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S.E.C. v. GOLDFIELD DEEP MINES CO. OF NEVADA

No. 83-6442.

758 F.2d 459 (1985)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. GOLDFIELD DEEP MINES COMPANY OF NEVADA, AAA Financial Corporation of Nevada, City Continental Financial, A.G., John C. Rebenstorf, III, C. Orin Swain, Defendants-Appellants.

United States Court of Appeals, Ninth Circuit.

Decided April 19, 1985.

Attorney(s) appearing for the Case

David A. Sirignano, S.E.C., Washington, D.C., for defendants-appellants.

Fred M. Cohen, Ontairo, Cal., for plaintiff-appellee.

Before PREGERSON and REINHARDT, Circuit Judges, and SCHWARZER.

REINHARDT, Circuit Judge:

Appellants appeal the district court's grant of a permanent injunction enjoining them from engaging in further violations of the registration provisions of the Exchange Act, 15 U.S.C. § 78l (g) and SEC Rule 12b-20; the recordkeeping provisions of the Securities Act, 15 U.S.C. § 78m(b)(2); and the antifraud provisions of the Securities Act and the Exchange Act, 15 U.S.C. §§ 77q(a)(1)-(a)(3), 15 U.S.C. § 78j...

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