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U.S. v. RUBIN

No. 86-5178.

836 F.2d 1096 (1988)

UNITED STATES of America, Appellee, v. William Mark RUBIN, Appellant.

United States Court of Appeals, Eighth Circuit.

Decided January 6, 1988.

Rehearing Denied February 4, 1988.

Attorney(s) appearing for the Case

Jack S. Nordby, Minneapolis, Minn., for appellant.

Thomas B. Heffelfinger, Minneapolis, Minn., for appellee.

Before JOHN R. GIBSON, Circuit Judge, HENLEY, Senior Circuit Judge, and FAGG, Circuit Judge.

JOHN R. GIBSON, Circuit Judge.

William Rubin appeals his conviction of ten counts of securities fraud brought under 15 U.S.C. §§ 77q(a) and 77x (1982) and 18 U.S.C. § 2 (1982), and two counts of filing a false securities registration statement under 15 U.S.C. § 77x and 18 U.S.C. § 2. On appeal he argues (1) that the district court1 erred in quashing a subpoena duces tecum served on Ronald Sullivan, an officer of...

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