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GRIFFIN v. S.W. DEVANNEY & CO., INC.

No. 88SC118.

775 P.2d 555 (1989)

Royce GRIFFIN, as Commissioner of Securities for the State of Colorado, Petitioner, v. S.W. DEVANNEY & CO., INC., and Stephen W. Devanney, Respondents.

Supreme Court of Colorado, En Banc.

June 19, 1989.

Attorney(s) appearing for the Case

Duane Woodard, Atty. Gen., Charles B. Howe, Chief Deputy Atty. Gen., Richard H. Forman, Sol. Gen., Eugene C. Cavaliere, Deputy Atty. Gen., Suzanne A. Fasing, Asst. Atty. Gen., Denver, for petitioner.

No appearance by respondents.

Joseph C. Long, Norman, Okl., for amicus curiae, North American Securities Administrators Ass'n, Inc.

QUINN, Chief Justice.

Section 11-51-117(2) of the Colorado Securities Act of 1981, §§ 11-51-101 to 11-51-129, 4B C.R.S. (1987), states that "[n]o provision of this article authorizes the [S]ecurities [C]ommissioner or any of his officers or employees to disclose [any information filed with or obtained by the Commissioner and not made public] except among themselves or when necessary or appropriate in a proceeding or investigation under this article." In...

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