The opinion of the Court was delivered by O'HERN, J.
This appeal concerns the standard for termination of parental rights under N.J.S.A. 30:4C-15 and -20. We hold that the trial court incorrectly emphasized the economic and social disadvantages of respondent-parents as factors that excused or outweighed in significance the essentially uncontradicted showing of serious harm suffered by the children as a result of a lack of nurturing care in the home. We direct that the matter be promptly reconsidered in light of the applicable legal standards with the goal of permanently settling the situation of these five children as soon as possible.
I
At issue is the well-being of seven members of a troubled family in one of our urban centers. The parents, Robert and Adrian, are now 35 and 30 years of age, respectively. Both have limited backgrounds and abilities. Robert, the father, has been diagnosed as having a borderline personality disorder and Adrian has been diagnosed as having pronounced limitations
Because these proceedings presuppose "care or custody" of the children with the Division of Youth and Family Services (DYFS), N.J.S.A. 30:4C-15(c) and (d), a review of the agency's history with this family must be undertaken. The investigatory records of DYFS reveal the following.
In June 1976, a welfare board worker referred Adrian and Ennett to DYFS. Mother and daughter were removed from the home; Adrian, however, returned the next day. In July of 1976, Adrian signed a placement agreement whereby Ennett would be cared for by her paternal great grandmother. DYFS continued to supervise Ennett but lost touch with the parents.
The Division regained contact with the couple in 1977. Though Robert allegedly continued to beat her, Adrian married him in October 1977. In March 1978, they resumed care of Ennett under the supervision of DYFS.
In December 1978, the two girls were placed in foster care with the agreement of their parents. Ennett, then four years old, showed signs of physical injury as well as severe emotional disorder. At that time, the DYFS worker had been repeatedly informed by Adrian that her husband assaulted her and that she feared for her own safety. The worker had seen Robert in a variety of moods ranging from despair to rage. Intense hostility was the dominant tone of what the worker viewed as a violent, unpredictable personality. Adrian was seen as an extremely passive, unassuming person who did not appear to be able to function outside of the confines of her present marital situation. She described to the worker the frequency and increased intensity of beatings by her husband, from whom she was unable to sever her ties.
DYFS contends that it tried thereafter to help the parents resume the care of their children but the efforts were unsuccessful. They remained in foster care. Two boys, Robert and Michael, were born in 1979 and 1980. Soon after Michael's birth, a DYFS worker visited the home and was told by Robert that DYFS could keep the girls but he would "kill anyone who tries to take the boys."
On October 8, 1980, on the motion of the Division, an order was entered placing Ennett and Kimberly under the care, custody, and supervision of DYFS; young Robert was placed under DYFS's supervision. In that and subsequent proceedings, law guardians were appointed to represent the children,
The girls continued to be separated from and were not seen by their parents for over a year. The parents continued to reject all of DYFS's attempts to provide homemaker services, counseling, and visits with the girls. DYFS workers who visited the home in 1981 found it in "total disarray." In early 1982, Adrian gave birth to a fifth child, a boy, Jacob. Jacob died in September 1982. Faced with information that the infant's death was not accidental, a DYFS caseworker went to the home and found what she considered to be appalling conditions of neglect. The two young boys who were with their parents showed minor signs of physical neglect but major signs of a lack of emotional and developmental growth. On October 7, 1982, on DYFS's motion, an order was entered placing Robert and Michael under the care, custody, and supervision of the Division. The two boys were placed in foster care.
Despite the problems, DYFS sought to work with the parents to facilitate returning the boys and eventually reuniting the entire family. Jacob's death was confirmed as not being the result of foul play; it was attributed to sudden-infant-death syndrome. DYFS arranged for supervised visitation with the children at a child-care center and sought to build, at least in Adrian, a greater strength and ability to provide care for the children. Until 1984, the Division continued to help the parents but all efforts appeared unsuccessful. Of both parents, one witness later concluded:
Following a two-day trial in October 1984, the Family Part reserved decision on the question whether parental rights should be terminated. The trial judge issued a decision from the bench on January 25, 1985. Regrettably, Ennett and Kimberly's foster mother died before the court reached its decision. The court deferred decision on the two girls pending evaluation of their relationship with their new foster mother, though the court indicated its belief that they too should ultimately be returned to the natural parents. As for the boys, however, the court found it was in their best interests that they be returned to their natural parents. In its view the events were beyond the control of the parents: "[The] most that can be said combining the assessments of parents and children is that they are victims of cultural and financial deprivation." The court further emphasized that DYFS had made "no attempt * * * to * * * keep the family unit integral." The three boys were ordered returned to their parents with the direction that they be placed under the protective supervision of DYFS for one year. The trial court's decision was stayed pending appeal. The Appellate Division affirmed the judgment in an unreported opinion. We granted the State's petition for certification. 103 N.J. 471 (1986).
II
Termination of parental rights presents the legal system with an almost insoluble dilemma. On the one hand, we emphasize the inviolability of the family unit, noting that "[t]he rights to conceive and to raise one's children have been deemed `essential,' * * * `basic civil rights of man,' * * * and `[r]ights far more precious * * * than property rights' * * *." Stanley v. Illinois, 405 U.S. 645, 651, 92 S.Ct. 1208, 1212, 31 L.Ed.2d 551, 558 (1972) (citations omitted). The interests of parents in this relationship have thus been deemed fundamental and are constitutionally protected. On the other hand, it has been recognized "that a state is not without constitutional control over parental discretion in dealing with children when their physical or mental health is jeopardized." Parham v. J.R., 442 U.S. 584, 603, 99 S.Ct. 2493, 2504, 61 L.Ed.2d 101, 119 (1979) (citing Wisconsin v. Yoder, 406 U.S. 205, 230, 92 S.Ct. 1526, 1540, 32 L.Ed.2d 15, 33 (1972)).
These two concepts run so deeply in our culture that we find their reconciliation to be very difficult. Preservation of the traditional family is a staple of social rhetoric. It is that model of the family that our popular culture portrays. Yet, reality must intrude into this idealized view of American family life. The dark side to this is that "[a]s with so many other legal presumptions, experience and reality may rebut what the law accepts as a starting point; the incidence of child neglect and abuse cases attests to this." Parham v. J.R., supra, 442 U.S. at 602, 99 S.Ct. at 2504, 61 L.Ed.2d at 119. Thus, it has been held that the right of parents to be free from governmental intrusion is not absolute. "The State as parens patriae may act to protect minor children from serious physical or emotional harm. In some instances this may require a partial or complete severance of the parent-child relationship." In re Dep't of Pub. Welfare, 383 Mass. 573, 587, 421 N.E.2d 28, 36 (1981). Even though dissenting on the imposition of a federal standard of proof in a state termination proceeding, Justice Rehnquist recognized the stakes involved:
In fulfillment of its protective jurisdiction over children when their physical or mental health is jeopardized, New Jersey has enacted a comprehensive regulatory program. DYFS is generally responsible for providing, through a variety of programs, necessary facilities and resources for children whose needs cannot be or are not being met by their families. See N.J.S.A. 30:4C-1, -2(a), and -4.
"Termination of parental rights is essentially, of course, a statutory proceeding; but the statute does not say it all. Overlying constitutional considerations, constantly recurring statutory amendments, and the rapidly evolving nature of present-day social theory and public policy make judicial interpretation an inevitable and indispensable part of critical legal operation." Champagne v. Welfare Div. of Nevada State Dep't of Human Resources, 100 Nev. 640, 663, 691 P.2d 849, 865 (1984). Indeed, were the sole criterion stated to be in terms of the best interests of the child, it would be suspect for vagueness because of the important constitutional interests involved.
Social scientists, scholars, and family workers, however, are deeply divided on the proper standards for termination of parental rights. A recent symposium based on a 1983 Conference on Psychological Parenting and Child Welfare Decision-Making illustrates the divergent views. One commentator was gravely concerned that
To some extent, we believe that the trial court was understandably concerned that the economic and social conditions of the parents should not be critical factors in determining their right to raise their children. But the price of focusing on the plight of the parents in these types of cases is that the child is kept in
Most can agree that in those "extremely brutal situations where there is almost no humanity left in the relationship of the parent to the child * * * we should move expeditiously to save the child from such a situation." Fanshel, Urging Restraint in Terminating the Rights of Parents of Children in Foster Care, 12 N.Y.U.Rev.L. & Soc.Change 501, 502 (1983-84). Where the experts are in disagreement is in the great middle-range of cases involving beleaguered parents with uneven track records. These hard cases raise complicated questions concerning legal and civil rights.
As judges, it is our duty within constitutional bounds to effectuate the choice between these policies as reflected in our legislative scheme. New Jersey, unlike some states, has not adopted a detailed statutory formula.
The standard must therefore reflect the constitutional significance of the interest being protected.
In re Guardianship of Cope, supra, stated it thus:
(1) The child's health and development have been or will be seriously impaired by the parental relationship.
The primary focus of the court should be upon harm for which there is "unambiguous and universal social condemnation." Developments in the Law — The Constitution and the Family, 93 Harv.L.Rev. 1156, 1319 (1980). Paramount examples of such condemnation are evident in the context of physical and sexual abuse. For example, N.J.S.A. 30:4C-15(a) authorizes termination of parental rights when a judgment of conviction has been entered based on abuse, abandonment, neglect of, or cruelty to the child. In Title 9, the definition of "abused or neglected child" includes "a child * * * whose parent * * * inflicts or allows to be inflicted upon such child * * * protracted impairment of * * * emotional health * * * or a child whose * * * mental, or emotional condition has been impaired or is in
Not every injury — real or imagined — to the child's psyche satisfies the test. Still, in some cases, the potential for emotional injury can be the crucial factor in child placement. See, e.g., Sees v. Baber, 74 N.J. 201, 222 (1977) ("psychological aspect of parenthood is more important in terms of the development of the child and its mental and emotional health than the coincidence of biological or natural parenthood"). The potential return of a child to a parent may be so injurious that it would bar such an alternative. In this case, for example, visits with his parents have allegedly disturbed Michael. The trial court therefore must consider the potential for serious psychological damage to the child. Sorentino v. Family and Children's Soc'y, 72 N.J. 127, 131-32 (1976) (Sorentino I). "[T]he mental health of the child and its best interest psychologically must always be considered." In re Guardianship of R., 155 N.J.Super. 186, 194 (App.Div. 1977). "The absence of physical abuse or neglect is not conclusive * * *." Id.
(2) The parents are unable or unwilling to eliminate the harm and delaying permanent placement will add to the harm.
We must emphasize that what is at stake here is not that a parent lacks the financial wherewithal to elevate the child's intellectual stimulation. The Supreme Court of California has put it thus: "It is true that [the natural mother] was poor, but the hallmark of an effective parent has never been the parent's bank account. Children can be and are loved and nurtured in poverty-stricken families and deprived and neglected in affluent homes. In our view, this record simply demonstrates an extreme case of deficient parenting." In re Laura F., 33 Cal.3d 826, 837, 662 P.2d 922, 929, 191 Cal.Rptr. 464, 471 (1983) (en
A court analyzing the ability of the parents to give their children care should not look at the parents to determine whether they are themselves unfit or whether they are the victims of social circumstances beyond their control; it should only determine whether it is reasonably foreseeable that the parents can cease to inflict harm upon the children entrusted to their care. No more and no less is required of them than that they will not place their children in substantial jeopardy to physical or mental health. There is a natural tendency to want to continue working with the parents to restore the family unit. How long a court should be willing to wait, however, depends in part on the age of the child. In re Welfare of Hall, 99 Wn.2d 842, 850, 664 P.2d 1245, 1250 (1983) (en banc).
(3) The court has considered alternatives to termination.
Although this provision is not explicit in the Cope standard, we believe that it is implicit in the overall scale of review of what is in the best interests of the child. The Child Placement Review Act, N.J.S.A. 30:4C-50 to -65, requires a "placement plan for each child placed outside his home * * * [to] include * * * [a] statement of the goal for the permanent placement or return home of the child * * *." N.J.S.A. 30:4C-55. A court should require as part of the case in chief consideration of the plan that was developed for the child.
"Legislative and judicial policy have dictated that the child's `best interests' be protected `so far as practicable' by providing welfare services to support and maintain the integrity of the biological family as a living unit." New Jersey Div. of Youth and Family Servs. v. B.W., 157 N.J.Super. 301, 308 (Camden County Ct. 1977) (citing N.J.S.A. 30:4C-1 to -65, In re Guardianship
(4) The termination of parental rights will not do more harm than good.
While this may appear to be nothing more than a tautological statement, what the concept conveys is that termination of parental rights will result, among other things, in a permanent resolution of the child's status. Some have suggested that "[a] decision to terminate parental rights should not simply extinguish an unsuccessful parent-child relationship without making provision for * * * a more promising relationship * * * [in] the child's future * * *." Ketcham and Babcock, Statutory Standards for the Involuntary Termination of Parental Rights, 29 Rutgers L. Rev. 530, 542-43 (1976).
If one thing is clear, it is that the child deeply needs association with a nurturing adult. Since it seems generally agreed that permanence in itself is an important part of that nurture, a court must carefully weigh that aspect of the child's life. See, e.g., Alsager v. District Court, 406 F.Supp. 10, 23-24 (S.D. Iowa 1975), aff'd, 545 F.2d 1137 (8th Cir.1976) ("improvident physical separations and final terminations can visit [harmful effects] upon young children"; thus, "terminations must only occur where more harm is likely to befall the child by staying with his parents than by being permanently separated from them"). Hence, courts should consider the permanency plan presented:
Naturally, there will be circumstances when the termination of parental rights must precede the permanency plan. A multiply-handicapped child or a young adolescent might not be adoptable at the time of the termination proceedings. In other cases, the court will have to consider whether the child has already developed "a filial relationship [with another] * * * that * * * cannot be destroyed or changed without some risk of emotional harm to the child." Sees v. Baber, supra, 74 N.J. at 222. Just such a relationship was recognized in Sorentino II
III
These then are the standards that should be followed in a termination case. As to the burden of proof, in Santosky v. Kramer, supra, 455 U.S. 745, 102 S.Ct. 1388, 71 L.Ed.2d 599, the United States Supreme Court held that the Fourteenth Amendment requires application of at least a "clear and convincing" standard of proof to a state's parental-rights-termination proceeding. Id. at 747-48, 768-70, 102 S.Ct. at 1402-04, 71 L.Ed.2d at 603, 616-17. In reaching this conclusion, the
The correct standard is "clear and convincing" proof. It is the standard that our courts have followed. See In re Guardianship of R., supra, 155 N.J. Super. at 193 ("Division has the burden of establishing [the] grounds for termination of parental rights by clear and convincing evidence") (citing In re Guardianship of B.C.H., supra, 108 N.J. Super. at 537, and In re Adoption of Children by N., supra, 96 N.J. Super. at 424). With this in mind, we turn to an application of the appropriate standards to the specific record before us in this case.
IV
The primary focus of the trial testimony was upon the injuries that the children of this family had suffered. Although there is a regrettable cultural cast to the words chosen by the experts to convey the significance of their findings, it is clear to us that they did not intend to express a cultural bias against the economic, racial, or ethnic conditions in which they found these children.
What the witnesses sought to convey when they spoke of "cultural deprivation", lack of exposure to "language stimulation", and the failure to offer a "culturally rich and stimulated home environment" was not that the children did not speak in polysyllables but rather that they had little or no vocabulary at all; not that they were incapable of advanced reasoning but that they failed to grasp the most basic of concepts — that an
We can share the concerns of the trial court that there not be any cultural bias. Still, we cannot avert our eyes from the grave injury that these children have suffered. We are sympathetic to the plight of these parents, who may suffer because of the larger faults of society. Nevertheless, we do not believe that their economic or social circumstances were proven to be the cause of their children's condition. The regrettable injury to the growth and development of the children was due not to economic deprivation or lack of resources but to a fundamental lack of the most precious of all resources, the attention and concern of a caring family.
As to Ennett and Kimberly, the proofs were most demonstrative. There was proof that Ennett suffered from a severe disability bordering on psychosis that was attributed to her early exposure to violence in the home. She was described as "starving for attention." Returning her to a home not purged of all violence would be, in the view of the witnesses, fatal. At the time of trial, the only home that Kimberly had ever known was her foster mother's. There was a "very intense emotional bond between these two girls" (Kimberly and Ennett). The clinical psychologist who testified at trial concluded that the two girls clearly needed to remain together. In Kimberly's case, then, were she returned to her parents at the time of trial, she would have suffered the emotional loss of both her foster mother, whom she called "grandma," and her sister. Her relationship with her sister remains critical.
As to the boys, Robert was "significantly developmentally delayed." He was already a year behind in his ability to form the simplest perceptions of the world about him; he would be "not capable of independent living unless changes were made."
As tragic as the consequences to the parents of the loss of their children may be, we cannot ignore evidence of serious injury. It is inappropriate to disregard a clear and essentially undisputed showing of such injury and its probable consequences because society may have been unfair to the parents.
Nor do we believe it appropriate to consider as a factor mitigating or excusing the showing of injury to the children that, in the case of Robert and Michael, their placement had not been successful, or that following the death of Ennett and Kimberly's foster mother there had been difficulties with the new foster parent. These are the inevitable consequence of temporary living arrangements. See New Jersey State Child Placement Advisory Council, Barriers to Permanency Planning (1983) (reciting the administrative, financial and legal burdens of providing permanent homes for children); see also In re Guardianship of D., 169 N.J.Super. 230, 241-42 (Camden County Ct. 1979) (although agency may have placed children in inappropriate foster setting, "[t]he only issue before th[e] court is their best interests, regardless of how the situation arose") (citing Sorentino I and Sorentino II).
Finally, what concerns us most about the case is that there was simply no evidence of any realistic likelihood that the parents would ever be capable of caring for the children.
We realize too that there is a danger here in not recognizing the sense of betrayal that disadvantaged people must feel in dealing with a large governmental agency like DYFS. Respondents were described as having a "sour grapes" attitude about what was going on and having "never learned" from their own mistakes or difficulties. They went to this agency for help and were understandably stunned when their children were taken from them. We have no desire to blame parents in such a situation.
As regrettable as it may be, there are some circumstances in which the failings of parents cannot excuse their causing harm to their children.
No one is a winner in litigation of this type. "[G]iven the need for continuity, the child's sense of time, and the limits of our ability to make long-term predictions, [the best interests of the child] are more realistically expressed as the least harmful or least detrimental alternative." Solnit, Psychological Dimensions in Child Placement Conflicts, supra, 12 N.Y. U.Rev.L. & Soc. Change at 499. In this case, we believe that the Division presented a clear and convincing case under N.J.S.A. 30:4C-15(c) that the health and development of the minor children have been substantially impaired;
We have been requested to enter judgment directing the termination of parental rights. We believe that "[a] proceeding to terminate parental rights involves the State's intrusion into the most fundamental and private of social bonds — that of the family. The warmth and complexity of such relationships should not be assessed against the typed words of a cold record." In re Michael B., 58 N.Y.2d 71, 75, 445 N.E.2d 637, 639, 459 N.Y.S.2d 254, 256 (1983) (Cooke, C.J., concurring). We are therefore reluctant to enter the final judgment without a personal assessment of the relationship.
Because the trial judge has heard this evidence and may have a commitment to its findings, we believe it is best that the case be reconsidered by a new fact-finder. See In re Guardianship of R., supra, 155 N.J. Super. at 195 (termination case assigned to new judge because "[t]he judge who heard the matter below has already engaged in weighing the evidence and has rendered a conclusion on the credibility of the Division's witnesses"). Although the record is extensive, there are only
As noted, after the trial below Ennett and Kimberly's foster mother died, and the situation may be better crystalized now after this relatively brief period of time. Because of our familiarity with this record, we will entertain consideration of a petition for direct certification if any party believes it necessary to appeal from the disposition on the remand.
The judgment of the Appellate Division is reversed. The matter is remanded for further proceedings in accordance with this opinion.
For reversal and remandment — Chief Justice WILENTZ and Justices CLIFFORD, HANDLER, POLLOCK, O'HERN and GARIBALDI — 6.
Justice STEIN, did not participate.
FootNotes
Before adoption by the state legislature, Colorado's judicially developed standard
With respect to the expert testimony, the parties should resolve, by pretrial motion, the admissibility of certain opinions of a vision-impaired expert based upon visual data furnished to him. See Evid.R. 56(2) (expert witness may base opinion on data "made known to him at or before the hearing"). In addition, Dr. Dyer should promptly familiarize himself with the full record and should be available to testify at the call of either party or the court.
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