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MATTER OF BARBIER AND SHEARSON LEHMAN HUTTON

No. 1420, Docket 91-7070.

943 F.2d 249 (1991)

In the Matter of New York Stock Exchange ARBITRATION BETWEEN Marco BARBIER; Silvana Barbier and Stefania Barbier, Petitioners-Appellees, and SHEARSON LEHMAN HUTTON INC., Successor-in-interest to Shearson Lehman Brothers, Inc.; and Roger E. Bendelac, Respondents, Roger E. Bendelac, Respondent-Appellant.

United States Court of Appeals, Second Circuit.

Decided September 3, 1991.

Attorney(s) appearing for the Case

Roger E. Bendelac, New York City, pro se.

Daniel J. Kornstein, New York City (Wayne O. Alpern, Kornstein Viesz & Wexler, of counsel), for petitioners-appellees.

William J. Fitzpatrick, New York City (Gerald J. Quinn, of counsel), submitted a brief, for amicus curiae the Securities Industry Ass'n, Inc.

Stuart C. Goldberg, Danbury, Conn. (Seth E. Lipner, of counsel), submitted a brief, for amicus curiae the Public Investors Arbitration Bar Ass'n.

Before PRATT, MINER and ALTIMARI, Circuit Judges.

PER CURIAM:

This is an appeal from a judgment entered in the United States District Court for the Southern District of New York (Ward, J.) 752 F.Supp. 151, confirming an award of compensatory and punitive damages on claims of unauthorized trading against respondent, Shearson Lehman Hutton, Inc., as successor in interest to Shearson Lehman Brothers, Inc., and respondent-appellant, Roger E. Bendelac. The arbitration proceedings...

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