OSBORNE STERN AND CO. v. DEPT. OF BANKING

No. 91-488.

647 So.2d 245 (1994)

OSBORNE STERN AND COMPANY, INC., and Douglas W. Osborne, Appellants, v. DEPARTMENT OF BANKING AND FINANCE, DIVISION OF SECURITIES AND INVESTOR PROTECTION, Appellee.

District Court of Appeal of Florida, First District.

November 18, 1994.


Attorney(s) appearing for the Case

R. David Prescott and Edward W. Dougherty, Jr., of Mang, Rett & Collette, P.A., Tallahassee, for appellants.

William G. Reeves, Gen. Counsel, and Gary L. Printy, Asst. Gen. Counsel, Office of the Comptroller, Tallahassee, for appellee.


REVISED OPINION

PER CURIAM.

This is an appeal from a final cease and desist order of the Department of Banking and Finance (the Department), which also denies applications for registration to deal in securities and imposes administrative fines. We reverse and remand for further proceedings because the hearing officer erred in excluding evidence of mitigating circumstances as to three of the four statutes appellants were accused of violating and because...

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