BUCHANAN, Judge.
CASE SUMMARY
Appellants-defendants Rocky L. Fordyce and Aeros Entertainment Corporation (hereinafter collectively referred to as Fordyce) appeal their convictions for distributing obscene matter that describes sexual conduct involving a person under sixteen years of age,
We affirm.
FACTS
On September 10, 1987, Officer Rick Griner of the Anderson Police Department entered the Aeros Adult Bookstore in downtown Anderson where he purchased two paperback books entitled Incest Mommy and Dog Fun For Daughter.
The book Incest Mommy tells a story of a mother seducing her son for his first sexual experience and details various sexual activities that take place between the two. Dog Fun For Daughter describes a teenage girl, her mother, and a friend of the girl, and the sexual experiences they have with a German Shepherd and a Doberman Pinscher. Dog Fun For Daughter also features a teenage boy who makes obscene calls to the daughter and her mother, and then, at the conclusion of the book, shows up to engage in a sexual romp with the mother.
The stories in both books are fictional. The books contain no photographs, but consist only of text and advertisements for various adult products. While Dog Fun For Daughter refers to certain characters as "teens" and "teenagers," no specific age is provided. Incest Mommy is even less specific; while the book refers to certain childlike traits exhibited by the son, i.e. his "racing" around the house, his lack of physical development, etc., there is no direct indication of the age of the characters.
Based on the content of the books, Fordyce was arrested and charged with selling obscene materials which depicted or described persons under sixteen years of age. Following a jury trial, Fordyce was convicted and given a three year sentence and ordered to pay a $5,000 fine or, in the alternative, make a $5,000 contribution to charity. All but sixty days of the sentence was suspended.
ISSUES
Fordyce raises several issues for our consideration, which we restate as follows:
The dissenting opinion raises sua sponte the appropriateness of the trial court's charitable option sentencing order and concludes that it was improper for the reasons addressed in Judge Sullivan's dissenting opinion in Campbell v. State (1990), Ind. App., 551 N.E.2d 1164, a case in which the defendant, as here, did not directly raise the issue. We are aware of no authority deeming a charitable option sentencing order to be fundamental error, and therefore consider the issue to be waived by Fordyce's failure to raise it on appeal. See Prentice v. State (1985), Ind., 474 N.E.2d 496.
DECISION
ISSUE ONE — Whether Indiana's statutory definition of obscenity violates the first and ninth Amendments of the United States Constitution?
PARTIES' CONTENTIONS — Fordyce claims that due to recent modifications made by the United States Supreme Court to the Miller obscenity standard in Pope v. Illinois,
CONCLUSION — Indiana's statute does not violate the first and ninth Amendments to the United States Constitution.
The genesis of Indiana's statutory definition of obscenity is the tripartite test developed by the United States Supreme Court in Miller v. California (1973), 413 U.S. 15, 93 S.Ct. 2607, 37 L.Ed.2d 419:
Miller, 413 U.S. at 24, 93 S.Ct. at 2615.
Shortly thereafter, the Indiana legislature codified almost verbatim the Miller obscenity standard. See 1975 Ind. Acts Pub.L. No. 341-1975. Only slightly revised once since its original enactment,
Fordyce asserts that Pope renders unconstitutional Indiana's statutory definition of obscenity. Reaching far he cites Justice Scalia's concurrence and Justice Stevens' dissent in Pope as a basis for reexamining the Miller obscenity standard, an examination he claims should lead this court to conclude that our statutory definition of obscenity violates the first and ninth
In our opinion, Pope does not vitiate the Miller obscenity standard. It merely clarifies that while the first two prongs of the Miller test are to be applied with reference to community standards, the third prong is to be utilized by employing a "reasonable person" test:
Pope, 481 U.S. at 500-01, 107 S.Ct. at 1921 (emphasis supplied).
The jury in this case was instructed in accordance with the Miller obscenity standard as clarified by Pope,
ISSUE TWO — Whether Indiana's obscenity statute violates Article I, Section 9 of Indiana's Constitution?
PARTIES' CONTENTIONS — Fordyce and the Indiana Civil Liberties Union (ICLU)
CONCLUSION — Indiana's obscenity statute does not violate the free speech clause of Indiana's Constitution.
Article I, Section 9, of the Indiana Constitution provides:
Fordyce and the ICLU urge that this court adopt an interpretation of this clause similar to that reached by the Oregon supreme court in State v. Robertson (1982), 293 Or. 402, 649 P.2d 569. Taking an historical approach, the Oregon supreme court concluded that Oregon's Constitution prohibits the enactment of any law, backed by punitive sanctions, which forbids speech or writing unless it can be shown that the prohibition falls within an historically established exception to Oregon's free speech guarantee. Robertson, supra.
The Oregon supreme court later applied this analysis to the issue of obscenity and concluded that a statute making the dissemination of obscene materials a crime was unconstitutional because obscene expression does not fall within any historical exception to the plain wording of the Oregon
By this precedent, Fordyce and the ICLU would have us apply the Oregon analysis to conclude that the framers of Indiana's current constitution did not intend for obscenity to be an exception to the free speech guarantee. In support they cite the fact that obscenity was never discussed as an exception to the free speech clause during the debate on this subject and argue that at the time the Constitution was drafted, Indiana did not have a consistent tradition of regulating obscenity. In addition, they contend that because the language employed in the free speech clause can be traced to the Indiana Constitution of 1816,
They reach too far. First, it hardly seems significant that obscenity was not discussed as an exception to the free speech clause at Indiana's Constitutional Convention of 1851. See Journal of the Convention of the State of Indiana to Amend the Constitution (1851). Such an omission is understandable in view of the overall task involved in adopting a new constitution. Statutes regulating obscenity were already in place in Indiana. See Laws of Indiana, 1843, Chapter 53, Article III, Section 122, and in other states which had similar free speech provisions in their constitutions.
Indiana had a consistent tradition of regulating obscenity prior to 1851. In 1843, the Indiana legislature enacted a statute to restrict the dissemination of obscene materials:
Laws of Indiana, 1843, Chapter 53, Article III, Section 122.
In 1852, one year after the adoption of Indiana's current constitution, this statute was reenacted as part of a comprehensive criminal code:
Ind.Rev.Stat., 1852, Chapter 8, Misdemeanors §§ 52-53.
Although the legislature did not provide a statutory definition of the term "obscene," an examination of dictionaries from that era shows that one dictionary defined the term as "immodest; disgusting" and defined "obscenity" as "impurity of thought or language; lewdness." Walker's Critical Pronouncing Dictionary and Expositer of the English Language (1844). Webster's Dictionary (1856) defined "obscene" as "offensive to chastity and delicacy; impure; expressing or presenting to the mind or view something which delicacy, purity, and decency forbid to be exposed;
The enactment of obscenity statutes before and immediately following Indiana's adoption of its current constitution provides compelling evidence that obscenity was not intended to be cloaked with the protection of the free speech clause. Our conclusion is not without persuasive precedent. In People v. Ford (1989), Colo., 773 P.2d 1059, the Colorado supreme court addressed the issue of whether its obscenity statute violated the free speech clause of its constitution, which clause is similar to the one contained in both Oregon's and Indiana's Constitutions.
Fordyce and the ICLU have failed to meet the burden required to rebut the presumption that Indiana's statute regulating obscenity is constitutional. See Miller v. State (1987), Ind., 517 N.E.2d 64.
ISSUE THREE — Whether the court erred by not admitting a book, comparable to the offending material, into evidence in order to demonstrate community acceptance of the books?
PARTIES' CONTENTIONS — Fordyce argues that the trial court erred in not admitting a comparable book which he claims had been accepted by the community. The State counters that the use of sales figures, by itself, is not sufficient to show that the community had accepted the book, and that any error in excluding the book was harmless because a substantially similar book to the excluded book was admitted into evidence.
CONCLUSION — The trial court did not err in refusing to admit a comparable book into evidence.
A trial court's decision to exclude evidence which is arguably relevant will not be reversed unless there is a showing that the trial court's discretion was manifestly abused and that the defendant was denied a fair trial. Jackson v. State (1986), Ind., 490 N.E.2d 1115. To establish a foundation for the admission of comparison evidence on the issue of community standards, there must be a showing that the proffered evidence (1) is similar to the material in issue, and (2) enjoys a reasonable degree of community acceptance. Van Sant v. State (1988), Ind. App., 523 N.E.2d 229; United States v. Womack (D.C. Cir.1974), 509 F.2d 368, cert. denied (1975), 422 U.S. 1022, 95 S.Ct. 2644, 45 L.Ed.2d 681; See also Saliba v. State (1985), Ind. App., 475 N.E.2d 1181, trans. denied, Ind., 484 N.E.2d 1295.
In this case, the trial court concluded that the content of the proffered book, My Secret Garden, was substantially similar to that contained in Dog Fun For Daughter and Incest Mommy. However, the trial court found that Fordyce had failed to establish community acceptance of My Secret Garden.
At trial, Fordyce compared sales figures of My Secret Garden to other books which he claimed time had deemed to be classics.
We need not decide whether the sales figures offered by Fordyce establish that My Secret Garden was accepted by the community and, therefore, should have been admitted into evidence as comparison materials. Although Fordyce contends the exclusion of the book prevented the jury from accurately determining community standards with respect to obscenity, the trial court did admit a book entitled In The Babysitter's Behind (Exhibit F), as a comparable book accepted by the community. The exclusion of evidence is not erroneous if substantially similar evidence is subsequently introduced and admitted. Underwood v. State (1989), Ind., 535 N.E.2d 118. Fordyce has failed to show he was prejudiced by the trial court's decision to exclude My Secret Garden from evidence.
ISSUE FOUR — Whether the evidence was sufficient to support the conviction for distributing obscene matter?
PARTIES' CONTENTIONS — Fordyce argues that the State failed to offer evidence of community standards, or to show that no reasonable person would find value in the books. The State says that such proof is not necessary.
CONCLUSION — The evidence was sufficient to support the conviction for distributing obscene matter. Despite Fordyce's arguments to the contrary, the State is not required to submit expert testimony in an obscenity case. Van Sant, supra; Saliba, supra. The obscenity determination may be based solely on the jury's viewing of the allegedly offensive material. Van Sant, supra; Saliba, supra. In this case both of the books, which contain explicit descriptions of various sexual activities including bestiality, rape, incest, and sodomy, were admitted into evidence and available for the jury to review. Surely, the jury had ample evidence before it to conclude the books were obscene.
ISSUE FIVE — Whether the evidence was sufficient to support the trial court's conclusion that the books depicted or described a person under 16 years of age?
PARTIES' CONTENTIONS — Fordyce urges this court to conclude that the enhancement portion of Indiana's obscenity statute should only be applied to obscene matter which depicts or describes "real" persons under the age of sixteen. In the alternative, Fordyce asserts that the evidence fails to show that the characters in the book were below sixteen years of age. The State counters that the enhancement provision should not be limited to just actual persons and that the evidence sufficiently established that the characters were younger than sixteen.
CONCLUSION — The enhancement portion of Indiana's obscenity statute applies to fictional as well as real people, and the evidence was sufficient for the jury to conclude that the people described in the books were under sixteen years of age.
Before deciding whether the evidence is sufficient to support the enhancement of Fordyce's sentence, we need to interpret IC 35-49-3-1:
(Emphasis supplied.)
Here there is no showing that the characters described in Incest Mommy and Dog Fun For Daughter were in any way based on actual living human beings. Rather, it is uncontested that the characters are figments of the imagination of the authors.
Given that premise, Fordyce focuses on the word "person" used in the statute and argues that it should be interpreted to
The fundamental rule of construction is that a statute must be construed to give effect to legislative intent. State ex rel. Bynum v. LaPorte Superior Court (1973), 259 Ind. 647, 291 N.E.2d 355. We are to construe a statute according to its plain meaning, St. Germain v. State (1977), 267 Ind. 252, 369 N.E.2d 931, and words and phrases are to be taken in their plain, ordinary and usual sense unless a different purpose is manifested by the statute itself. Overlade v. Wells (1955), 234 Ind. 436, 127 N.E.2d 686.
And so we look at the word "person" interpreted by Fordyce. Our construction of the statute militates against a keyhole view which focuses on only one word. Rather, it is the phrase "depicts or describes a person who is or appears to be below sixteen years of age," which should be examined. Taking the plain and ordinary meaning of this language, it would seem that the legislature intended the enhancement portion of the statute to apply to situations in which the obscene matter describes human beings below a certain age. Clearly the characters portrayed in Dog Fun For Daughter and Incest Mommy were represented as human beings and, thus, fall within the plain meaning of IC 35-49-3-1. There is nothing to indicate that the legislature specifically or by inference intended the enhancement portion of the statute not to apply to situations involving the dissemination of obscene material based in fiction.
So now we must determine whether the evidence sufficiently establishes that the characters in the obscene books "are or appear to be under sixteen years of age." The book Incest Mommy describes an incestuous relationship between a boy called "Johnny" and his "mommy." In the book, the mother scolds her son for "racing" through the house and almost knocking a laundry basket out of her arms. Record at 342-43. Later the mother tells Johnny that he is "getting to be a big boy." Record at 344. During the course of Johnny's seduction, the author describes the "scant hair" which had begun to "sprout" in Johnny's pubic region. Record at 352.
In Dog Fun For Daughter the author refers to the main character Kathy Ross as a "young girl" who is "face[d] [with] the fragile moment between childhood and maturity" and is "trying to find out what makes her budding body tick... ." Record at 423. The book also refers to her and two other characters as a "teenager" and "teen." Record at 423, 463, 478.
While neither book explicitly indicates the age of the characters, it is only necessary that an inference may be drawn from the evidence which will support the fact-finder's conclusion. See Woodson v. State (1989), Ind., 542 N.E.2d 1331. With respect to Incest Mommy and Dog Fun For Daughter an unmistakable inference can be drawn that the books describe a young boy and young girl on the threshold of puberty and under sixteen years of age. Under such circumstances, the evidence supports the enhancement of Fordyce's sentence.
Judgment affirmed.
SHIELDS, P.J., concurs.
SULLIVAN, J., concurs in part and dissents in part with opinion.
SULLIVAN, Judge, concurring in part and dissenting in part.
I fully concur as to Issues Two, Four, and Five.
I.
As to Issue One, I concur in the refusal to strike down the Indiana statutory definition of obscenity as violative of the U.S. Constitution. In doing so, however, I state
In applying the "prurient interest" component of the test for obscenity, the jury may view the material with reference to its appeal to a particularized "deviant sexual group." Mishkin v. New York (1966) 383 U.S. 502, 86 S.Ct. 958, 16 L.Ed.2d 56. That same narrow focus is not, however, permissible in determining community acceptance or community standards. The latter determinations must be made in terms of the "average" person. As stated in United States v. Womack (1974 D.C. Cir.) 509 F.2d 368, cert. denied 422 U.S. 1022, 95 S.Ct. 2644, 45 L.Ed.2d 681:
As noted, Pope v. Illinois, supra, clearly states that the redeeming value component must be determined not by reference to community standards nor by the "average" or "ordinary" person but by whether a "reasonable" person would find such value. To the extent that "ordinary" equates with "average" as used in our statute, the matter is worthy of clarification, if not a declaration of unconstitutionality.
II.
I concur as to Issue Three but upon the ground that the discretion of the trial court to admit or reject comparative evidence is virtually unrestrained. See Hamling v. United States (1974) 418 U.S. 87, 94 S.Ct. 2887, 2912, 41 L.Ed.2d 590. For this reason, exclusion of the book "My Secret Garden" was not reversible error, even though in my view, the trial court wrongly found that the book had not received sufficient community acceptance to be admitted as comparative evidence.
"Acceptance", as used in connection with the admissibility of comparison evidence in obscenity cases, is a relative term. In order to be admissible, the work need not be accepted by all, by a majority, or even by a substantial number. It is only necessary that the foundation disclose "a reasonable degree of community acceptance". Van Sant v. State (1988) 1st Dist.Ind. App., 523 N.E.2d 229, 239. What is, or is not, a reasonable degree is nebulous and without precise boundaries. United States v. Pinkus (1978) 9th Cir., 579 F.2d 1174, cert. dismissed 439 U.S. 999, 99 S.Ct. 605, 58 L.Ed.2d 674.
The community acceptance prong of the test is admittedly difficult to apply and the standards are ill-defined. The test requires a delicate balancing of the likelihood that the evidence will be of some assistance to the jury against the tendency of the proffered evidence to confuse the jury. See Federal Rules of Evidence 403.
Nevertheless, in my view, if error is to be made in this very elusive assessment, it should be made in favor of admitting the evidence so that it might be considered by the jury in its difficult task of determining obscenity in the light of the applicable community standards.
In its ruling as to admissibility, the trial court correctly stated that the purpose of comparison evidence in an obscenity case "is to assist the jury in trying to arrive at a community standard." Record at 754. Huffman v. United States (1971) D.C.App.,
In Pierce v. State (1974) 292 Ala. 473, 296 So.2d 218, the Alabama Supreme Court discussed the foundational requirements for comparative evidence and by parenthetical comment suggested how the "community acceptance" prong of the admissibility test might be met. It is appropriate I believe to quote extensively from Chief Justice Heflin's majority opinion:
Similarly, in Flynt v. State (1980) 153 Ga.App. 232, 264 S.E.2d 669, cert. denied 449 U.S. 888, 101 S.Ct. 245, 66 L.Ed.2d 114, the court held:
This court's Van Sant decision, supra, follows the conventional wisdom that availability
In making its ruling as to "My Secret Garden," the trial court said:
The court disregarded for acceptance purposes the comparative sales of several books considered as "classics" because they were not of the same type, i.e., sexually explicit. The court erred in its reasoning. The "reasonable degree of acceptance" test is separate and distinct from the similarity test. Application of the test for admissibility consists of two steps. If materials are not similar in content, the analysis proceeds no further. If the similarity prong of the test is met, only then does the trial court proceed to determine whether the comparison publication has received a reasonable degree of community acceptance. At this stage, the similarity of content is not a factor. The trial court merely determines whether the comparison material has attained the requisite degree of acceptance. In doing so, comparison with dissimilar material is permissible.
Although it would be improper to find a comparison publication accepted in the community merely because it has received greater sales than some other kind of publication, if the latter publication is known to be commonly accepted, such comparison may be made. If the comparison material has received greater sales in the community than the commonly accepted publication it certainly would seem to dictate a conclusion that it has received the requisite degree of community acceptance. For example, if a comparison publication were to have sold more copies in a community during a brief current period than a popular weekly or monthly publication such as Sports Illustrated or Reader's Digest, it stands to reason that the comparison publication has achieved a reasonable degree of community acceptance.
Nevertheless, comparison of sales between the books here involved and the "classics" set forth in footnote 10 of the majority opinion is not helpful. This is so because literary works which are clearly and unmistakably accepted may have received such wide acceptance over a period of time as to be already found in a substantial number of private libraries. Possessors of the work have no need to purchase another copy of it. Sales figures for a given recent time period therefore may not be truly reflective of the degree of community acceptance. It was not error for the trial court to reject defendant's argument that because sales of "My Secret Garden" exceeded sales of the classics for a relatively brief period, the former had received community acceptance in the same or greater degree than the six classic works enumerated.
A different analysis must be given to the comparative sales figures of "My Secret Garden" in the Madison County area as opposed to national sales of the same book.
In Flynt, supra, 153 Ga.App. 232, 264 S.E.2d 669, as in Pierce, supra, it was acknowledged that sales figures may be used to demonstrate community acceptance. In Flynt, however, the court held that community acceptance had not been shown because the figures reflected mere distribution to retail establishments not consumer sales. Such distribution figures might suffice if coupled with the number of books returned from the retailer to the distributor but in Flynt that evidence was not offered. The Flynt court reasoned, therefore, that the defendants had established, at best, mere availability. The sales figures in evidence here are decidedly different than those considered by the Georgia Court of Appeals in Flynt, supra.
Here, the sales figures for "My Secret Garden" reflected total sales (books distributed
As to Exhibit "F" which was admitted into evidence,
Admission of comparative evidence to show community standards is not determinative. The trier of fact may disregard that evidence insofar as it is offered to establish the standard. City of Miami v. Florida Literary Distributing Co. (1986) Fla., 486 So.2d 569; United States v. Various Articles of Obscene Merchandise, Schedule No. 2102 (1983 2d Cir.) 709 F.2d 132. It may well be that a particular jury might determine that even though the books are similar in content, one is obscene and the other is not. Or, they might decide, despite a threshold determination by the trial court that the comparison evidence has a degree of community acceptance, both publications are obscene.
I find no requirement in the law that dictates acquittal of an obscenity defendant merely because a comparable publication has been deemed, for admissibility purposes, to have a degree of acceptance. In applying contemporary community standards in their ultimate determination as to obscenity, the jury is not bound by the trial judge's view that with regard to admissibility, the comparison evidence has received a reasonable degree of acceptance. At least they are not so bound with regard to their assessment of the material alleged to be obscene. See Saliba v. State, supra, 475 N.E.2d 1181 (Sullivan J., concurring at 1192).
The community acceptance determination necessarily made by the trial court in admitting the comparative evidence is not binding upon the jury. It may be argued that the jury should not even be made aware of the admissibility test. But in some way the jury must be advised of the manner in which they are to make the comparison and what permissible conclusions may flow from that comparison.
In none of the instructions given here was the jury told of their function or duty in reading and comparing Exhibit F with the books covered by the charges. The jury did have before it the definition of
At no time, however, except during closing argument was the jury told or was there an implication that the comparison book had achieved a reasonable degree of community acceptance. More importantly, however, the jury was not instructed for what purpose or in what way the comparison was to be drawn and with what consequences or results.
The comparison reading done by the jury was done in a virtual vacuum. Without some guidelines or assistance, it would seem that merely being given a comparison novel, strikingly similar to the book alleged to be obscene and told to read it, aids the jury not at all. It would appear to merely invite the jury to read two books instead of one and to speculate about what purpose was served by reading the comparative book. Without guidance from the court, the jury is left to wonder: if they must find both books obscene before they may convict on the one involved in the charge; how similar the comparative book must be to be of value in their deliberations; and how to react if they determine that one book is obscene and the other is not.
In the final analysis, if comparison evidence has been admitted, the jury should in some manner be instructed as to its purpose or place in the guilt determining process.
III.
The majority decision affirms the judgment in all respects. In this regard I must dissent and voice disapproval of those portions of the judgment which provide for charitable contributions of Five Thousand Dollars in lieu of the Five Thousand Dollar fines imposed upon both defendants. Such alternatives are improper and might well constitute a violation of Canon 2 of the Code of Judicial Conduct. Advisory Opinion of the Indiana Commission on Judicial Qualification (December 16, 1986). See Campbell v. State (1990) 4th Dist., Ind App., 551 N.E.2d 1164 (Sullivan, J. dissenting at 1170-1172). They should be discouraged whether or not challenged upon appeal.
FootNotes
Pope v. Illinois, 1987 [481 U.S. 497, 107 S.Ct. 1918], 95 L.Ed.2d 439."
The "community" for such purpose is not necessarily identical to the "community" by which are gauged contemporary standards for obscenity. However, for both purposes admissibility of comparison evidence and the ultimate determination of obscenity, the "community" is not so narrow as to embrace only areas in which pornography abounds or persons who purchase and read such materials.
Acceptance by the community of certain material or establishment of a standard for materials within a community include persons who do not purchase or read such materials but who "accept" such material within the community for persons who may wish to do so.
Comment
User Comments