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STREET v. J.C. BRADFORD & CO.

No. 87-5673.

886 F.2d 1472 (1989)

Phil A. STREET and Clyde H. Street, Plaintiffs-Appellants, v. J.C. BRADFORD & COMPANY, et al., Defendants-Appellees.

United States Court of Appeals, Sixth Circuit.

Decided September 21, 1989.

Attorney(s) appearing for the Case

Vincent A. Sikora argued, Richard W. Pectol and Associates, Johnson City, Tenn., Richard W. Pectol, for plaintiffs-appellants.

Ed W. Williams, III, Johnson City, Tenn., Frank A. Johnstone argued, Katherine W. Singleton, Wilson, Worley, Gamble & Ward, Kingsport, Tenn., for defendants-appellees.

Before MILBURN, Circuit Judge; CELEBREZZE, Senior Circuit Judge; and BERTELSMAN, District Judge.

BERTELSMAN, District Judge.

INTRODUCTION

This is a securities/commodities fraud action, originally brought in the United States District Court for the Eastern District of Tennessee. It alleges a broker's violations of the Commodity Exchange Act, 7 U.S.C. §§ 6, 6a, 6c, 6d, 6o and 25; the Securities Act of 1933, 15 U.S.C. §§ 77l and 77q; the Securities Exchange Act of 1934, § 78(b), 17 C.F.R. §§ 240.10b-5 and...

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