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U.S. v. CHESTMAN

No. 309, Docket 89-1276.

903 F.2d 75 (1990)

UNITED STATES of America, Appellee, v. Robert CHESTMAN, Defendant-Appellant.

United States Court of Appeals, Second Circuit.

Decided May 2, 1990.

Attorney(s) appearing for the Case

Elkan Abramowitz, New York City (Alan J. Brudner, Obermaier, Morvillo & Abramowitz, P.C., New York City, of counsel), for defendant-appellant.

E. Scott Gilbert, Asst. U.S. Atty., New York City (Benito Romano, U.S. Atty. for S.D.N.Y., David E. Brodsky, Asst. U.S. Atty., New York City, and Daniel L. Goelzer, Gen. Counsel, Richard A. Kirby, Sr. Litigation Counsel, Andrew S. Bennett, Atty., S.E.C. Washington, D.C., of counsel), for appellee.

Before MINER and MAHONEY, Circuit Judges, and CARMAN, Judge.

MINER, Circuit Judge:

Defendant-appellant Robert Chestman appeals from a judgment of conviction entered May 9, 1989, after a jury trial, in the United States District Court for the Southern District of New York (Walker, J.). Chestman was convicted of ten counts of securities fraud in violation of 15 U.S.C. §§ 78j(b) ("section 10(b)"), 78ff (1988), 18 U.S.C. § 2 (1988), and 17 C.F.R. § 240.10b-5 (1988) ("rule 10b-5"); ten counts of fraudulent...

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