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HOLDEN v. HAGOPIAN

No. 90-15183.

978 F.2d 1115 (1992)

Thomas HOLDEN; Thomas Nokes; Robert Maier; Steven S. Hallock; Eugene H. Gallagher; Mark Manlove; Warren F. Cappel; Phillips J. Goodenough, Plaintiffs/Appellants, v. Robert R. HAGOPIAN, an individual; et al., Defendant, and Thomas R. Harnett, an individual; Security Pacific National Bank, a National Association; Graves, Allen, Cornelius & Celestre, a partnership; Losey & Thomson, a partnership; Gery Gomez, Defendants/Appellees.

United States Court of Appeals, Ninth Circuit.

Submission deferred July 15, 1992.

Resubmitted October 26, 1992.

Decided November 2, 1992.

Attorney(s) appearing for the Case

Stuart A. Knowles, Wilson, Ryan & Campilongo, San Francisco, Cal., for plaintiffs-appellants.

Elise M. Pellegrino and Manuel Martinez, Stein, Lubin & Lerner, San Francisco, Cal., for defendant-appellee Thomas A. Harnett.

David Ian Dalby, Long & Levit, San Francisco, Cal., for defendant-appellee Graves, Allen, Cornelius & Celestre.

John T. Kinn, Segal & Kirby, Sacramento, Cal., for defendant-appellee Losey and Thomson.

Robert A. Padway and Michael R. Simmonds, Broad, Schulz, Larson & Wineberg, San Francisco, Cal., for defendant-appellee Security Pacific Nat. Bank.

Before: WALLACE, Chief Judge, CHOY, and POOLE, Circuit Judges.

CHOY, Circuit Judge:

I. FACTUAL AND PROCEDURAL BACKGROUND

On December 27, 1988 plaintiffs/appellants filed a complaint against defendants/appellees alleging violations of sections 12(1) and 12(2) of the Securities Act of 1933 ("the 1933 Act"), 15 U.S.C. section 77l(1),(2), and section 10(b) of the Securities Exchange Act of 1934 ("the 1934 Act"), 15 U.S.C. § 78j(b), as well as various violations of California state law.1

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