court's opinion in Bi-Metallic Inv. Co. v. State Bd. of Equalization, 239 U.S. 441, 36 S.Ct. 141, 60 L.Ed. 372 (1915), a case that arose after the Colorado Board of Equalization promulgated a county-wide increase in property valuations for tax purposes. The petitioner there adopted much the same position that appellant advocates here. Thus, the Court had to decide "whether all individuals have a constitutional right to be heard before a matter can be decided in which all are equally concerned." Id. at 445, 36 S.Ct. at 142. Justice Holmes, writing for a unanimous Court, after noting that it was "hard to believe that the proposition was seriously made," id., rejected the due process requirement hawked by the petitioner:
Id. In language that we find appropriate to our case, Justice Holmes concluded: "There must be a limit to individual argument in such matters if government is to go on." Id.
Appellant simply ignores this line of authority. It concentrates instead on the fact that the by-law curtailed its licensed exhibition of films, and tries to argue that the curtailment entitled it to the same due process guarantees as would have obtained had Dedham revoked its entertainment license altogether. This is an exercise in sophism
Appellant cites Derby Refining Co. v. Board of Aldermen, 407 Mass. 718, 555 N.E.2d 584 (1990), for the proposition that Dedham could not lawfully enact Article 4 without first according it a full-scale adjudicatory hearing. Appellant misreads the opinion. In Derby Refining, the state court held that certain types of licenses, once issued, "become a vested property right of the licensee, and may be revoked only when due process protections are complied with." Id. at 722, 555 N.E.2d 584. Assuming for the sake of argument that appellant has a cognizable property interest in its license to exhibit motion pictures, but cf. Roslindale Motor Sales, Inc. v. Police Comm'r, 405 Mass. 79, 538 N.E.2d 312, 314-15 (1989) (holding that motor vehicle dealer did not have a property interest in license to deal in used cars), Derby Refining is nonetheless inapposite because the enactment of Article 4 cannot be considered a revocation of that license. Unlike the revocation of a license—which results in the total cessation of previously authorized activities—Article 4 does not snatch away appellant's right to conduct the authorized activities, but merely cuts back the hours during which those activities may be undertaken. The entertainment license remains intact.
Appellant's argument also founders because, in this instance, the town afforded process equivalent to that which would have been due at a revocation hearing. The Town Meeting originally passed Article 40, Article 4's progenitor, in the spring of 1989. Before putting Article 40 to a vote, town officials contacted appellant to discuss the residents' concerns. Various meetings were held. On April 10, Pungitore, the theater manager, attended the Town Meeting and was given an opportunity to speak. The desirability of the ban was reconsidered by the Town Meeting on April 24 for the express purpose of "hear[ing] the proponents and opponents of [the by-law]," and to "give a fair chance to the businessmen of the community to put their side of the story forward." During the ensuing debate, Towey, a senior officer of National Amusements, spoke at considerable length against the proposal. Later, after the Attorney General sidetracked Article 40, appellant received much the same sort of process in respect to Article 4. For example, Towey attended the November 6, 1989 Town Meeting at which Article 4 was put to a vote, participated fully in the discourse, and delivered a lengthy speech urging rejection of Article 4. No more is exigible.
The "Unconstitutional Condition" Claim.
To the extent appellant suggests that Article 4 places an unconstitutional condition on its entertainment license, the suggestion is without merit. The doctrine of unconstitutional conditions bars government from arbitrarily conditioning the grant of a benefit on the surrender of a constitutional right, regardless of the fact that the government appropriately might have refused to grant the benefit at all. See generally Kathleen M. Sullivan, Unconstitutional Conditions, 103 Harv.L.Rev. 1413, 1415 (1989).
Not all conditions are prohibited, however; if a condition is germane—that is, if the condition is sufficiently related to the benefit—then it may validly be imposed. In the final analysis, "the legitimacy of a government proposal depends on the degree of relatedness between the condition on a benefit and the reasons why government may withhold the benefit altogether." Id. at 1457 (footnote omitted); see also Posadas de P.R. Assoc. v. Tourism Co., 478 U.S. 328, 345-46, 106 S.Ct. 2968, 2979, 92 L.Ed.2d 266 (1986) (upholding Puerto Rico's ban on advertising
In this instance, Article 4 easily satisfies the requirement of germaneness. Dedham's power to license entertainment as a means of protecting public health and welfare is closely related to the core purpose of Article 4, which, as we have said, is to preserve the nighttime tranquility of the community. Thus, while the ban on licensed entertainment between 1:00 a.m. and 6:00 a.m. may constitute a condition on appellant's license, it is germane and, therefore, not an unconstitutional condition.
The Overbreadth Claim.
Appellant attempts to recast its "narrow tailoring" argument, see supra Part III(C)(2), as an overbreadth attack. It charges that Article 4 is overbroad because it curtails all licensed entertainment, including entertainment that does not produce unwelcome secondary effects. The challenge is baseless.
To be sure, appellant attempts to assert the rights of others, but neither standing nor principles of jus tertii pose an insuperable obstacle. First Amendment overbreadth doctrine permits "an individual whose own speech or conduct may be prohibited ... to challenge a statute on its face because it also threatens others not before the court—those who desire to engage in legally protected expression but who may refrain from doing so rather than risk prosecution or undertake to have the law declared partially invalid." Board of Airport Comm'rs v. Jews for Jesus, Inc., 482 U.S. 569, 574, 107 S.Ct. 2568, 2572, 96 L.Ed.2d 500 (1987) (internal quotation omitted). The Supreme Court has limited the sweep of the overbreadth doctrine by imposing "[t]he requirement that the overbreadth be substantial." Id.; see also Broadrick v. Oklahoma, 413 U.S. 601, 615, 93 S.Ct. 2908, 2917, 37 L.Ed.2d 830 (1973). Consequently, a "facial" overbreadth challenge will not succeed unless "there [is] a realistic danger that the statute itself will significantly compromise recognized First Amendment protections of parties not before the Court...." Taxpayers for Vincent, 466 U.S. at 801, 104 S.Ct. at 2126.
Here, appellant has failed to demonstrate that Article 4 is overbroad, let alone substantially so. Dedham's preoccupation with licensed entertainment bears a rational relationship to its stated interests, see supra Part III(B)(1), and appellant has cited no examples of other licensees who have been harmed by the by-law despite the absence of secondary effects. That ends the matter. Although Dedham likely would have created overbreadth concerns had it attempted to ban all First Amendment activity between 1:00 a.m. and 6:00 a.m., cf. Jews For Jesus, 482 U.S. at 570-71, 107 S.Ct. at 2570, it did not take so bold a step. Rather, Dedham chose a safer path by focusing on those activities—commercial entertainment—most likely to result in late-night disruptions. The claim of invalidity must, therefore, perish.
The State Constitutional Claim.
Appellant's complaint contained a claim that Dedham's by-law violated the Massachusetts Constitution. In granting summary judgment, the district court finessed the merits of the state constitutional claim. The court noted that, in presenting its arguments, appellant had not drawn any distinction between the federal and state constitutional claims,
The short of it is that appellant's change of heart comes too late. "It is hornbook law that theories not raised squarely in the district court cannot be surfaced for the first time on appeal." McCoy v. Massachusetts Inst. of Technology, 950 F.2d 13, 22 (1st Cir.1991) (collecting cases), cert. denied, ___ U.S. ___, 112 S.Ct. 1939, 118 L.Ed.2d 545 (1992). We see no reason to depart from this prudential rule in the circumstances at bar. Given the way in which appellant elected to present its case below, Judge Young acted appropriately in assuming, for purposes of his decision, that the freedom-of-speech protections found in the two constitutions were coterminous. Hence, the disputed ruling must be upheld. See Mesnick, 950 F.2d at 829 n. 11 (holding that a plaintiff whose complaint contained parallel claims under federal and state antidiscrimination statutes, but who relied exclusively on federal precedent in unsuccessfully opposing summary judgment, could not argue on appeal that state law was more favorably disposed to his claims).
We need go no further.