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SUSLICK v. ROTHSCHILD SECURITIES CORP.

No. 83-2570.

741 F.2d 1000 (1984)

Edith R. SUSLICK, Executor of the Estate of Alvin Suslick, Deceased, Plaintiff-Appellant, v. ROTHSCHILD SECURITIES CORP., et al., Defendants-Appellees.

United States Court of Appeals, Seventh Circuit.

Decided August 16, 1984.

As Amended August 21, 1984.

Attorney(s) appearing for the Case

Henry Thrush Synek, Chicago, Ill., for plaintiff-appellant.

Bruce L. Wald, Tishler & Wald, Chicago, Ill., for defendants-appellees.

Before WOOD and ESCHBACH, Circuit Judges, and CAMPBELL, Senior District Judge.

HARLINGTON WOOD, Jr., Circuit Judge.

The principal issue in this case concerns the interplay between the federal doctrine of equitable tolling and the state statute of limitations adopted for actions brought pursuant to § 17(a) of the Securities Act of 1933, § 10(b) the Securities Exchange Act of 1934, and Rule 10b-5 of the Securities and Exchange Commission (SEC) in the absence of an applicable federal statute of limitations. The district court held that...

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