1. Home
  2. Browse Decisions
  3. F.Supp.
  4. 745 F.Supp.
  5. 745 F.Supp. 925 (1990)
 

COWEN & CO. v. MERRIAM

Nos. 88 Civ. 4406(RPP), 88 Civ. 4439(RPP).

745 F.Supp. 925 (1990)

COWEN & COMPANY, Plaintiff, v. Dori MERRIAM, Jerome E. Rosen, Joseph D. Radcliffe and James A. Merriam, Defendants. COWEN & COMPANY, Plaintiff, v. CIRCLE LAND & CATTLE CO., a Colorado Corporation, Jerome E. Rosen, Joseph D. Radcliffe and James A. Merriam, Defendants.

United States District Court, S.D. New York.

August 29, 1990.

Attorney(s) appearing for the Case

Shanley & Fisher, P.C. by Matthew Farley, New York City, for plaintiff.

Abramovitz, Merriam & Matthews by Theodore H. Merriam, Denver, Colo., for defendant Circle Land & Cattle Co.

Berger & Kramer by Robert Goldstein, New York City, for defendant Circle Land & Cattle Co.

Finkelstein, Thompson & Loughran by Craig Kemmerer, Washington, D.C., for defendant Dori Merriam.

Mark Carton by Mark Carton, San Rafael, Cal., for defendant James A. Merriam.

David Cohen by David Cohen, New York City, for defendant Joseph E. Radcliffe.

Herbert Jacobi by Herbert Jacobi, New York City, for defendant Jerome E. Rosen.

OPINION AND ORDER

ROBERT P. PATTERSON, Jr., District Judge.

This is an action brought by plaintiff, a registered securities broker-dealer, for damages arising out of stock transactions which occurred in October 1987. Plaintiff alleges that defendants have violated Sections 12(2) and 17 of the Securities Act of 1933, 15 U.S.C. §§ 77l and 77q, Sections 9(a) and 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78i(a) and j(b)...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases