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ROYAL AMERICAN MANAGERS, INC. v. IRC HOLDING CORP.

Nos. 954, 955, 956, Dockets 88-7987, 88-9041, 88-9083.

885 F.2d 1011 (1989)

ROYAL AMERICAN MANAGERS, INCORPORATED, Plaintiff-Appellant, v. IRC HOLDING CORPORATION and Joseph Ambriano, Defendants-Appellees, Cross-Appellants, Gerald Dolman, Defendant-Appellee, Cross-Appellee.

United States Court of Appeals, Second Circuit.

Decided September 1, 1989.

Attorney(s) appearing for the Case

Edward J. Boyle, New York City (Jeffrey A. Sims, Wilson, Elser, Moskowitz, Edelman & Dicker, New York City, of counsel), for plaintiff-appellant.

Ellen R. Nadler, New York City (Kramer, Levin, Nessen, Kamin & Frankel, New York City, of counsel), for defendant-appellee, cross-appellee Gerald Dolman.

John W. Mitchell, New York City (Karen F. Silverman, Arie Bucheister, La Rossa, Mitchell & Ross, New York City, of counsel), for defendants-appellees, cross-appellants IRC Holding Corp. and Joseph Ambriano.

Before PRATT and MINER, Circuit Judges, and MOTLEY, District Judge.

MINER, Circuit Judge:

Plaintiff-appellant Royal American Managers, Inc. ("RAM") appeals from a judgment entered in the United States District Court for the Southern District of New York (Metzner, J.) dismissing claims grounded on section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder, 15 U.S.C. § 78j(b) (1982) & 17 C.F.R. § 240.10b-5 (1988); section 12(2) of the Securities Act of 1933, 15 U.S.C. § 77l(2...

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