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W.J. NOLAN & CO., INC. v. DALY

170 A.D.2d 320 (1991)

W.J. Nolan & Company, Inc., et al., Appellants, v. Timothy E. Daly et al., Respondents

Appellate Division of the Supreme Court of the State of New York, First Department.

February 21, 1991

Petitioner W.J. Nolan & Company, Inc., is a securities brokerage firm and a member of the New York Stock Exchange (NYSE). The individual petitioners are officers and directors of W.J. Nolan, and are registered with the NYSE, although not members. The respondents, also registered with the NYSE, were formerly employed by W.J. Nolan, and are shareholders of that firm. Respondents commenced an arbitration proceeding against the petitioners seeking an accounting and payment...

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