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S.E.C. v. RANA RESEARCH, INC.

Nos. 90-56230, 91-55044.

8 F.3d 1358 (1993)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. RANA RESEARCH, INC. (d/b/a Vista Group, Ltd.), Defendant-Appellant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. RANA RESEARCH, INC. (d/b/a Vista Group, Ltd.), Defendant; Vipin Sahgal, Defendant-Appellant; Robert H. Bretz, Appellant.

United States Court of Appeals, Ninth Circuit.

Decided November 3, 1993.

Attorney(s) appearing for the Case

Robert H. Bretz, Marina del Rey, CA, for defendants-appellants.

Eric Summergrad, Asst. General Counsel, S.E.C., Washington, DC, for plaintiffs-appellees.

Before: NELSON, HALL and RYMER, Circuit Judges.

CYNTHIA HOLCOMB HALL, Circuit Judge:

Rana Research, Inc. and its president/sole shareholder Vipin Sahgal ("Defendants") appeal judgments permanently enjoining them from violating section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Securities and Exchange Commission (SEC) Rule 10b-5, 17 C.F.R. § 240.10b-5. The district court had jurisdiction under 15 U.S.C. §§ 78u, 78aa, and this Court has jurisdiction under 28 U.S.C. ...

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