This case arose after James R. Fenwick (Claimant) sought workers' compensation for permanent partial disability. The Workers' Compensation Court found that Claimant had not suffered an accidental injury. The Oklahoma Court of Appeals reversed the Workers' Compensation Court, and this Court granted the Petition for Writ of Certiorari. The issue on appeal is whether the claimant's mental stress, which arose out of an isolated incident, without any accompanying physical injury is compensable under the Workers' Compensation Act. We find that it is not.
On August 8, 1979, Claimant, while working as a psychological assistant at the Oklahoma State Penitentiary, encountered a situation where four women were being held hostage by an inmate. Claimant negotiated the release of three of the hostages in exchange for himself. Subsequently, the fourth woman was released. After being held hostage for approximately four and one-half hours, Claimant was released without physical injury.
Although Claimant took two days off work immediately following the hostage incident, he continued to work in the same position until October 1, 1982. At that time he resigned to take a similar job with the Carl Albert Community Mental Health Center.
On July 9, 1982, Claimant filed his Form 3 seeking disability compensation. The State Insurance Fund paid for Claimant's medical and psychiatric treatment until April, 1986. Then on January 6, 1987. Claimant filed a Form 9 seeking permanent partial disability.
Claimant was diagnosed by Dr. Nolan L. Armstrong as suffering from major depression, generalized anxiety disorder, and post-traumatic stress disorder. He was diagnosed by Dr. Larry M. Prater as suffering from post-traumatic stress disorder and personality disorder. Although Claimant complains of periodic shakiness, headaches, tingling in the hands, discomfort in the pit of his stomach, and several other physical disorders, none of the diagnosis included physical injury.
An employee is entitled to compensation, regardless of fault, when the employee suffers disability or death "resulting from an accidental personal injury ... arising out of and in the course of his employment."
A definition of injury is provided in the Workers' Compensation Act (the Act) itself.
This Court has long recognized that "[a] disease of the mind or body which arises in the course of employment, with nothing more" is not an accidental injury and, thus, not compensable.
In Daugherty v. ITT Continental Baking Company,
We reached the same result in Vernon v. Seven-Eleven Stores.
In Haynes v. Pryor High School,
All of these cases involved mental stress or physical pain unaccompanied by a physical injury and caused by an identifiable event which occurred at a definite time. Yet, in all three cases, the claimant's disability was not compensable. The present case presents the same situation. Here we have a disability without any evidence of a physical injury, caused by an identifiable event which occurred at a definite time.
For the first time in 1977, the American Medical Association (AMA) included a chapter on the evaluation of mental disorders in its guidelines.
It has long been the rule that disability, either mental or physical, which is not accompanied by a physical injury is not compensible under the Act.
In Lekan v. P & L Fire Protection Co.,
Since the Legislature has not substantially changed the statutory definition of injury, nor has it enacted any statute which would conflict with our prior decision, we must presume that the Legislature is in agreement with our judicial interpretation. Therefore, without a legislative mandate, we decline to alter the rule that disability unaccompanied by physical injury is not compensable under the Act. The Workers' Compensation Court was correct in ruling that Claimant was not entitled to compensation.
CERTIORARI PREVIOUSLY GRANTED; COURT OF APPEALS' OPINION VACATED; ORDER OF THE WORKERS' COMPENSATION COURT SUSTAINED.
HARGRAVE, C.J., and LAVENDER, SIMMS and SUMMERS, JJ., concur.
OPALA, V.C.J., and DOOLIN, ALMA WILSON and KAUGER, JJ., dissent.
OPALA, Vice Chief Justice, with whom KAUGER, Justice, joins, dissenting.
Today the court reiterates extant precedent holding work-related psychic trauma unaccompanied by physical injury to be noncompensable. I recede from this pronouncement and join the dissent by Kauger, J. For me, there is no textually demonstrable legislative intent to exclude from compensability those accidental injuries that result in mental scarring alone. I write separately to explain why I cannot accede to the court's exposition of the governing act.
I.
NEITHER PROCEDURAL NOR SUBSTANTIVE NORMS OF THE COMMON LAW HAVE A PLACE IN THE COMPENSATION LAW'S REPARATIONS REGIME
The rule that work-related psychic injury must be connected with or accompanied by some physical trauma before it may be compensable is well established in Oklahoma's workers' compensation jurisprudence.
This court has consistently rejected and condemned past attempts to infuse common-law norms into the scheme of reparations that governs on-the-job harm.
II.
THE TERMS OF THE ACT DO NOT DISALLOW COMPENSATION FOR PSYCHIC IMPAIRMENT ALONE
The decisional law upon which the court relies today manifests an erroneous interpretation of the Act and thus undermines legislative policy. The age of that authority poses no obstacle to a critical reexamination. Courts are free to correct a past course of erroneous statutory interpretation, no matter how long-standing the aberrational jurisprudence may be.
The present text of this state's Workers' Compensation Act makes no distinction between accidental injuries that result in both physical and psychic disability and those that produce solely functional loss from psychic impairment.
III.
THIS CLAIM MEETS THE ACT'S CRITERIA OF COMPENSABILITY
Work-related strain is ipso facto an
In short, measurable impairment from psychic deficit constitutes functional loss within the meaning of § 3(11). When, as here, the loss is medically ascribable to a stress-filled confrontational event at the workplace, the mental impairment is compensable as accident-dealt, on-the-job harm to the worker in the § 3(7) sense.
IV.
THE DISSENT BY KAUGER, J., WISELY COUNSELS IN FAVOR OF CHANGE THAT WOULD NOT BE APPLIED RETROSPECTIVELY
I espouse the reluctance by Kauger, J., retrospectively to recede from the noncompensability of on-the-job psychotrauma. The sharp break from the past that is counseled both in her and in this dissent should not be applied to claims other than the present. The lawmakers must be afforded ample time to study the effect which recovery for psychotraumatic functional loss will likely have on the private and public sectors and on current insurance rates. Were I writing for the court, I would announce today that unless contravening legislation were passed by a certain date, this court would withdraw its continued recognition of the aberrationally infused common-law norm that bars compensability for on-the-job functional loss from purely psychic deficit.
V.
SUMMARY
Yesteryear's jurisprudence fashioned an aberrational norm when it embraced for the Workers' Compensation Act the common law's notion that an injury solely to one's mind is damnum absque injuria unless accompanied by physical harm. Any accident-related functional loss (physical or psychic) is compensable under the current text of the Act's § 3(11).
For these reasons I am in dissent from the court's pronouncement and join the views of Kauger, J.
KAUGER, Justice, with whom OPALA, Vice Chief Justice, and DOOLIN, Justice, join, dissenting:
A plain reading of the applicable statutory provisions leads invariably to two conclusions: 1) psychological injury in the absence of accompanying physical trauma is not excluded from workers' compensation coverage; and 2) it never has been. The facts presented here support the conclusion that the hostage suffered accidental personal injury during the course of his employment. Under the authority of Vanderpool v. State, 672 P.2d 1153, 1157 (Okla.
I
FACTS.
The claimant, who offered himself as a hostage to secure the release of three female hostages while attempting to mediate a crisis at the Oklahoma State Penitentiary on August 8, 1979, first suffered serious psychological problems in December of that year when he experienced marital dys-function and extreme anxiety. Because of Fenwick's mental condition, he left the stress of the prison job, and accepted a position with a community mental health center. It is undisputed that in order to continue even at this occupation, he needs the benefit of counseling.
The State Insurance Fund recognized that Fenwick had been harmed — it paid for his medical and psychiatric treatment for almost four years. It was only after he filed a claim for permanent partial disability that the Fund denied that he had been injured in the course of his employment. If recovery is foreclosed under the Act, Fenwick is left without redress. The Governmental Tort Claims Act, 51 O.S. 1981 § 151 et seq., immunizes the state and its political subdivisions from any action arising as a result of civil disobedience, riot, insurrection, or rebellion.
II
THE EVIDENCE SUPPORTS A FINDING OF ACCIDENTAL PERSONAL INJURY ARISING OUT OF THE COURSE OF EMPLOYMENT.
Even if there is no recognition of the compensability of a predominantly psychic injury, recovery should be allowed. The hostage's mental injury is associated with sufficient physical side-effects to support an award under the theory requiring physical impact. He suffered from marital dys-function, severe headaches, tingling in his extremities, and dizziness. During the hostage situation, he was faced with an inmate wielding a homemade knife. This fact alone would be enough to support a cause of action for assault.
The irony here, is that the majority, which has recognized tortious liability outside the scope of employment, will not recognize an analogous injury in the context of a job situation. The very factor which relieves the employer of tort liability — the lack of duty on the part of the employer to provide an assault-free environment — should be compensable within the Act. Even if employers in general would have no duty to protect against assaults, this situation is a more or less routine part of the work environment for a prison employee. This is not an assembly line worker. We're talking about an employee who suffers assault as an incidence of doing his job. Prison risks do not occur everyday, but they are certainly reasonably foreseeable. This is not a case of a malingerer — there is no question that there was an injury here.
III
THE WORKER'S COMPENSATION ACT DOES NOT EXEMPT MENTAL STRESS FROM ITS PURVIEW.
There are three types of psychic injury: 1) a mental stimulus which causes a physical injury; 2) a physical trauma which causes a nervous injury; and 3) a mental stimulus which causes a nervous injury.
The Workers' Compensation Act, 85 O.S. 1987 § 1 et seq., defines "injury or personal injury" and "occupational disease:"
Injury is defined as an accidental injury arising out of and in the course of employment and includes occupational diseases, infections, or illnesses naturally arising therefrom due to causes and conditions characteristic of or peculiar to the employment. Purely personal injuries are excluded from coverage, and all injuries must be reasonably connected with the conditions of employment. Although occupational disease is defined by the Act, "disease" is not. Websters defines "disease" as:
In Floyd v. Eastern Airlines, Inc., 872 F.2d 1462, 1471 (11th Cir.1989), the Eleventh Circuit held that the Warsaw Convention (Convention) provides recovery for purely emotional injuries. Because the original treaty is written in French, the circuit court looked to the French meaning of bodily injury, lesion corporelle, as a basis for its determination. It found that although a literal translation of the phrase "lesion corporelle" would not encompass mental injury, use of the term would not by implication exclude emotional trauma. The court relied on a definition of bodily injury which under French law included "physical, mental, and moral damage, as well as any pecuiary loss resulting from personal injury."
An increasing number of courts are recognizing that recovery is proper for mental injuries not associated with physical impact. There is already visible a distinct majority position supporting compensability for nervous injuries.
Adoption of the majority rule will not disrupt the ordinary evidentiary burden. Rule 20
The use of the Guide as an evaluative tool is also required by 85 O.S.Supp. 1988 § 3(11).
Historically, legal theories have evolved to keep pace with new technological and/or medical realities. In the law of torts, it is now recognized that there is no magic inherent in the name given a tort or a classification. Therefore, infliction of mental distress now stands as a cause of action in itself rather than in a symbiotic relationship with some other traditionally recognized tort.
The nature of compensable injuries has changed since workers' compensation laws were originally enacted. What was once a severed limb or debilitating lung disease has become a stress-induced heart attack or a permanent psychic injury. Out of a total of 29,030 workers surveyed in 1900, only 5,115 were white-collar workers. The other 23,915 were manual and farm laborers. By 1970 the figures had changed. Of 79,802 laborers surveyed, 37,857 of those counted were in white-collar jobs. The rest, 41,868 were manual and farm workers.
In the past, before the recognition of the relationship of mental and nervous injuries to physical symptoms and behavior, there was an understandable basis, i.e., apparently insoluble evidentiary difficulties, for denying recoveries based on such injuries, both in tort and in workers' compensation law. That justification is no longer valid. The present Act predicates indemnification based, not on the label assigned to the injury — whether mental or physical, but upon the employee's inability to work because of impairments flowing from his/her employment conditions.
A human being is not constituted of mere blood, bones, muscles, ligaments, and tissues. He/she also has a nervous system, a brain and a psyche.
The consideration of mental factors for recovery under the workers' compensation law is not new to us. In Bill Gover Ford Co. v. Roniger, 426 P.2d 701, 705 (Okla. 1967), we committed ourselves to the principle that heart disabilities may be caused by serial stresses and exertions, and that strain is not confined to muscular activity, but may also consist of unusual emotional, mental, or nervous anxiety or tension. Recovery was permitted after the Court determined that there was competent evidence to support the finding that the worker suffered a heart attack resulting from work-related strain and exertion. In reaching this result, we cited two cases from other jurisdictions — Lobman v. Bernhard Altmann Corp., 19 A.D.2d 931, 244 N.Y.S.2d 425, 427 (1963), aff'd, 254 N.Y.S.2d 113, 202 N.E.2d 559, 15 N.Y.2d 506 (1964) and Fink v. City of Paterson, 44 N.J.Super. 129, 129 A.2d 746, 748 (1957) — which hold that an injury resulting from mental or emotional distress need not be accompanied by physical trauma to be compensable. Lobman was cited with approval for the principle that an injury caused by emotional stress or strain may be found to be accidental within the contemplation of the Workmens' Compensation Law.
The teaching of Roniger was followed in Oklahoma City v. Schoonover, 535 P.2d 688-89 (Okla. 1975). The survivors in Schoonover received death benefits after a police officer died from a perforated ulcer initiated by on the job anxiety and apprehension. After finding that the ulcers were engendered by his working conditions and the nature of the employment, the Court held that disability caused by emotional stress and strain or anxiety is compensable. Recovery was allowed again in Decker v. Oklahoma State Univ., 766 P.2d 1371-72 (Okla. 1988), based on the same principle.
Although Mississippi had consistently denied recovery for psychological injuries caused by purely mental or emotional stimuli, in 1988, the Supreme Court reversed its traditional position in Fought v. Stuart
Adoption of the majority view would not constitute an abrupt break with precedent. The resolution of the question under consideration — whether compensation for an emotional, nervous, or psychological injury disassociated from overt external physical harm is precluded by the Act — has been clearly foreshadowed by the recent decisions of this Court. In Stiles v. Oklahoma Tax Comm'n, 752 P.2d 800, 803 (Okla. 1987), we found that work-related stress which aggravated a preexisting condition of rheumatoid arthritis was compensable. In Decker, we recognized that a heart attack which may have been caused by over-exertion or strain, more mental than muscular, was compensable. In Glenn v. State ex rel., Oklahoma Employment Sec. Comm'n, 782 P.2d 150, 152 (Okla. Ct. App. 1989), released for publication by this Court, the Court of Appeals found that an employee who had resigned her job because of severe reactive depression arising from on-the-job stress was entitled to unemployment compensation. In Bruner v. Rainbo Baking Co., No. 68,227 (Okla. Ct. App. Jan. 10, 1989), cert denied, (Okla. 1989), we denied certiorari after the Court of Appeals affirmed the award of compensation benefits for stress-related injuries. These findings are consistent with similar cases in which we have allowed recovery for work-related heart attacks, ulcers, and other internal injuries predicated by mental stimuli.
IV
THE PUBLIC PURPOSE OF THE ACT.
Workers' Compensation laws impose strict no-fault liability on employers for injuries or occupational diseases arising out of and in the course of employment. In exchange for a statutorily prescribed and limited measure of damages, the employer is granted immunity from tort liability,
The existing Act is neither intended to provide a complete system of social insurance nor to require an employer to be a
Early in this century, Workers' Compensation Laws were enacted in response to increased industrial accidents because of inadequate and inconsistent recoveries by employees under common law doctrines and procedures. Legislatures enacted workers' compensation laws to spare employees from expensive and speculative trials which posed the prospect of no recovery for clearly job-related injuries, as well as to protect employers from excessive common law judgments with their destabilizing impact.
Notwithstanding these historical roots of the Act, with their underlying public policy considerations, the ultimate social and economic decisions are still the province of the Legislature, not of the courts. Our job is to determine whether an occupational disease or an injury arising out of and in the course of employment is compensable based on the statutory directives of the Legislature as they have been construed in our jurisprudence. Generally, injuries of this sort may be organized conceptually in three groups: physical trauma causing nervous injury; mental stimuli causing physical injury; and mental stimuli causing nervous injury. The first two categories are almost universally accepted as compensable. The third has been a highly-litigated, volatile field in the development of Workers' Compensation Law.
V
THE VANDERPOOL DOCTRINE SHOULD BE INVOKED.
Apparently the majority's reason for denying recovery is that the Act does not specifically list psychological injuries as being compensable. Although this Court has decided cases which lend credence to this argument, there is nothing within the four corners of the Act which reflects that the Legislature intended to bar recovery for purely mental injuries. This exemption has been engrafted by the Court — it has never been enacted by the Legislature. We are not free to bestow greater immunity from liability on employers or greater benefits on employees than the statute allows. We cannot erect an insurmountable barrier to recovery from a doubtful, ambiguous, or silent legislative text;
The majority uses legislative intent, i.e. legislative silence, as a shield to avoid reevaluation of an issue that is a reality in today's society — job-related stress. We are not free to impose our own views in the interpretation of statutes. Had the Legislature intended to exempt purely mental injuries, it could have done so — and if that is the legislative intent, it is urged to do so.
After reaching the conclusion that the judicially imposed exclusion for psychic injury in the absence of physical trauma cannot not be supported by either reason or justice for the reasons expressed infra, and being mindful of the overwhelming trend against such restrictions, our duty under the current legislation is unmistakable.
FootNotes
For other examples of "distortion of compensation law by tort concepts," see 1 Larson, Workmens' Compensation Law, § 1.20 at 2-4.
In some jurisdictions damages for negligent infliction of emotional distress may be sought as an independent tort. See, e.g., Thing v. La Chusa, 48 Cal.3d 644, 257 Cal.Rptr. 865, 880-881, 771 P.2d 814, 829-830 (1989); see also generally, Annot.: Comment Note — Right to recover for emotional disturbance or its physical consequences, in the absence of impact or other actionable wrong, 64 A.L.R.2d 100; Ropiequet, "Emotional Distress Claims in Medical Malpractice Cases," For the Defense, at 13 (April 1990). A contrary view is found in the Restatement of Torts (Second), § 436A, which states:
The terms of 85 O.S.Supp. 1988 § 3(7) are:
The pertinent terms of 85 O.S.Supp. 1988 § 3(11) are:
Provisions almost identical to the current statute have been in effect since before the claimant was taken hostage on August 8, 1979.
Title 42 U.S.C. § 1983 (1981) provides:
Example Result 1) A male hostage is forced to commit oral sodomy. He does not bleed, bruise, or tear, or suffer lasting physical injury. He suffers debilitating psychological injury. No recovery. 2) A male hostage is forced to commit oral sodomy. His mouth bleeds, bruises, or Recovery tears. allowed. 3) A male hostage is forced to commit anal sodomy. He does not bleed, bruise, or tear, or suffer lasting physical injury. He suffers debilitating psychological injury. No recovery. 4) A male hostage is forced to commit anal sodomy. He Recovery bleeds, bruises, or tears. allowed. 5) A multi-partem female hostage is raped. She does not bleed, bruise, or tear, or suffer lasting physical injury. She suffers debilitating psychological injury. No recovery. 6) A virgin female hostage is raped. She bleeds, bruises, Recovery or tears. allowed.
Under the majority's position, two sexual assaults conducted under identical circumstances would reach differing results insofar as recovery under the Act is concerned. The person who is raped and bleeds, bruises, or tears, thus suffering accidental personal injury, would be compensated. The person who is raped, has a legitimate fear during the hostage situation and suffers permanent mental trauma, but does not bleed, bruise, tear, or suffer lasting physical injury, would be denied compensation. This surely cannot be. Recovery premised on past sexual experiences cannot be used as the yardstick to determine whether a rape is either benign or malignant, and whether the assault is compensable.
Ten states have disallowed such recoveries: Winchell v. Falls Sheet Metal, 235 Mont. 299, 766 P.2d 1313, 1315 (1989); Sorensen v. City of Omaha, 230 Neb. 286, 430 N.W.2d 696, 698 (1988); Castner v. MCI Telecommunications Corp., 415 N.W.2d 873 (Minn. 1987); Ryan v. Connor, 28 Ohio St.3d 406, 503 N.E.2d 1379, 1381 (1986) (Allows recovery where mental stress results in physical injury.); Followill v. Emerson Elec. Co., 234 Kan. 791, 674 P.2d 1050, 1053 (1984); Transportation Ins. Co. v. Maksyn, 580 S.W.2d 334, 337 (Tex. 1979); Superior Mill Work v. Gabel, 89 So.2d 794-95 (Fla. 1956); Fleming v. Appleton Co., 214 S.C. 81, 51 S.E.2d 363, 365 (1949); J.C. Penney Co. v. Pigg, 544 So.2d 169, 170 (Ala. Civ. App. 1989); Dougherty County Bd. v. Lundy, 183 Ga.App. 550, 359 S.E.2d 403, 406 (1987), cert. denied, 183 Ga.App. 906 (1987).
See also, City Ice & Fuel Div. v. Smith, 56 So.2d 329-30 (Fla. 1952). Compensation is allowed if physical trauma causes mental or nervous injury. See e.g., Marci Ann Sportswear v. Busquet, 393 So.2d 1132-33 (Fla.App. 1981).
The rule is not limited to cases where there has been bodily harm. See, Comment (k) to § 46.
See also, 2A Larson, "The Law of Workmen's Compensation," p. 13-1, § 68 (1987).
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