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CAPITAL GEN. CORP. v. D. OF BUSINESS REG.

No. 870567-CA.

777 P.2d 494 (1989)

CAPITAL GENERAL CORPORATION, Plaintiff and Appellant, v. UTAH DEPARTMENT OF BUSINESS REGULATION, SECURITIES DIVISION, Defendant and Respondent.

Court of Appeals of Utah.

Certiorari Denied September 12, 1989.

Attorney(s) appearing for the Case

David H. Day (argued), Day & Barney, Murray, for plaintiff and appellant.

R. Paul Van Dam, State Atty. Gen., Stephen G. Schwendiman, Chief, William B. McKean, Mark J. Griffin (argued), Asst. Attys. Gen., Tax & Business Regulation Div., Salt Lake City, for defendant and respondent.

Before BENCH, GARFF and ORME, JJ.

OPINION

ORME, Judge:

Capital General Corporation ("CGC") appeals the district court's affirmance of the Utah Securities Advisory Board's suspension of all secondary trading exemptions of Amenity, Inc. stock. The Board concluded that CGC had violated the Utah Uniform Securities Act by distributing 90,000 shares of Amenity, Inc. stock without registration. We affirm.

THE UTAH UNIFORM SECURITIES ACT

The Utah Uniform Securities Act, Utah Code...

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