MEMORANDUM OPINION
GRADY, Chief Judge.
Defendants have moved for summary judgment on the ground that plaintiffs are unable to satisfy one of the "preconditions" established by the Supreme Court in Thornburg v. Gingles, 478 U.S. 30, 106 S.Ct. 2752, 92 L.Ed.2d 25 (1986), for a vote dilution claim under Section 2 et seq. of the Voting Rights Act of 1965. We grant the motion.
THE FACTS
The plaintiffs in this case are two separate classes, one consisting of all black citizens of voting age in Cook County, Illinois, and the other consisting of all Hispanic citizens of voting age in Cook County, Illinois. Plaintiffs claim that, because of certain characteristics of the electoral process in Cook County, they usually are unable to elect candidates of their choice to positions on the Circuit Court of Cook County, the Illinois Appellate Court, and the Illinois Supreme Court. The allegations of the original complaint were understood by this court to mean that, due to white bloc voting, the candidates for whom plaintiffs vote in judicial elections usually lose. That allegation was made explicit in the third amended complaint (¶ 21, p. 10). What prompts defendants' summary judgment motion is that this allegation is not true. Defendants have amply demonstrated in the materials presented in support of their motion that, instead of usually losing, the candidates for whom the class of black plaintiffs has voted in elections for the circuit and appellate courts have won more often than not. Plaintiffs have submitted no data as to the success of the candidates for whom blacks have voted in Supreme Court contests. They have submitted incomplete data concerning the success of judicial candidates for whom members of the Hispanic class have voted.
Despite the actual election results, plaintiffs insist that they have less opportunity than white voters to elect judges of their choice. The reason for this, plaintiffs contend, is that black and Hispanic residents
Plaintiffs have submitted a number of affidavits and other materials in support of these contentions. Defendants argue with plaintiffs' conclusions, but plaintiffs clearly have raised genuine issues of fact concerning the exclusionary effect of the slate-making and appointive processes.
DISCUSSION
The Statute
Section 2 of the Voting Rights Act of 1965, as amended in 1982, provides:
42 U.S.C. § 1973.
A literal reading of the statutory language would lead to the conclusion that plaintiffs have a case. The slating and appointment procedures
Defendants argue that the Voting Rights Act does not reach slate-making, because that is a purely private activity of
In amending Section 2 of the Voting Rights Act in 1982, Congress intended to eliminate the "intent" requirement that had been imposed by the Supreme Court in City of Mobile v. Bolden, 446 U.S. 55, 100 S.Ct. 1490, 64 L.Ed.2d 47 (1980), and return to the "results" test that had been the law before Bolden. Under the latter test, the courts considered a variety of factors in determining whether a challenged election procedure diluted the voting strength of minority groups. The Senate Report on the 1982 amendment listed a number of those factors, including "... [w]hether members of the minority group have been denied access to the slating process...." See discussion in Thornburg v. Gingles, 478 U.S. 30, 35-37, 106 S.Ct. 2752, 2758-2759, 92 L.Ed.2d 25 (1986). The various factors which make up the "totality of circumstances" relevant to an allegation of vote dilution are often referred to as the "Senate Report" factors or "Zimmer factors."
In summary, then, both the language of the amended Voting Rights Act and its legislative history suggest that plaintiffs can establish a violation by showing that their lack of access to the slating process usually results in a ballot with no candidates acceptable to them. However, the argument must be considered in light of what the Supreme Court has said about the Act.
Thornburg v. Gingles
In Thornburg v. Gingles, 478 U.S. 30, 106 S.Ct. 2752, 92 L.Ed.2d 25 (1986), a group of black citizens of North Carolina challenged an at-large redistricting plan for the state legislature, alleging that the effect of the plan was to dilute their votes in violation of the Voting Rights Act as amended in 1982. The three-judge district court held for the plaintiffs as to all seven districts that were challenged. The Supreme Court, in an opinion written by Justice Brennan, affirmed as to six of the districts, finding that the necessary elements of a Voting Rights Act violation had been proved. The Court reversed as to a seventh district where it found the plaintiffs had not sustained their burden of proof.
The Court discussed the Senate Report factors at length, 478 U.S. at 36-37, 44-45, 106 S.Ct. at 2758-2759, 2762-2764, and concluded that, regardless of how many of those factors were present in a particular case, there are three threshold elements, or "preconditions," a plaintiff has to establish in order to prove a vote dilution claim under the Act:
478 U.S. at 48-51, 106 S.Ct. at 2765-2767 (citations omitted).
The precondition that defendants argue has not been satisfied in the present case is the third one, namely "that the white majority votes sufficiently as a bloc to enable it — in the absence of special circumstances, such as the minority candidate running unopposed ... — usually to defeat the minority's preferred candidate." We will consider the "special circumstances" language in a moment. First, however, we will address the question of whether plaintiffs have presented any evidence from which we could conclude that the white majority "usually" defeats the "preferred candidate" of the black and Hispanic residents of Cook County. The parties do not argue about the meaning of the word "usually," and, in this context, we understand it to mean more often than not.
The evidence on which defendants rely in support of their summary judgment motion is an analysis made by plaintiffs' expert of all judicial contests from the 1984, 1986, and 1988 primary and general elections in which at least one of the candidates was black.
The class of Hispanic plaintiffs has made no effort to demonstrate that the candidates for whom they vote in judicial elections lose more often than not. Instead, they have confined their presentation to an analysis of contests in which one of the candidates was black — i.e., the same contests that are relied upon by the class of black plaintiffs. In some unsworn "observations" submitted by plaintiffs' election expert in a supplemental response to defendants' motion, it is represented that two Hispanic candidates, Ralph Reyna and S. Anthony Perdomo, ran unsuccessfully in the March 1988 Democratic Party primary, despite winning 67.5 percent and 71.4 percent of the Hispanic vote, respectively. Reyna, who was slated by the Democratic Party, was narrowly defeated by another candidate "... due to a combination of black and Anglo voting support." Perdomo's defeat may also have been due in part to his failure to win black support, since we are told that only 10.2 percent of blacks voted for him. Plaintiffs have offered no evidence as to the success rate of judicial candidates for whom Hispanics have voted in the many contests where neither a black nor a Hispanic candidate was on the ballot. Plaintiffs do concede, however, that in races where a Hispanic candidate is not on the ballot, Hispanic voters generally support the candidate who is slated by the Democratic Party.
There is no dispute about the fact that the Gingles court was referring to the defeat of candidates for whom minority voters cast their ballots in actual elections, as opposed to, say, slating contests. Plaintiffs do not suggest, in other words, that the usual failure of persons preferred by minority voters to win ballot positions through the slating process could be regarded as white bloc voting that usually defeats the minority's preferred candidate within the meaning of the quoted portion of the Gingles opinion. We consider that possibility, not to suggest that the idea has merit, but to make sure that we have not overlooked any way in which discriminatory slating could comply with the third precondition. What makes the idea come to mind in the first place, of course, is plaintiffs' contention that they rarely, if ever, have a "preferred candidate" in the actual election. We think it is quite clear the Supreme Court regarded "the exclusion of members of the minority group from candidate slating processes," a Senate Report factor it referred to earlier in the opinion, 478 U.S. at 45, 106 S.Ct. at 2763, as something different from the situation it was describing in its discussion of the third precondition. The white bloc voting referred to in the precondition cannot be interpreted to include the action of political party slate-makers.
Plaintiffs argue that they do comply with the third precondition because slating is the kind of "special circumstance" referred to by the Court. Pl.Brief, pp. 5, 8, 13. We fail to see how the passage from Gingles can intelligibly be read in that way. The Court was referring to circumstances that would allow a minority-preferred candidate to win, notwithstanding a degree of white bloc voting that would normally defeat such a candidate. An example of such a circumstance would be a minority-preferred candidate running unopposed. The white bloc, regardless of its strength, would have no one else for whom to vote. In short, the "special circumstances" the Court had in mind were circumstances that would explain the minority's candidate winning the election in spite of white bloc voting. Plaintiffs' argument turns the Court's language
Plaintiffs' interpretation of the third Gingles precondition is consistent with their argument that "these threshold requirements should not be viewed by this court as countermanding or replacing the `totality of circumstances' explicitly stated in the Voting Rights Act nor the objective factors incorporated in the Senate Report derived in large part from Zimmer v. McKeithen, and White v. Register. [Regester]" Pl.Brief, pp. 14-15. It is true that Gingles did not "countermand" or "replace" the Zimmer or Senate Report factors. They continue to be important, and much of the Court's discussion in Gingles was addressed to the matter of how the presence of these factors in the case supported the district court's finding that there had been racial bloc voting.
McNeil v. Springfield Park Dist.
Black voters residing in Springfield, Illinois brought suit under the amended Act challenging the electoral systems for the Springfield school district and park board. Plaintiffs alleged that the at-large elections held for seats on these boards unlawfully diluted the voting strength of black voters, preventing them from electing representatives of their choice. The black population of both districts was approximately 9 percent. Plaintiffs asked the district court to divide the park and school districts into seven single-member districts each, so that there would be one park district and one school district each with a black population of about 50 percent. The voting age population of those two districts, however, was to be only about 43 percent. The district court granted summary judgment for defendants, interpreting the first precondition of Gingles to require a majority of the voting age population in the proposed single-member district, and held that, since plaintiffs could not meet that requirement, there was no genuine issue of material fact. McNeil v. Springfield Park Dist., 666 F.Supp. 1208 (C.D.Ill.1987) (Mills, J.). The Seventh Circuit affirmed and, in the course of its opinion, commented at length on the specific problem now before us, namely, whether the presence of Zimmer factors can carry the day for a plaintiff who cannot prove the existence of the three Gingles preconditions. The court described the Gingles holding as follows:
McNeil v. Springfield Park Dist., 851 F.2d 937, 942 (7th Cir.1988), cert. denied, ___ U.S. ___, 109 S.Ct. 1769, 104 L.Ed.2d 204 (1989).
McNeil dealt with the first Gingles precondition, whereas we are concerned in this case only with the third. Plaintiffs, to their credit, do not attempt to argue that McNeil is distinguishable on that ground. Rather, they repeat their argument that they come within Gingles because of the "special circumstances" they are prepared to prove. Pl.Brief, p. 12-13. As explained above, we believe plaintiffs misinterpret the clear language of Gingles.
Plaintiffs have cited several cases in support of their view that the Zimmer factors — specifically, slating — survive Gingles to provide a sufficient predicate for liability under the Act. We think the cases are inapposite. White v. Regester, supra, is of no help to plaintiffs on this particular point, since it did not involve the Voting Rights Act and, of course, is pre-Gingles. In Citizens for a Better Gretna v. City of Gretna, La., supra, decided after Gingles, all three of the Gingles preconditions were met. The case does not support the proposition that a plaintiff can prevail without establishing each of the three preconditions. Velasquez v. City of Abilene, supra, was another pre-Gingles case. Jackson v. Edgefield County School Dist., 650 F.Supp. 1176 (D.S.C.1986), is another case in which the three Gingles preconditions were met: "... [w]e now conclude that the plaintiffs have met the three-part analysis set out in Thornburg v. Gingles, supra, necessary for proving a vote dilution case under section 2 of the Voting Rights Act." Id. at 1201.
In summary, we think there can be no doubt that Gingles and McNeil require this court to hold that plaintiffs must prove, as an essential part of their case, that white bloc voting usually results in the defeat of the candidates for whom black and Hispanic voters cast their ballots in judicial elections.
The Equities
Plaintiffs argue that to grant defendants' motion would be "to announce to an astonished world, that as a matter of law, there is no polarized voting in Chicago and Cook County judicial elections." Pl.Brief, p. 42. This is not a fair statement of the matter. The court is making no finding in regard to the existence of racial bloc voting, except to consider that it is a genuinely contested issue in this case. But racial bloc voting is merely a prerequisite to the third precondition. The white bloc voting must usually result in the defeat of the minority's preferred candidate, and the undisputed evidence in this case shows that this does not occur. As far as the astonishment of the world is concerned, perhaps the question is whether the Gingles preconditions, when fully understood, are really so startling.
The Voting Rights Act is not an easy statute to apply. Like most products of compromise, its internal consistency is imperfect. Subsection (b) of the 1982 amendment provides that a violation is established if members of a racial minority "have less opportunity than other members of the electorate to participate in the political process and to elect representatives of their choice." As noted earlier in this opinion, the language of the amendment seems to support the proposition that unequal access
Like the statute itself, the opinion Justice Brennan wrote for the majority in Gingles does not satisfy everyone. But as Judge Cudahy stated in McNeil:
McNeil v. Springfield Park Dist., 851 F.2d at 942-43. It is understandable that plaintiffs in this case believe they are hurt by the trade-off. They do not regard their claim as a marginal one, and see nothing speculative about their alleged lack of access to the slating process. That lack of access, they claim, results directly in their inability to elect judges of their choice.
There may be merit to plaintiffs' argument. On the other hand, it may not be that clear. Underlying their argument are three premises: First, slating is essential to election. Second, candidates preferred by blacks and Hispanics are not slated. Third, only the elimination of the at-large election system and the creation of smaller districts in which plaintiffs would constitute substantial majorities would result in the election of judges who are the actual choices of black and Hispanic voters.
The first premise is undermined by the undisputed fact that a number of unslated judicial candidates have won election to the Circuit Court of Cook County in recent years, including several blacks strongly supported by the black community. No slated candidate has won election to the Supreme Court of Illinois from Cook County in the last three elections. The second premise is undermined by the fact that black candidates are regularly slated by the Democratic organization. Those candidates
All we are suggesting here is that the Gingles preconditions are not necessarily frustrating the presentation of what would otherwise be a winning case. The situation is somewhat like that presented in McNeil, where the plaintiffs argued in the alternative that they should be exempted from the precondition that they constitute a majority of the voting population in the proposed districts. Their argument was that, because only a plurality was necessary to win election, their 43 percent of the voting population should be considered sufficient to avoid summary judgment. Plaintiffs contended that more than two candidates would usually run for each position, increasing the likelihood that the black voters, by concentrating on one candidate, could elect their choice. The Court of Appeals noted that in Gingles a majority vote was required to win. In that context, "... the Court's requirement that a minority group constitute a majority in a single member district makes sense." 851 F.2d at 943. While observing that in the case before it "... the precondition is more troubling," id., the Court nonetheless rejected plaintiffs' argument. The analysis of the Court is relevant to the case at bar:
851 F.2d at 944 (emphasis added).
Summary Judgment Standard
There are factual disputes in this case, but where plaintiffs have no evidence to support an essential element of their claim, summary judgment is appropriate:
Celotex Corp. v. Catrett, 477 U.S. 317, 322-23, 106 S.Ct. 2548, 2552-53, 91 L.Ed.2d 265 (1986).
CONCLUSION
Because there is no genuine issue of material fact, defendants' motion for summary judgment will be granted.
FootNotes
478 U.S. at 93, 106 S.Ct. at 2788.
650 F.Supp. at 1202, n. 10.
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