S.E.C. v. MacDONALD

No. 83-1568.

725 F.2d 9 (1984)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Appellee, v. James E. MacDONALD, Jr., Defendant, Appellant.

United States Court of Appeals, First Circuit.

Decided January 11, 1984.


Attorney(s) appearing for the Case

John V. Kenny, Washington, D.C., for defendant, appellant.

Douglas J. Scheidt, Sp. Counsel, Washington, D.C., with whom Daniel L. Goelzer, Gen. Counsel, Linda D. Fienberg, Associate Gen. Counsel, Lisa A. Gok, Atty., S.E.C., and Paul Gonson, Sol., Washington, D.C., were on brief, for plaintiff, appellee.

Before CAMPBELL, Chief Judge, BOWNES, Circuit Judge, and MALETZ, Senior Judge.


PER CURIAM.

In SEC v. MacDonald, 699 F.2d 47 (1st 1983), this court, sitting en banc, affirmed the district court's finding that defendant James E. MacDonald, Jr. violated the antifraud provisions of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and SEC Rule 10b-5 promulgated thereunder, 17 C.F.R. § 240.10b-5. The violation involved MacDonald's purchase of 9,600 shares of Realty Income Trust (RIT) stock...

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