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SUTHIRACHARTKUL v. SHEARSON LEHMAN BROS. INC.

Nos. 149, 199, Dockets 86-7492, 86-7494.

806 F.2d 37 (1986)

Sint SUTHIRACHARTKUL, Plaintiff-Appellee, v. SHEARSON LEHMAN BROTHERS INC., Shearson Lehman Brothers Pte. Ltd., and Edward Zulaica, Defendants-Appellants, Sin Mun Kay, Defendant. IRPA CORPORATION, S.A., Plaintiff-Appellee, v. SHEARSON LEHMAN/AMERICAN EXPRESS, INC., formerly Shearson/American Express, Inc., Gaston Rozenwald, and Geoffrey De Robiano, Defendants-Appellants.

United States Court of Appeals, Second Circuit.

Decided November 19, 1986.

Attorney(s) appearing for the Case

Harry D. Frisch, New York City (Theodore A. Krebsbach, Bari Jane Wolfe, New York City, on the brief), for defendants-appellants in No. 86-7492.

Robert J. Costello, New York City (John J. Phelan, III, Michael F. Fitzgerald, Phelan & Costello, New York City, on the brief), for plaintiff-appellee in No. 86-7492.

Stephen J. Keating, New York City (Theodore A. Krebsbach, Lisa Anne J. Labonte, New York City, on the brief), for defendants-appellants in No. 86-7494.

Adolph D. Seltzer, New York City, for plaintiff-appellee in No. 86-7494.

Before VAN GRAAFEILAND, NEWMAN, and PRATT, Circuit Judges.

PER CURIAM:

In these two related but unconsolidated appeals, Shearson Lehman Brothers, Inc. ("Shearson") appeals from orders of the District Court for the Southern District of New York denying its motions in two separate cases to compel arbitration. Both cases involve claims brought by Shearson customers under section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) (1982), and Rule 10b-5, 17 C.F.R. § 240.10b-5 (1986). In addition, the plaintiff...

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