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LEONARD SMITH, INC. v. LYNCH

107 A.D.2d 902 (1985)

Leonard Smith, Inc., et al., Appellants, v. Merrill Lynch, Pierce, Fenner and Smith, Respondent, et al., Defendants

Appellate Division of the Supreme Court of the State of New York, Third Department.

January 17, 1985

Lawrence Smith, as trustee of plaintiff corporate employee benefit plan and trust (plaintiff), established an investment account with defendant, Merrill Lynch, Pierce, Fenner and Smith (Merrill Lynch) in December, 1980. On March 23, 1981, Smith contacted Merrill Lynch to arrange the transfer of $200,000 from the account to Guardian Life Insurance Company (Guardian Life). Merrill Lynch's account executive advised Smith of Merrill...

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