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ROBERTS v. SMITH BARNEY, HARRIS UPHAM & CO., INC.

Civ. A. No. 86-1344-S.

653 F.Supp. 406 (1986)

Jay C. ROBERTS and Maureen M. Roberts, Plaintiffs, v. SMITH BARNEY, HARRIS UPHAM & CO., INC., Defendant.

United States District Court, D. Massachusetts.

December 11, 1986.

Attorney(s) appearing for the Case

David F. Cavers, Jr., Robert W. Holmes, Jr., Powers & Hall, P.C., Boston, Mass., for plaintiffs.

Gerald F. Rath, James P. Delphey, Bingham, Dana & Gould, Boston, Mass., for defendant.

MEMORANDUM AND ORDER ON PLAINTIFFS' MOTION FOR LEAVE TO FILE FIRST AMENDED COMPLAINT AND DEFENDANT'S MOTION TO DISMISS OR TO COMPEL ARBITRATION

SKINNER, District Judge.

Plaintiffs Jay C. Roberts and Maureen M. Roberts (the "Roberts") reside in Vermont where they own and operate a sheep breeding business. Defendant Smith Barney, Harris Upham & Co., Inc. ("Smith Barney") is a New York based investment and brokerage house with offices throughout the country...

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